Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farmers Trust Co | 4,785 | $1.07M | 0.23% | −900−15.8% | Reduced |
| Arkadios Wealth Advisors | 4,785 | $1.07M | 0.14% | −186−3.7% | Reduced |
| Allen Capital Group, LLC | 4,786 | $1.07M | 0.20% | +22+0.5% | Added |
| Patriot Investment Management Inc. | 4,797 | $1.07M | 0.09% | +310+6.9% | Added |
| Forum Financial Management, LP | 4,823 | $1.07M | 0.05% | −108−2.2% | Reduced |
| Ingalls & Snyder LLC | 4,827 | $1.08M | 0.05% | 00.0% | Unchanged |
| Summit Financial Group Inc | 4,847 | $1.08M | 0.37% | +35+0.7% | Added |
| IHT Wealth Management, LLC | 4,852 | $1.08M | 0.08% | +111+2.3% | Added |
| Stonegate Investment Group, LLC | 4,855 | $1.08M | 0.04% | +336+7.4% | Added |
| CoreFirst Bank & Trust | 4,875 | $1.09M | 0.74% | 00.0% | Unchanged |
| River Wealth Advisors LLC | 4,902 | $1.09M | 0.17% | +200+4.3% | Added |
| Lifeworks Advisors, LLC | 4,913 | $1.09M | 0.72% | +2,182+79.9% | Added |
| Personal Capital Advisors Corp | 4,936 | $1.10M | 0.01% | −597−10.8% | Reduced |
| Zions Bancorporation, N.A. | 4,972 | $1.11M | 0.10% | −399−7.4% | Reduced |
| HighTower Trust Services, LTA | 4,985 | $1.11M | 0.11% | +68+1.4% | Added |
| Quattro Financial Advisors LLC | 5,000 | $1.11M | 0.38% | 00.0% | Unchanged |
| Jade Capital Advisors, LLC | 5,003 | $1.11M | 0.75% | +5,003 | New |
| HYA Advisors, Inc | 5,014 | $1.12M | 0.39% | +19+0.4% | Added |
| Pitcairn Co | 5,016 | $1.12M | 0.10% | +2,630+110.2% | Added |
| WD Rutherford LLC | 5,044 | $1.12M | 0.64% | +425+9.2% | Added |
| PSI Advisors, LLC | 5,048 | $1.13M | 0.46% | −1,585−23.9% | Reduced |
| Legacy Wealth Asset Management, LLC | 5,076 | $1.13M | 0.40% | +83+1.7% | Added |
| Laffer Tengler Investments | 5,077 | $1.13M | 0.34% | +1,077+26.9% | Added |
| Nations Financial Group Inc, | 5,132 | $1.14M | 0.14% | +209+4.2% | Added |
| Braun Stacey Associates Inc | 5,160 | $1.15M | 0.05% | −500−8.8% | Reduced |
| United Bank | 5,175 | $1.15M | 0.15% | −3,600−41.0% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 5,200 | $1.16M | 0.02% | +2,395+85.4% | Added |
| Arbor Trust Wealth Advisors, LLC | 5,210 | $1.16M | 0.70% | −375−6.7% | Reduced |
| FORA Capital, LLC | 5,219 | $1.16M | 0.21% | +5,219 | New |
| Dynamic Advisor Solutions LLC | 5,245 | $1.17M | 0.08% | +1,018+24.1% | Added |
| Institute for Wealth Management, LLC. | 5,283 | $1.18M | 0.19% | +96+1.9% | Added |
| SOL Capital Management CO | 5,293 | $1.18M | 0.21% | −200−3.6% | Reduced |
| Financial Advisory Service, Inc. | 5,290 | $1.18M | 0.11% | +968+22.4% | Added |
| River & Mercantile Asset Management LLP | 5,290 | $1.18M | 0.15% | +1,990+60.3% | Added |
| HM Payson & Co | 5,302 | $1.18M | 0.03% | −88−1.6% | Reduced |
| Princeton Global Asset Management LLC | 5,310 | $1.18M | 0.33% | −525−9.0% | Reduced |
| Comerica Securities,inc. | 5,313 | $1.18M | 0.08% | −187−3.4% | Reduced |
| Edgestream Partners, L.P. | 5,325 | $1.19M | 0.09% | +3,443+182.9% | Added |
| Byrne Asset Management LLC | 5,333 | $1.19M | 0.74% | +430+8.8% | Added |
| AXS Investments LLC | 5,336 | $1.19M | 0.47% | −19,464−78.5% | Reduced |
| Howland Capital Management LLC | 5,345 | $1.19M | 0.06% | +274+5.4% | Added |
| Proequities, Inc. | 5,354 | $1.19M | 0.09% | −1,645−23.5% | Reduced |
| Good Life Advisors, LLC | 5,367 | $1.20M | 0.15% | +354+7.1% | Added |
| Garrison Point Advisors, LLC | 5,370 | $1.20M | 0.84% | 00.0% | Unchanged |
| Rothschild Investment Corp | 5,385 | $1.20M | 0.09% | −85−1.6% | Reduced |
| GoalVest Advisory LLC | 5,404 | $1.20M | 0.68% | +5,404 | New |
| CFM Wealth Partners LLC | 5,408 | $1.21M | 0.29% | +100+1.9% | Added |
| CPWM, LLC | 5,407 | $1.21M | 0.09% | +158+3.0% | Added |
| Wolff Financial Management LLC | 5,413 | $1.21M | 0.48% | 00.0% | Unchanged |
| Eastern Bank | 5,418 | $1.21M | 0.06% | +41+0.8% | Added |
