Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Integrated Wealth Concepts LLC | 7,791 | $1.74M | 0.05% | −56−0.7% | Reduced |
| Gifford Fong Associates | 7,800 | $1.74M | 0.32% | 00.0% | Unchanged |
| Dana Investment Advisors, Inc. | 7,873 | $1.75M | 0.08% | −370−4.5% | Reduced |
| Boenning & Scattergood, Inc. | 7,881 | $1.76M | 0.28% | +271+3.6% | Added |
| Osborne Partners Capital Management, LLC | 7,905 | $1.76M | 0.13% | −849−9.7% | Reduced |
| Windsor Group LTD | 8,130 | $1.76M | 0.33% | −62−0.8% | Reduced |
| Gamble Jones Investment Counsel | 7,918 | $1.76M | 0.11% | −50−0.6% | Reduced |
| Diversified Trust Co | 7,925 | $1.77M | 0.06% | −2,035−20.4% | Reduced |
| Cohen Klingenstein LLC | 8,000 | $1.78M | 0.07% | 00.0% | Unchanged |
| Cobblestone Capital Advisors LLC | 8,023 | $1.79M | 0.12% | +27+0.3% | Added |
| Sheaff Brock Investment Advisors, LLC | 8,039 | $1.79M | 0.16% | −112−1.4% | Reduced |
| TD Private Client Wealth LLC | 8,059 | $1.80M | 0.08% | −460−5.4% | Reduced |
| AlphaStar Capital Management, LLC | 8,060 | $1.80M | 0.14% | −486−5.7% | Reduced |
| Level Four Advisory Services, LLC | 8,066 | $1.80M | 0.14% | −1,806−18.3% | Reduced |
| RSM US Wealth Management LLC | 8,083 | $1.80M | 0.09% | −1,854−18.7% | Reduced |
| Fruth Investment Management | 8,143 | $1.81M | 0.50% | 00.0% | Unchanged |
| Cascade Investment Advisors, Inc. | 8,168 | $1.82M | 1.11% | +460+6.0% | Added |
| Ignite Planners, LLC | 8,429 | $1.82M | 1.22% | +385+4.8% | Added |
| Buckingham Strategic Wealth, LLC | 8,204 | $1.83M | 0.04% | −27−0.3% | Reduced |
| SeaCrest Wealth Management, LLC | 8,210 | $1.83M | 0.21% | +81+1.0% | Added |
| Oarsman Capital, Inc. | 8,208 | $1.83M | 0.71% | +1,364+19.9% | Added |
| United Asset Strategies, Inc. | 8,280 | $1.84M | 0.23% | +5,715+222.8% | Added |
| Intellectus Partners, LLC | 8,316 | $1.85M | 0.55% | +77+0.9% | Added |
| Weatherly Asset Management L. P. | 8,325 | $1.85M | 0.22% | +1,713+25.9% | Added |
| DHJJ Financial Advisors, Ltd. | 8,444 | $1.86M | 0.89% | 00.0% | Unchanged |
| Dorsey & Whitney Trust CO LLC | 8,335 | $1.86M | 0.16% | +112+1.4% | Added |
| CWM Advisors, LLC | 8,352 | $1.86M | 0.22% | −476−5.4% | Reduced |
| American Portfolios Advisors | 8,362 | $1.86M | 0.06% | +833+11.1% | Added |
| Spreng Capital Management, Inc. | 8,365 | $1.86M | 1.14% | −860−9.3% | Reduced |
| Focused Wealth Management, Inc | 8,388 | $1.87M | 0.30% | −694−7.6% | Reduced |
| Johnson Investment Counsel Inc | 8,388 | $1.87M | 0.02% | −229−2.7% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 8,428 | $1.88M | 0.73% | +1,644+24.2% | Added |
| Axxcess Wealth Management, LLC | 8,431 | $1.88M | 0.15% | −1,693−16.7% | Reduced |
| Wealthcare Advisory Partners LLC | 8,483 | $1.89M | 0.11% | +653+8.3% | Added |
| Triangle Securities Wealth Management | 8,528 | $1.90M | 0.64% | −282−3.2% | Reduced |
| Metis Global Partners, LLC | 8,542 | $1.90M | 0.23% | +3,771+79.0% | Added |
| Trust Investment Advisors | 8,545 | $1.90M | 1.55% | +88+1.0% | Added |
| Finer Wealth Management, Inc. | 8,562 | $1.91M | 1.56% | +198+2.4% | Added |
| Smith, Salley & Associates | 8,602 | $1.92M | 0.14% | −1,000−10.4% | Reduced |
| Vestmark Advisory Solutions, Inc. | 8,616 | $1.92M | 0.11% | +1,108+14.8% | Added |
| Claraphi Advisory Network, LLC | 8,631 | $1.92M | 0.56% | +116+1.4% | Added |
| Equitable Holdings, Inc. | 8,629 | $1.92M | 0.03% | +839+10.8% | Added |
| IBM Retirement Fund | 8,638 | $1.93M | 0.27% | −492−5.4% | Reduced |
| Ropes Wealth Advisors LLC | 8,649 | $1.93M | 0.33% | −91−1.0% | Reduced |
| RB Capital Management, LLC | 8,664 | $1.93M | 0.63% | +235+2.8% | Added |
| Moloney Securities Asset Management, LLC | 8,678 | $1.93M | 0.38% | +923+11.9% | Added |
| Court Place Advisors, LLC | 8,699 | $1.94M | 0.63% | +300+3.6% | Added |
| Signaturefd, LLC | 8,718 | $1.94M | 0.06% | +341+4.1% | Added |
| Resources Investment Advisors, LLC. | 8,762 | $1.95M | 0.07% | +387+4.6% | Added |
