Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Global Retirement Partners, LLC | 19,198 | $3.95M | 0.31% | +19,198 | New |
| Channing Capital Management, LLC | 17,760 | $3.96M | 0.12% | −1,660−8.5% | Reduced |
| Terry L. Blaker | 17,787 | $3.96M | 0.32% | −50−0.3% | Reduced |
| Oak Harbor Wealth Partners, LLC | 17,805 | $3.97M | 1.30% | +3,931+28.3% | Added |
| Burney Co | 17,868 | $3.98M | 0.18% | −122−0.7% | Reduced |
| Siemens Fonds Invest GmbH | 17,868 | $3.98M | 0.32% | −121−0.7% | Reduced |
| Monetary Management Group Inc | 17,892 | $3.99M | 1.06% | +1,000+5.9% | Added |
| Avantax Planning Partners, Inc. | 18,042 | $4.02M | 0.16% | −313−1.7% | Reduced |
| Bank of the West | 18,053 | $4.02M | 0.42% | +2,052+12.8% | Added |
| Montgomery Investment Management Inc | 18,051 | $4.02M | 1.38% | −220−1.2% | Reduced |
| People's United Financial, Inc. | 18,252 | $4.07M | 0.12% | −1,557−7.9% | Reduced |
| Physicians Financial Services, Inc. | 18,256 | $4.07M | 1.55% | −175−0.9% | Reduced |
| Strategic Wealth Advisors Group, LLC | 18,355 | $4.07M | 0.16% | +5,129+38.8% | Added |
| Silverleafe Capital Partners, LLC | 18,387 | $4.10M | 1.85% | −10,291−35.9% | Reduced |
| Hayek Kallen Investment Management | 18,401 | $4.10M | 1.52% | −434−2.3% | Reduced |
| Lyell Wealth Management, LP | 18,441 | $4.11M | 0.53% | +16,793+1,019.0% | Added |
| Marketfield Asset Management LLC | 18,580 | $4.14M | 3.18% | 00.0% | Unchanged |
| Ambassador Advisors, LLC | 18,604 | $4.15M | 0.80% | +1,578+9.3% | Added |
| Wharton Business Group, LLC | 18,605 | $4.15M | 0.25% | +8,775+89.3% | Added |
| Ameritas Advisory Services, LLC | 18,741 | $4.18M | 0.15% | −643−3.3% | Reduced |
| Lincoln National Corp | 18,750 | $4.18M | 0.09% | +6,282+50.4% | Added |
| Mathes Company, Inc. | 18,823 | $4.19M | 1.63% | −1,015−5.1% | Reduced |
| Allstate Corp | 18,873 | $4.21M | 0.11% | −25,998−57.9% | Reduced |
| Summitry LLC | 18,914 | $4.21M | 0.25% | −442−2.3% | Reduced |
| Asset Dedication, LLC | 19,035 | $4.23M | 0.47% | −526−2.7% | Reduced |
| Family Legacy, Inc. | 18,978 | $4.23M | 1.76% | +90+0.5% | Added |
| Gateway Advisory, LLC | 19,153 | $4.27M | 1.16% | +19,153 | New |
| Beese Fulmer Investment Management, Inc. | 19,157 | $4.27M | 0.46% | −688−3.5% | Reduced |
| Sandbar Asset Management LLP | 19,281 | $4.30M | 2.58% | −9,403−32.8% | Reduced |
| Bourgeon Capital Management LLC | 19,350 | $4.31M | 0.98% | +9,700+100.5% | Added |
| Colonial Trust Advisors | 19,354 | $4.31M | 0.51% | −219−1.1% | Reduced |
| Crestwood Advisors Group LLC | 19,375 | $4.32M | 0.12% | −357−1.8% | Reduced |
| Cresset Asset Management, LLC | 19,404 | $4.33M | 0.04% | −14,087−42.1% | Reduced |
| Quantitative Investment Management, LLC | 19,463 | $4.34M | 0.47% | +17,391+839.3% | Added |
| U.S. Capital Wealth Advisors, LLC | 19,538 | $4.35M | 0.16% | −219−1.1% | Reduced |
| Searle & Co. | 19,564 | $4.36M | 1.61% | +200+1.0% | Added |
| Banque Pictet & Cie SA | 19,733 | $4.40M | 0.03% | −1,353−6.4% | Reduced |
| Argyle Capital Management Inc. | 19,732 | $4.40M | 1.43% | −933−4.5% | Reduced |
| Financial & Tax Architects, LLC | 19,805 | $4.41M | 1.67% | +2,116+12.0% | Added |
| Beech Hill Advisors, Inc. | 19,855 | $4.42M | 1.81% | +14,355+261.0% | Added |
| B & T Capital Management DBA Alpha Capital Management | 19,878 | $4.43M | 0.96% | +156+0.8% | Added |
| Freestone Capital Holdings, LLC | 19,908 | $4.44M | 0.18% | +941+5.0% | Added |
| Stonebridge Capital Management Inc | 19,937 | $4.44M | 1.60% | 00.0% | Unchanged |
| Reliant Investment Management, LLC | 19,965 | $4.45M | 2.28% | −720−3.5% | Reduced |
| Retirement Group, LLC | 20,023 | $4.46M | 1.73% | +94+0.5% | Added |
| Equitable Trust Co | 20,024 | $4.46M | 0.29% | +438+2.2% | Added |
| Ipswich Investment Management Co., Inc. | 20,084 | $4.47M | 1.11% | −1,125−5.3% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 20,118 | $4.48M | 4.09% | +1,118+5.9% | Added |
| Weiss Multi-Strategy Advisers LLC | 20,265 | $4.51M | 0.11% | +20,265 | New |