| Apollon Wealth Management, LLC | 5,420 | $1.21M | 0.09% | −1,019−15.8% | Reduced |
| Independent Financial Group, LLC | 5,443 | $1.21M | 0.10% | +10+0.2% | Added |
| Latitude Advisors, LLC | 5,446 | $1.21M | 0.27% | +2,695+98.0% | Added |
| Cladis Investment Advisory, LLC | 5,483 | $1.22M | 0.99% | +1,200+28.0% | Added |
| Van Strum & Towne Inc. | 5,612 | $1.22M | 0.46% | +128+2.3% | Added |
| Barber Financial Group, Inc. | 5,501 | $1.23M | 0.16% | −36−0.7% | Reduced |
| Csenge Advisory Group | 5,502 | $1.23M | 0.10% | +506+10.1% | Added |
| High Falls Advisors, Inc | 5,505 | $1.23M | 0.33% | +4+0.1% | Added |
| EP Wealth Advisors, LLC | 5,543 | $1.24M | 0.03% | +140+2.6% | Added |
| Adams Chetwood Wealth Management LLC | 5,550 | $1.24M | 0.70% | +17+0.3% | Added |
| Clarius Group, LLC | 5,987 | $1.24M | 0.10% | 00.0% | Unchanged |
| Hoey Investments, Inc | 5,566 | $1.24M | 0.35% | +1,122+25.2% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $1.24M | 0.04% | +1,470+35.8% | Added |
| St Germain D J Co Inc | 5,584 | $1.24M | 0.07% | +82+1.5% | Added |
| Laurel Wealth Advisors, Inc. | 5,584 | $1.25M | 0.10% | −2,023−26.6% | Reduced |
| First Foundation Advisors | 5,592 | $1.25M | 0.04% | −601−9.7% | Reduced |
| TKG Advisors, LLC | 5,601 | $1.25M | 1.00% | +1,075+23.8% | Added |
| Convergence Investment Partners, LLC | 5,637 | $1.26M | 0.65% | +24+0.4% | Added |
| Financial Architects, Inc | 5,643 | $1.26M | 0.18% | +930+19.7% | Added |
| Tempus Wealth Planning, LLC | 5,646 | $1.26M | 0.89% | +346+6.5% | Added |
| Penobscot Investment Management Company, Inc. | 5,655 | $1.26M | 0.18% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 5,664 | $1.26M | 0.13% | +751+15.3% | Added |
| Schnieders Capital Management LLC | 5,676 | $1.26M | 0.30% | +339+6.4% | Added |
| Baker Tilly Wealth Management, LLC | 5,702 | $1.27M | 0.14% | −124−2.1% | Reduced |
| Coastal Investment Advisors, Inc. | 5,706 | $1.27M | 0.25% | +1,109+24.1% | Added |
| Verition Fund Management LLC | 5,714 | $1.27M | 0.02% | −17,925−75.8% | Reduced |
| M Holdings Securities, Inc. | 5,730 | $1.28M | 0.10% | +5,730 | New |
| Inspire Advisors, LLC | 5,741 | $1.28M | 0.36% | +160+2.9% | Added |
| Thoroughbred Financial Services, LLC | 5,767 | $1.28M | 0.21% | −4,607−44.4% | Reduced |
| Duff & Phelps Investment Management Co | 5,775 | $1.29M | 0.01% | 00.0% | Unchanged |
| Donoghue Forlines LLC | 5,778 | $1.29M | 0.28% | +449+8.4% | Added |
| Palumbo Wealth Management LLC | 5,788 | $1.29M | 0.83% | +80+1.4% | Added |
| Ritholtz Wealth Management | 5,790 | $1.29M | 0.09% | +638+12.4% | Added |
| Duality Advisers, LP | 5,809 | $1.29M | 0.14% | +5,809 | New |
| True North Advisors, LLC | 5,844 | $1.30M | 0.35% | −2,500−30.0% | Reduced |
| Wade G W & Inc | 5,850 | $1.30M | 0.06% | +136+2.4% | Added |
| Sunflower Bank, N.A. | 5,857 | $1.30M | 0.18% | 00.0% | Unchanged |
| AIA Group Ltd | 5,862 | $1.31M | 0.06% | +4,083+229.5% | Added |
| Harvest Volatility Management LLC | 5,885 | $1.31M | 0.15% | +2,712+85.5% | Added |
| Sequent Asset Management, LLC | 5,891 | $1.31M | 0.77% | +1,279+27.7% | Added |
| Symmetry Partners, LLC | 5,895 | $1.31M | 0.08% | 00.0% | Unchanged |
| Beaton Management Co. Inc. | 5,903 | $1.31M | 0.81% | +20+0.3% | Added |
| Toroso Investments, LLC | 5,907 | $1.32M | 0.04% | −17,648−74.9% | Reduced |
| Private Asset Management Inc | 5,912 | $1.32M | 0.18% | −710−10.7% | Reduced |
| Siena Capital LLC | 5,928 | $1.32M | 0.75% | −953−13.8% | Reduced |
| Keudell/Morrison Wealth Management | 5,956 | $1.33M | 0.55% | 00.0% | Unchanged |
| Tokio Marine Asset Management Co Ltd | 5,957 | $1.33M | 0.10% | +601+11.2% | Added |
| First National Bank Sioux Falls | 5,970 | $1.33M | 1.39% | 00.0% | Unchanged |
| Amarillo National Bank | 5,973 | $1.33M | 0.26% | −803−11.9% | Reduced |
| World Equity Group, Inc. | 5,976 | $1.33M | 0.29% | +5,976 | New |