Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Frontier Wealth Management LLC | 12,901 | $2.80M | 0.03% | +953+8.0% | Added |
| Costello Asset Management, INC | 12,589 | $2.81M | 1.92% | −4,170−24.9% | Reduced |
| BLB&B Advisors, LLC | 12,598 | $2.81M | 0.19% | −800−6.0% | Reduced |
| Savant Capital, LLC | 12,627 | $2.81M | 0.09% | +435+3.6% | Added |
| Bailard, Inc. | 12,636 | $2.82M | 0.09% | −347−2.7% | Reduced |
| Laurion Capital Management LP | 12,647 | $2.82M | 0.07% | −1,459−10.3% | Reduced |
| Guyasuta Investment Advisors Inc | 12,733 | $2.84M | 0.19% | 00.0% | Unchanged |
| Redpoint Investment Management Pty Ltd | 12,755 | $2.84M | 0.28% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 12,763 | $2.84M | 0.10% | +942+8.0% | Added |
| Wright Investors Service Inc | 12,780 | $2.85M | 0.71% | +260+2.1% | Added |
| Sompo Asset Management Co., Ltd. | 12,790 | $2.85M | 0.62% | −5,790−31.2% | Reduced |
| Ci Investments Inc. | 12,872 | $2.87M | 0.01% | −3,518−21.5% | Reduced |
| Trustcore Financial Services, LLC | 12,880 | $2.87M | 0.25% | +1,051+8.9% | Added |
| Pinnacle Holdings, LLC | 12,934 | $2.88M | 1.13% | +1,199+10.2% | Added |
| Avitas Wealth Management LLC | 12,986 | $2.89M | 0.52% | +12,986 | New |
| Ally Financial Inc. | 13,000 | $2.90M | 0.33% | 00.0% | Unchanged |
| Trust Co of Toledo NA | 13,019 | $2.90M | 0.45% | −15−0.1% | Reduced |
| Brinker Capital Investments, LLC | 13,098 | $2.92M | 0.04% | +143+1.1% | Added |
| Logan Capital Management Inc | 13,240 | $2.95M | 0.14% | +25+0.2% | Added |
| NEIRG Wealth Management, LLC | 13,246 | $2.95M | 0.58% | −305−2.3% | Reduced |
| Richard Bernstein Advisors LLC | 13,294 | $2.96M | 0.06% | 00.0% | Unchanged |
| Greenleaf Trust | 13,304 | $2.96M | 0.04% | +518+4.1% | Added |
| OPSEU Pension Plan Trust Fund | 13,268 | $2.99M | 0.71% | +629+5.0% | Added |
| KMG Fiduciary Partners, LLC | 13,409 | $2.99M | 0.48% | +2,917+27.8% | Added |
| McMillion Capital Management Inc | 13,484 | $3.00M | 1.86% | −1,308−8.8% | Reduced |
| Hixon Zuercher, LLC | 13,699 | $3.05M | 1.64% | +574+4.4% | Added |
| Arrow Financial Corp | 13,722 | $3.06M | 0.37% | +430+3.2% | Added |
| Wetherby Asset Management Inc | 13,782 | $3.07M | 0.18% | +208+1.5% | Added |
| Kinloch Capital, LLC | 13,789 | $3.07M | 1.84% | +411+3.1% | Added |
| Money Concepts Capital Corp | 13,809 | $3.08M | 0.17% | −59−0.4% | Reduced |
| Blue Edge Capital, LLC | 13,837 | $3.08M | 0.62% | +30+0.2% | Added |
| Shelton Capital Management | 13,843 | $3.08M | 0.11% | −3,500−20.2% | Reduced |
| KG&L Capital Management,LLC | 13,854 | $3.09M | 1.29% | −61−0.4% | Reduced |
| North Star Investment Management Corp. | 13,893 | $3.10M | 0.24% | −322−2.3% | Reduced |
| HC Financial Advisors Inc | 13,946 | $3.11M | 1.85% | 00.0% | Unchanged |
| Mitchell Capital Management Co | 13,985 | $3.12M | 0.70% | +411+3.0% | Added |
| K.J. Harrison & Partners Inc | 14,000 | $3.12M | 0.50% | 00.0% | Unchanged |
| Hennessy Advisors Inc | 14,000 | $3.12M | 0.16% | +14,000 | New |
| Gould Capital, LLC | 14,032 | $3.13M | 2.25% | −1,347−8.8% | Reduced |
| Cerity Partners LLC | 15,351 | $3.13M | 0.05% | +1,727+12.7% | Added |
| Essex Financial Services, Inc. | 14,203 | $3.17M | 0.30% | −2,203−13.4% | Reduced |
| Panagora Asset Management Inc | 14,307 | $3.19M | 0.02% | +5,054+54.6% | Added |
| Interval Partners, LP | 14,488 | $3.23M | 0.24% | −37,786−72.3% | Reduced |
| Investment Management of Virginia LLC | 14,503 | $3.23M | 0.57% | +691+5.0% | Added |
| Ogorek Anthony Joseph | 14,535 | $3.24M | 1.33% | +1,286+9.7% | Added |
| Cullen/Frost Bankers, Inc. | 14,609 | $3.25M | 0.06% | +429+3.0% | Added |
| EagleClaw Capital Managment, LLC | 14,850 | $3.31M | 0.76% | +262+1.8% | Added |
| Griffin Asset Management, Inc. | 14,942 | $3.33M | 0.43% | +1,230+9.0% | Added |
| Brown Brothers Harriman & Co | 14,955 | $3.33M | 0.02% | −67−0.4% | Reduced |
| Iowa State Bank | 14,971 | $3.34M | 0.77% | +756+5.3% | Added |