| TownSquare Capital, LLC | 20,288 | $4.52M | 0.12% | +7,688+61.0% | Added |
| Ellsworth Advisors, LLC | 19,252 | $4.53M | 1.60% | +2,142+12.5% | Added |
| BKD Wealth Advisors, LLC | 20,390 | $4.54M | 0.19% | +381+1.9% | Added |
| Boit C F David | 20,400 | $4.55M | 2.99% | −700−3.3% | Reduced |
| Caldwell Trust Co | 20,464 | $4.56M | 0.54% | +41+0.2% | Added |
| Twin Capital Management Inc | 20,568 | $4.58M | 0.49% | +3,080+17.6% | Added |
| Community Bank, N.A. | 20,803 | $4.63M | 0.57% | −152−0.7% | Reduced |
| Sabadell Asset Management, S.A S.G.I.I.C | 21,507 | $4.64M | 0.80% | +21,507 | New |
| Principle Wealth Partners LLC | 20,929 | $4.66M | 0.49% | −403−1.9% | Reduced |
| Northeast Investment Management | 20,976 | $4.67M | 0.25% | +487+2.4% | Added |
| Advisor Partners LLC | 21,037 | $4.69M | 0.29% | −1,609−7.1% | Reduced |
| Brewin Dolphin Ltd | 21,081 | $4.70M | 0.19% | +64+0.3% | Added |
| Bridge Creek Capital Management LLC | 21,126 | $4.71M | 1.57% | +381+1.8% | Added |
| Wedbush Securities Inc | 21,136 | $4.71M | 0.22% | −1,238−5.5% | Reduced |
| Ethic Inc. | 21,228 | $4.73M | 0.33% | +3,991+23.2% | Added |
| Highland Capital Management, LLC | 21,250 | $4.74M | 0.28% | +150+0.7% | Added |
| Putnam Investments LLC | 21,272 | $4.74M | 0.01% | −1,547−6.8% | Reduced |
| Trinity Legacy Partners, LLC | 21,376 | $4.76M | 1.61% | +19,408+986.2% | Added |
| Ieq Capital, LLC | 21,493 | $4.79M | 0.11% | +320+1.5% | Added |
| Knuff & Co LLC | 21,505 | $4.79M | 1.74% | −10,714−33.3% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 21,518 | $4.79M | 0.11% | −2,818−11.6% | Reduced |
| Shell Asset Management Co | 21,752 | $4.85M | 0.11% | −814−3.6% | Reduced |
| Hallmark Capital Management Inc | 21,820 | $4.86M | 0.41% | +21,820 | New |
| AAFMAA Wealth Management & Trust LLC | 21,834 | $4.87M | 2.24% | −20,361−48.3% | Reduced |
| Paradiem, LLC | 22,440 | $4.87M | 1.60% | −59−0.3% | Reduced |
| Prime Capital Investment Advisors, LLC | 23,710 | $4.90M | 0.27% | −41−0.2% | Reduced |
| JustInvest LLC | 22,034 | $4.91M | 0.24% | +1,708+8.4% | Added |
| Robbins Farley LLC | 22,064 | $4.92M | 3.70% | −764−3.3% | Reduced |
| Fusion Capital, LLC | 22,223 | $4.95M | 2.60% | +1,594+7.7% | Added |
| Meridian Wealth Management, LLC | 22,249 | $4.96M | 0.54% | +635+2.9% | Added |
| Community Bank & Trust, Waco, Texas | 22,363 | $4.98M | 1.43% | +1,041+4.9% | Added |
| NBT Bank N A | 22,491 | $5.01M | 0.67% | −450−2.0% | Reduced |
| Bank of Hawaii | 22,639 | $5.04M | 0.28% | +294+1.3% | Added |
| Veritable, L.P. | 22,883 | $5.10M | 0.08% | +602+2.7% | Added |
| Massmutual Trust Co FSB | 23,095 | $5.15M | 0.19% | +3,628+18.6% | Added |
| HB Wealth Management, LLC | 23,258 | $5.18M | 0.10% | +5,648+32.1% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 23,319 | $5.20M | 0.28% | +12,914+124.1% | Added |
| Neville Rodie & Shaw Inc | 23,859 | $5.24M | 0.39% | −125−0.5% | Reduced |
| Moors & Cabot, Inc. | 23,575 | $5.25M | 0.32% | +651+2.8% | Added |
| Beacon Investment Advisory Services, Inc. | 23,634 | $5.27M | 0.22% | +6,248+35.9% | Added |
| Caisse de Depot Et Placement du Quebec | 23,700 | $5.28M | 0.01% | −9,500−28.6% | Reduced |
| Compagnie Lombard Odier SCmA | 23,792 | $5.30M | 0.11% | +4,637+24.2% | Added |
| National Asset Management, Inc. | 23,912 | $5.33M | 0.17% | −39,357−62.2% | Reduced |
| Acadian Asset Management LLC | 24,196 | $5.39M | 0.02% | −18,792−43.7% | Reduced |
| Prudential PLC | 24,196 | $5.39M | 0.08% | +10,688+79.1% | Added |
| City Holding Co | 24,269 | $5.41M | 0.88% | −222−0.9% | Reduced |
| Creative Financial Designs Inc | 24,277 | $5.41M | 0.82% | −1,739−6.7% | Reduced |
| Hartford Financial Management Inc. | 24,434 | $5.44M | 1.31% | −120.0% | Reduced |
| Biechele Royce Advisors | 24,436 | $5.44M | 2.17% | +2,072+9.3% | Added |
| Great Lakes Advisors, LLC | 24,511 | $5.46M | 0.09% | +6,087+33.0% | Added |
| Wesbanco Bank Inc | 24,661 | $5.50M | 0.21% | +3,606+17.1% | Added |