Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Maryland State Retirement & Pension System | 41,799 | $9.31M | 0.25% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 41,845 | $9.32M | 0.27% | +2,747+7.0% | Added |
| Bokf, NA | 42,424 | $9.45M | 0.16% | −4,311−9.2% | Reduced |
| Elo Mutual Pension Insurance Co | 42,544 | $9.48M | 0.27% | +944+2.3% | Added |
| First Horizon Advisors, Inc. | 42,659 | $9.51M | 0.52% | −5,793−12.0% | Reduced |
| McRae Capital Management Inc | 42,799 | $9.54M | 2.15% | +3,057+7.7% | Added |
| Nikko Asset Management Americas, Inc. | 43,203 | $9.64M | 0.07% | −4,729−9.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 43,363 | $9.66M | 0.15% | −141−0.3% | Reduced |
| Oregon Public Employees Retirement Fund | 43,685 | $9.73M | 0.10% | −700−1.6% | Reduced |
| Culbertson A N & Co Inc | 43,784 | $9.76M | 1.84% | +805+1.9% | Added |
| Callahan Advisors, LLC | 43,826 | $9.77M | 1.11% | +2,220+5.3% | Added |
| Securian Asset Management, Inc | 44,012 | $9.81M | 0.19% | −697−1.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 44,062 | $9.82M | 0.11% | −225,542−83.7% | Reduced |
| Capital International Sarl | 44,166 | $9.84M | 0.49% | +30,094+213.9% | Added |
| Snowden Capital Advisors LLC | 44,205 | $9.85M | 0.39% | +8,426+23.6% | Added |
| CIBC Private Wealth Group, LLC | 44,892 | $10.0M | 0.02% | +1,617+3.7% | Added |
| Clifford Swan Investment Counsel LLC | 44,897 | $10.0M | 0.37% | −375−0.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 44,934 | $10.0M | 0.17% | +11,972+36.3% | Added |
| American Assets Investment Management, LLC | 45,000 | $10.0M | 1.06% | 00.0% | Unchanged |
| Impala Asset Management LLC | 45,000 | $10.0M | 0.87% | +45,000 | New |
| Dai-Ichi Life Insurance Company, Ltd | 45,104 | $10.1M | 0.16% | −1,169−2.5% | Reduced |
| SG Americas Securities, LLC | 45,144 | $10.1M | 0.09% | −5,442−10.8% | Reduced |
| Mastrapasqua Asset Management Inc | 45,210 | $10.1M | 1.13% | −2,948−6.1% | Reduced |
| First American Trust, FSB | 46,026 | $10.3M | 1.42% | +2,718+6.3% | Added |
| Jacobs & Co | 46,333 | $10.3M | 1.14% | −247−0.5% | Reduced |
| Baker Avenue Asset Management, LP | 46,404 | $10.3M | 0.56% | +42,981+1,255.7% | Added |
| Davenport & Co LLC | 46,453 | $10.4M | 0.07% | +500+1.1% | Added |
| Greenwood Gearhart Inc | 46,626 | $10.4M | 1.43% | +1,604+3.6% | Added |
| Quilter Plc | 46,841 | $10.4M | 0.28% | −710−1.5% | Reduced |
| MUFG Americas Holdings Corp | 47,093 | $10.5M | 0.20% | −3,512−6.9% | Reduced |
| Central Trust Co | 47,179 | $10.5M | 0.30% | +241+0.5% | Added |
| Nomura Holdings Inc | 48,673 | $10.7M | 0.08% | +27,591+130.9% | Added |
| Howe & Rusling Inc | 48,527 | $10.8M | 1.25% | +49+0.1% | Added |
| TD Waterhouse Canada Inc. | 49,646 | $11.1M | 0.11% | −592−1.2% | Reduced |
| Atria Investments LLC | 49,666 | $11.1M | 0.19% | +3,624+7.9% | Added |
| James Investment Research Inc | 49,688 | $11.1M | 1.16% | −629−1.3% | Reduced |
| GWM Advisors LLC | 49,705 | $11.1M | 0.19% | +2,076+4.4% | Added |
| Clear Harbor Asset Management, LLC | 49,870 | $11.1M | 1.28% | +307+0.6% | Added |
| Richard C. Young & CO., LTD. | 50,188 | $11.2M | 1.43% | +1,615+3.3% | Added |
| Advisors Capital Management, LLC | 50,666 | $11.3M | 0.31% | +48,912+2,788.6% | Added |
| RiverFront Investment Group, LLC | 50,695 | $11.3M | 0.36% | +24,530+93.8% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 50,655 | $11.3M | 0.02% | −4,490−8.1% | Reduced |
| Transform Wealth, LLC | 51,028 | $11.4M | 1.27% | +822+1.6% | Added |
| Dearborn Partners LLC | 51,147 | $11.4M | 0.43% | +120.0% | Added |
| Aptus Capital Advisors, LLC | 51,687 | $11.5M | 0.35% | +4,451+9.4% | Added |
| Oppenheimer & Co Inc | 51,931 | $11.6M | 0.21% | +1,088+2.1% | Added |
| Cetera Investment Advisers | 52,225 | $11.6M | 0.17% | −78−0.1% | Reduced |
| Philadelphia Trust Co | 52,314 | $11.7M | 0.92% | −6,123−10.5% | Reduced |
| Becker Capital Management Inc | 52,420 | $11.7M | 0.47% | +76+0.1% | Added |
| Scotia Capital Inc. | 53,038 | $11.8M | 0.08% | +1,769+3.5% | Added |