| Karp Capital Management Corp | 14,977 | $3.34M | 0.49% | +14,977 | New |
| Clearbridge Investments, LLC | 14,990 | $3.34M | 0.00% | +5,560+59.0% | Added |
| RBF Capital, LLC | 15,000 | $3.34M | 0.21% | 00.0% | Unchanged |
| Resolute Capital Asset Partners LLC | 15,000 | $3.34M | 2.13% | +15,000 | New |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.34M | 0.91% | 00.0% | Unchanged |
| Country Club Bank | 15,003 | $3.35M | 0.29% | +15,003 | New |
| Webster Bank, N. A. | 15,102 | $3.37M | 0.39% | +484+3.3% | Added |
| Eukles Asset Management | 15,110 | $3.37M | 1.83% | −125−0.8% | Reduced |
| CWM, LLC | 15,137 | $3.37M | 0.02% | +445+3.0% | Added |
| Roundview Capital LLC | 15,161 | $3.38M | 0.35% | +66+0.4% | Added |
| Lido Advisors, LLC | 15,180 | $3.38M | 0.06% | −16−0.1% | Reduced |
| Stamos Capital Partners, L.P. | 15,200 | $3.39M | 1.13% | +10,300+210.2% | Added |
| AlphaCrest Capital Management LLC | 15,274 | $3.40M | 0.19% | −6,997−31.4% | Reduced |
| Vestcor Inc | 15,298 | $3.41M | 0.12% | +8,541+126.4% | Added |
| Stoneridge Investment Partners LLC | 15,358 | $3.42M | 1.61% | +1,350+9.6% | Added |
| Lake Street Advisors Group, LLC | 15,386 | $3.43M | 0.22% | +375+2.5% | Added |
| Avidian Wealth Solutions, LLC | 15,447 | $3.44M | 0.21% | +461+3.1% | Added |
| Spire Wealth Management | 15,354 | $3.44M | 0.09% | −3,582−18.9% | Reduced |
| IndexIQ Advisors LLC | 15,565 | $3.47M | 0.12% | +2,963+23.5% | Added |
| Stratos Wealth Partners, LTD. | 15,610 | $3.48M | 0.08% | +149+1.0% | Added |
| Kiley Juergens Wealth Management, LLC | 15,620 | $3.48M | 1.68% | −4,297−21.6% | Reduced |
| Sandy Spring Bank | 15,766 | $3.51M | 0.18% | +380+2.5% | Added |
| Kempner Capital Management Inc. | 15,792 | $3.52M | 1.93% | +5,941+60.3% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 15,840 | $3.53M | 0.02% | −21,389−57.5% | Reduced |
| Monument Capital Management | 15,891 | $3.54M | 1.15% | +370+2.4% | Added |
| TCI Wealth Advisors, Inc. | 15,959 | $3.56M | 0.53% | −48−0.3% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 15,967 | $3.56M | 0.32% | +1,739+12.2% | Added |
| LeJeune Puetz Investment Counsel LLC | 16,056 | $3.58M | 1.25% | +100+0.6% | Added |
| Sargent Bickham Lagudis LLC | 16,102 | $3.59M | 0.28% | +15,145+1,582.5% | Added |
| Sciencast Management LP | 16,668 | $3.59M | 0.82% | +16,668 | New |
| Next Century Growth Investors LLC | 16,231 | $3.62M | 0.36% | +136+0.8% | Added |
| Williams Jones Wealth Management, LLC. | 16,340 | $3.64M | 0.05% | +513+3.2% | Added |
| Pallas Capital Advisors LLC | 15,990 | $3.64M | 0.47% | −444−2.7% | Reduced |
| Silvercrest Asset Management Group LLC | 16,513 | $3.68M | 0.02% | −329−2.0% | Reduced |
| Malaga Cove Capital, LLC | 16,516 | $3.68M | 1.69% | −53−0.3% | Reduced |
| Intact Investment Management Inc. | 16,600 | $3.70M | 0.09% | 00.0% | Unchanged |
| Canandaigua National Corp | 16,678 | $3.72M | 0.57% | −338−2.0% | Reduced |
| DT Investment Partners, LLC | 16,722 | $3.73M | 0.48% | +1,643+10.9% | Added |
| Abbrea Capital, LLC | 16,811 | $3.75M | 0.52% | +245+1.5% | Added |
| Central Bank & Trust Co | 16,904 | $3.77M | 0.60% | −1,301−7.1% | Reduced |
| Stonnington Group, LLC | 17,545 | $3.79M | 0.91% | +330+1.9% | Added |
| Mutual Advisors, LLC | 17,083 | $3.81M | 0.21% | −508−2.9% | Reduced |
| Stillwater Investment Management, LLC | 17,092 | $3.81M | 0.96% | +96+0.6% | Added |
| ICA Group Wealth Management, LLC | 17,033 | $3.81M | 0.72% | +17,033 | New |
| FRG Family Wealth Advisors LLC | 17,390 | $3.88M | 0.75% | +129+0.7% | Added |
| Hodges Capital Management Inc. | 17,396 | $3.88M | 0.31% | +745+4.5% | Added |
| Raymond James Trust N.A. | 17,448 | $3.89M | 0.12% | +1,833+11.7% | Added |
| Loveless Wealth Management LLC | 17,480 | $3.90M | 2.20% | −135−0.8% | Reduced |
| Drexel Morgan & Co. | 17,522 | $3.90M | 1.14% | 00.0% | Unchanged |
| Palladium Partners LLC | 17,637 | $3.93M | 0.17% | +360+2.1% | Added |