Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Venture Visionary Partners LLC | 9,810 | $2.19M | 0.15% | +112+1.2% | Added |
| Truvestments Capital LLC | 9,819 | $2.19M | 1.20% | −438−4.3% | Reduced |
| Los Angeles Capital Management LLC | 9,839 | $2.19M | 0.01% | +4,606+88.0% | Added |
| Cumberland Advisors Inc | 9,850 | $2.19M | 0.51% | +300+3.1% | Added |
| Murphy Capital Management Inc | 9,867 | $2.20M | 0.25% | −265−2.6% | Reduced |
| 1st Source Bank | 9,866 | $2.20M | 0.14% | +492+5.2% | Added |
| Gotham Asset Management, LLC | 9,894 | $2.21M | 0.07% | −41,267−80.7% | Reduced |
| Members Capital Advisors Inc | 9,900 | $2.21M | 1.42% | +1,392+16.4% | Added |
| Capital Asset Advisory Services LLC | 9,911 | $2.21M | 0.23% | +3,754+61.0% | Added |
| Madison Asset Management, LLC | 9,953 | $2.22M | 0.03% | −795−7.4% | Reduced |
| Hoylecohen, LLC | 9,972 | $2.22M | 0.19% | −173−1.7% | Reduced |
| Donaldson Capital Management, LLC | 9,985 | $2.23M | 0.10% | +678+7.3% | Added |
| Guardian Investment Management | 10,057 | $2.23M | 1.73% | +10,057 | New |
| Mill Capital Management, LLC | 9,999 | $2.23M | 0.21% | 00.0% | Unchanged |
| MAI Capital Management | 10,015 | $2.23M | 0.04% | +1,280+14.7% | Added |
| Procyon Private Wealth Partners, LLC | 10,054 | $2.24M | 0.47% | +823+8.9% | Added |
| First Citizens Bank & Trust Co | 10,062 | $2.24M | 0.09% | +980+10.8% | Added |
| Modus Advisors, LLC | 10,078 | $2.25M | 0.98% | +30+0.3% | Added |
| LGT Group Foundation | 10,255 | $2.25M | 0.05% | −2,650−20.5% | Reduced |
| Berkshire Bank | 10,158 | $2.26M | 0.54% | +4,419+77.0% | Added |
| V Wealth Advisors LLC | 10,273 | $2.29M | 0.37% | +681+7.1% | Added |
| Holderness Investments Co | 10,277 | $2.29M | 0.76% | +512+5.2% | Added |
| Cliftonlarsonallen Wealth Advisors, LLC | 10,281 | $2.29M | 0.08% | +10,281 | New |
| CX Institutional | 10,285 | $2.29M | 0.18% | +9,028+718.2% | Added |
| Citizens National Bank Trust Department | 10,914 | $2.30M | 0.92% | +185+1.7% | Added |
| PFG Advisors | 10,331 | $2.30M | 0.24% | +234+2.3% | Added |
| Loudon Investment Management, LLC | 10,353 | $2.31M | 1.52% | −140−1.3% | Reduced |
| Whalerock Point Partners, LLC | 10,370 | $2.31M | 0.82% | 00.0% | Unchanged |
| Empirical Finance, LLC | 10,462 | $2.33M | 0.26% | +1,093+11.7% | Added |
| Radnor Capital Management, LLC | 10,467 | $2.33M | 0.59% | +540+5.4% | Added |
| Allworth Financial LP | 10,504 | $2.34M | 0.03% | +1,536+17.1% | Added |
| Sequoia Financial Advisors, LLC | 10,518 | $2.34M | 0.06% | +3,086+41.5% | Added |
| Financial Advocates Investment Management | 10,540 | $2.35M | 0.15% | −368−3.4% | Reduced |
| Asset Management Group, Inc. | 10,580 | $2.36M | 0.49% | +51+0.5% | Added |
| Meiji Yasuda Life Insurance Co | 10,630 | $2.37M | 0.04% | +1,493+16.3% | Added |
| FLC Capital Advisors | 10,657 | $2.38M | 0.67% | +617+6.1% | Added |
| Resources Management Corp | 10,665 | $2.38M | 0.33% | −100−0.9% | Reduced |
| Inscription Capital, LLC | 10,679 | $2.38M | 0.68% | −1,145−9.7% | Reduced |
| Slow Capital, Inc. | 10,688 | $2.38M | 0.44% | −2,369−18.1% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,697 | $2.38M | 0.80% | −235−2.1% | Reduced |
| Park Avenue Securities LLC | 10,747 | $2.40M | 0.04% | +4,454+70.8% | Added |
| HBK Investments L P | 10,749 | $2.40M | 0.05% | +10,749 | New |
| Moody National Bank Trust Division | 10,796 | $2.41M | 0.07% | −1,497−12.2% | Reduced |
| Strategic Advisors LLC | 10,832 | $2.41M | 0.42% | +25+0.2% | Added |
| Boyd Watterson Asset Management LLC | 10,853 | $2.42M | 0.88% | +9+0.1% | Added |
| Capital Investment Counsel, Inc | 10,858 | $2.42M | 0.50% | −550−4.8% | Reduced |
| Mystic Asset Management, Inc. | 10,860 | $2.42M | 1.30% | +133+1.2% | Added |
| Profund Advisors LLC | 10,879 | $2.42M | 0.10% | −1,302−10.7% | Reduced |
| Sumitomo Life Insurance Co | 10,882 | $2.42M | 0.06% | −174−1.6% | Reduced |
| Global Trust Asset Management, LLC | 10,890 | $2.43M | 1.01% | +2,223+25.6% | Added |