| Verdence Capital Advisors LLC | 8,780 | $1.96M | 0.22% | +618+7.6% | Added |
| Oxbow Advisors, LLC | 8,792 | $1.96M | 0.20% | −202−2.2% | Reduced |
| Appian Way Asset Management LP | 8,800 | $1.96M | 0.89% | +8,800 | New |
| Pure Financial Advisors, Inc. | 8,813 | $1.96M | 0.09% | +7,230+456.7% | Added |
| Naples Global Advisors, LLC | 8,843 | $1.97M | 0.23% | +6+0.1% | Added |
| Argus Investors' Counsel, Inc. | 8,860 | $1.97M | 1.26% | 00.0% | Unchanged |
| McKinley Carter Wealth Services, Inc. | 8,872 | $1.98M | 0.15% | +25+0.3% | Added |
| Belpointe Asset Management LLC | 8,901 | $1.98M | 0.12% | −45−0.5% | Reduced |
| Altium Wealth Management LLC | 8,928 | $1.99M | 0.13% | +1,307+17.1% | Added |
| Western Wealth Management, LLC | 8,942 | $2.00M | 0.10% | +5,261+142.9% | Added |
| Park National Corp | 8,986 | $2.00M | 0.08% | +5+0.1% | Added |
| Hamel Associates, Inc. | 9,000 | $2.00M | 0.71% | +1,325+17.3% | Added |
| Old Port Advisors | 9,147 | $2.01M | 0.68% | −32−0.3% | Reduced |
| AdvisorNet Financial, Inc | 9,039 | $2.01M | 0.13% | +792+9.6% | Added |
| Baldwin Investment Management, LLC | 9,043 | $2.02M | 0.56% | −200−2.2% | Reduced |
| Ti-Trust, Inc | 9,047 | $2.02M | 1.83% | −600−6.2% | Reduced |
| Waldron Private Wealth LLC | 9,052 | $2.02M | 0.10% | +193+2.2% | Added |
| Argent Trust Co | 9,072 | $2.02M | 0.12% | +474+5.5% | Added |
| Corient Capital Partners, LLC | 9,071 | $2.02M | 0.13% | +1,316+17.0% | Added |
| Perfromance Wealth Partners, LLC | 9,104 | $2.03M | 0.09% | +1,645+22.1% | Added |
| First Hawaiian Bank | 9,119 | $2.03M | 0.06% | −21−0.2% | Reduced |
| Aaron Wealth Advisors | 453,215 | $2.03M | 0.04% | +451,208+22,481.7% | Added |
| G&S Capital LLC | 9,153 | $2.04M | 1.09% | +1,152+14.4% | Added |
| Moneta Group Investment Advisors LLC | 9,155 | $2.04M | 0.08% | +2,243+32.5% | Added |
| Triad Financial Advisors, Inc. | 9,187 | $2.05M | 1.09% | −592−6.1% | Reduced |
| Connectus Wealth, LLC | 9,906 | $2.05M | 0.06% | −163−1.6% | Reduced |
| Murphy, Middleton, Hinkle & Parker, Inc. | 9,217 | $2.05M | 1.10% | +10+0.1% | Added |
| Westwood Holdings Group Inc. | 9,234 | $2.06M | 0.02% | +609+7.1% | Added |
| Regal Investment Advisors LLC | 9,293 | $2.07M | 0.19% | −12−0.1% | Reduced |
| Wellington Shields & Co., LLC | 9,400 | $2.10M | 0.69% | −800−7.8% | Reduced |
| Heritage Trust Co | 9,416 | $2.10M | 0.30% | −1,463−13.4% | Reduced |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 9,425 | $2.10M | 0.00% | −13,468−58.8% | Reduced |
| Princeton Capital Management LLC | 9,440 | $2.10M | 0.65% | −363−3.7% | Reduced |
| Tower Bridge Advisors | 9,477 | $2.11M | 0.14% | −230−2.4% | Reduced |
| Focus Financial Network, Inc. | 9,493 | $2.12M | 0.15% | −10,801−53.2% | Reduced |
| Adirondack Trust Co | 9,498 | $2.12M | 1.00% | +521+5.8% | Added |
| Kames Capital plc | 9,503 | $2.12M | 0.03% | −2,335−19.7% | Reduced |
| Glen Eagle Advisors, LLC | 9,509 | $2.12M | 0.55% | −261−2.7% | Reduced |
| Palisade Asset Management, LLC | 9,523 | $2.12M | 0.24% | −309−3.1% | Reduced |
| Cigna Investments Inc | 9,579 | $2.13M | 0.26% | −2,710−22.1% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,581 | $2.13M | 0.09% | −75−0.8% | Reduced |
| Hanson & Doremus Investment Management | 9,584 | $2.14M | 0.46% | −38−0.4% | Reduced |
| Hudock, Inc. | 9,599 | $2.14M | 0.59% | −201−2.1% | Reduced |
| Kistler-Tiffany Companies, LLC | 9,637 | $2.15M | 0.41% | +14+0.1% | Added |
| Liberty One Investment Management, LLC | 9,640 | $2.15M | 0.33% | +366+3.9% | Added |
| Adell Harriman & Carpenter Inc | 9,648 | $2.15M | 0.21% | +400+4.3% | Added |
| First National Bank & Trust Co of Newtown | 9,652 | $2.15M | 0.43% | −227−2.3% | Reduced |
| McGuire Investment Group, LLC | 9,665 | $2.15M | 0.40% | +9,665 | New |
| Aureus Asset Management, LLC | 9,684 | $2.16M | 0.14% | −40−0.4% | Reduced |
| Bryn Mawr Trust Co | 9,688 | $2.16M | 0.08% | +217+2.3% | Added |
| Shepherd Financial Partners LLC | 9,754 | $2.17M | 0.39% | +7,354+306.4% | Added |