| Oppenheimer Asset Management Inc. | 53,767 | $12.0M | 0.17% | +715+1.3% | Added |
| Hartford Investment Management Co | 53,873 | $12.0M | 0.31% | −3,687−6.4% | Reduced |
| D.A. Davidson & Co. | 53,947 | $12.0M | 0.13% | −1,521−2.7% | Reduced |
| Candriam Luxembourg S.C.A. | 54,529 | $12.2M | 0.08% | −212−0.4% | Reduced |
| Edge Capital Group, LLC | 54,871 | $12.2M | 0.84% | +7,556+16.0% | Added |
| LaFleur & Godfrey LLC | 55,255 | $12.3M | 1.65% | −2,162−3.8% | Reduced |
| Tufton Capital Management | 55,839 | $12.4M | 2.01% | −482−0.9% | Reduced |
| Brandywine Global Investment Management, LLC | 55,841 | $12.4M | 0.09% | +1,037+1.9% | Added |
| American Century Companies Inc | 55,927 | $12.5M | 0.01% | +9,899+21.5% | Added |
| Blue Chip Partners, Inc. | 56,924 | $12.7M | 1.58% | −5,910−9.4% | Reduced |
| Beacon Pointe Advisors, LLC | 57,745 | $12.9M | 0.18% | +15,614+37.1% | Added |
| Birmingham Capital Management Co Inc | 58,720 | $13.1M | 4.56% | −200−0.3% | Reduced |
| Nissay Asset Management Corp | 59,186 | $13.2M | 0.11% | +697+1.2% | Added |
| Gofen & Glossberg LLC | 59,373 | $13.2M | 0.30% | −459−0.8% | Reduced |
| Peapack Gladstone Financial Corp | 59,439 | $13.2M | 0.26% | +559+0.9% | Added |
| Blackhill Capital Inc | 60,000 | $13.4M | 1.27% | 00.0% | Unchanged |
| Texas Capital Bank Wealth Management Services Inc | 60,736 | $13.5M | 1.23% | +7,538+14.2% | Added |
| Mercer Global Advisors Inc | 60,810 | $13.6M | 0.08% | −4,988−7.6% | Reduced |
| Lee Danner & Bass Inc | 61,245 | $13.6M | 1.16% | −70−0.1% | Reduced |
| CIBC Asset Management Inc | 61,599 | $13.7M | 0.05% | +6,590+12.0% | Added |
| Badgley Phelps Wealth Managers, LLC | 61,649 | $13.7M | 0.48% | +11,162+22.1% | Added |
| Whittier Trust Co | 61,731 | $13.8M | 0.23% | +346+0.6% | Added |
| KCM Investment Advisors LLC | 61,982 | $13.8M | 0.51% | +1,765+2.9% | Added |
| Pinnacle Associates Ltd | 62,412 | $13.9M | 0.25% | −6,262−9.1% | Reduced |
| Ziegler Capital Management, LLC | 62,727 | $14.0M | 0.59% | −5,117−7.5% | Reduced |
| Brown Advisory Inc | 64,306 | $14.3M | 0.02% | −9,325−12.7% | Reduced |
| Community Bank of Raymore | 64,625 | $14.4M | 4.02% | 00.0% | Unchanged |
| Ashfield Capital Partners, LLC | 64,810 | $14.4M | 0.93% | −101−0.2% | Reduced |
| Integrated Advisors Network LLC | 65,200 | $14.5M | 0.85% | +1,511+2.4% | Added |
| Fiduciary Trust Co | 65,375 | $14.6M | 0.26% | +269+0.4% | Added |
| SEI Investments Co | 65,643 | $14.6M | 0.03% | +9,695+17.3% | Added |
| Independent Advisor Alliance | 66,081 | $14.7M | 0.71% | −148−0.2% | Reduced |
| Millennium Management LLC | 66,445 | $14.8M | 0.02% | −504,600−88.4% | Reduced |
| Delta Asset Management LLC | 66,571 | $14.8M | 1.43% | −198−0.3% | Reduced |
| KBC Group NV | 67,170 | $15.0M | 0.06% | +9,285+16.0% | Added |
| Cetera Advisor Networks LLC | 67,892 | $15.1M | 0.18% | +5,205+8.3% | Added |
| Grassi Investment Management | 69,004 | $15.4M | 1.62% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 69,167 | $15.4M | 2.10% | +7,495+12.2% | Added |
| Texas Permanent School Fund | 70,165 | $15.6M | 0.21% | −4,446−6.0% | Reduced |
| Moore Capital Management, LP | 70,178 | $15.6M | 0.51% | +70,178 | New |
| Illinois Municipal Retirement Fund | 70,407 | $15.7M | 0.46% | −6,846−8.9% | Reduced |
| NorthCrest Asset Manangement, LLC | 71,100 | $15.8M | 0.75% | +1,890+2.7% | Added |
| Capital International Inc | 71,284 | $15.9M | 0.18% | +33,586+89.1% | Added |
| AE Wealth Management LLC | 71,398 | $15.9M | 0.11% | −2,600−3.5% | Reduced |
| Meitav Dash Investments Ltd | 71,950 | $15.9M | 0.24% | +70,967+7,219.4% | Added |
| Quadrature Capital Ltd | 71,662 | $16.0M | 0.64% | −16,319−18.5% | Reduced |
| CCM Investment Advisers LLC | 72,111 | $16.1M | 2.19% | +72+0.1% | Added |
| Stephens Inc | 72,125 | $16.1M | 0.26% | −11,630−13.9% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 72,379 | $16.1M | 0.16% | +4,481+6.6% | Added |
| Captrust Financial Advisors | 72,577 | $16.2M | 0.10% | +4,687+6.9% | Added |