| Beck Capital Management, LLC | 10,998 | $2.45M | 0.75% | +97+0.9% | Added |
| Plimoth Trust Co LLC | 11,079 | $2.47M | 0.66% | +1,679+17.9% | Added |
| MV Capital Management, Inc. | 11,102 | $2.47M | 0.37% | +153+1.4% | Added |
| Boltwood Capital Management | 11,108 | $2.48M | 0.96% | −139−1.2% | Reduced |
| Jacobi Capital Management LLC | 11,133 | $2.48M | 0.30% | +51+0.5% | Added |
| Atlantic Union Bankshares Corp | 11,141 | $2.48M | 0.22% | −297−2.6% | Reduced |
| Alpha Cubed Investments, LLC | 11,194 | $2.49M | 0.16% | +54+0.5% | Added |
| Goelzer Investment Management, Inc. | 11,210 | $2.50M | 0.22% | +836+8.1% | Added |
| Horizon Investments, LLC | 11,355 | $2.52M | 0.07% | +707+6.6% | Added |
| Pacific Wealth Strategies Group, Inc. | 11,377 | $2.54M | 1.06% | −2,372−17.3% | Reduced |
| Spirit of America Management Corp | 11,375 | $2.54M | 0.50% | +450+4.1% | Added |
| Jupiter Wealth Management LLC | 11,392 | $2.54M | 1.59% | +2,427+27.1% | Added |
| King Luther Capital Management Corp | 11,412 | $2.54M | 0.01% | +59+0.5% | Added |
| Foster & Motley Inc | 11,449 | $2.55M | 0.20% | −497−4.2% | Reduced |
| Providence Wealth Advisors, LLC | 11,645 | $2.56M | 1.65% | +91+0.8% | Added |
| Whitener Capital Management, Inc. | 11,485 | $2.56M | 0.96% | +115+1.0% | Added |
| MEMBERS Trust Co | 11,490 | $2.56M | 0.08% | −317−2.7% | Reduced |
| Douglass Winthrop Advisors, LLC | 11,495 | $2.56M | 0.06% | −750−6.1% | Reduced |
| Capstone Investment Advisors, LLC | 11,539 | $2.57M | 0.06% | −35,820−75.6% | Reduced |
| Trust Co of Vermont | 11,566 | $2.58M | 0.17% | −172−1.5% | Reduced |
| Strategic Capital Advisers, Inc. | 11,581 | $2.58M | 1.97% | −615−5.0% | Reduced |
| Fluent Financial, LLC | 11,610 | $2.58M | 1.06% | +351+3.1% | Added |
| Viewpoint Capital Management LLC | 11,638 | $2.59M | 2.00% | −120−1.0% | Reduced |
| Segment Wealth Management, LLC | 11,659 | $2.60M | 0.27% | −248−2.1% | Reduced |
| Private Trust Co NA | 11,748 | $2.62M | 0.41% | −235−2.0% | Reduced |
| Evercore Wealth Management, LLC | 11,777 | $2.62M | 0.05% | 00.0% | Unchanged |
| Richelieu Gestion PLC | 11,775 | $2.62M | 2.09% | +11,775 | New |
| Mason Investment Advisory Services, Inc. | 11,838 | $2.64M | 0.23% | +360+3.1% | Added |
| Sandhill Capital Partners LLC | 11,886 | $2.65M | 0.23% | +1,099+10.2% | Added |
| Leavell Investment Management, Inc. | 11,905 | $2.65M | 0.18% | +130+1.1% | Added |
| Bowen Hanes & Co Inc | 11,939 | $2.66M | 0.08% | +255+2.2% | Added |
| Ellis Investment Partners, LLC | 11,961 | $2.67M | 0.63% | +10,867+993.3% | Added |
| Veriti Management LLC | 11,976 | $2.67M | 0.32% | +1,084+10.0% | Added |
| Sphera Funds Management Ltd. | 12,000 | $2.67M | 0.45% | +12,000 | New |
| Buckley Wealth Management, LLC | 12,007 | $2.67M | 0.72% | +2,282+23.5% | Added |
| Kingsview Wealth Management, LLC | 12,016 | $2.68M | 0.12% | +1,348+12.6% | Added |
| Cornerstone Wealth Group, LLC | 12,028 | $2.68M | 0.49% | −5,832−32.7% | Reduced |
| Anchor Investment Management, LLC | 12,035 | $2.68M | 0.34% | +2,342+24.2% | Added |
| Mission Creek Capital Partners, Inc. | 12,205 | $2.72M | 0.73% | −562−4.4% | Reduced |
| IFP Advisors, Inc | 29,572 | $2.73M | 0.04% | +20,314+219.4% | Added |
| Traynor Capital Management, Inc. | 12,320 | $2.75M | 0.36% | +982+8.7% | Added |
| Lowe Brockenbrough & Co Inc | 12,324 | $2.75M | 0.20% | −87−0.7% | Reduced |
| Cambridge Advisors Inc. | 12,367 | $2.76M | 0.66% | +374+3.1% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,419 | $2.77M | 0.56% | +186+1.5% | Added |
| Studio Investment Management LLC | 12,425 | $2.77M | 0.91% | +1,880+17.8% | Added |
| Azimuth Capital Management LLC | 12,481 | $2.78M | 0.12% | 00.0% | Unchanged |
| Viking Fund Management LLC | 12,500 | $2.79M | 0.63% | 00.0% | Unchanged |
| Barbara Oil Co. | 12,500 | $2.79M | 1.28% | 00.0% | Unchanged |
| Pflug Koory, LLC | 12,510 | $2.79M | 1.40% | +1,344+12.0% | Added |
| Eudaimonia Partners, LLC | 12,519 | $2.79M | 0.47% | +12,519 | New |