Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hudson Valley Investment Advisors Inc | 3,956 | $881.0K | 0.12% | −50−1.2% | Reduced |
| Hancock Whitney Corp | 3,961 | $882.0K | 0.03% | −340−7.9% | Reduced |
| Werlinich Asset Management, LLC | 3,975 | $885.7K | 0.67% | 00.0% | Unchanged |
| Tompkins Financial Corp | 3,989 | $888.0K | 0.13% | +3,314+491.0% | Added |
| Saybrook Capital | 4,000 | $891.0K | 0.24% | −300−7.0% | Reduced |
| Cim Investment Mangement Inc | 3,997 | $891.0K | 0.30% | −5−0.1% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 4,006 | $893.0K | 0.16% | +150+3.9% | Added |
| Telos Capital Management, Inc. | 4,013 | $894.0K | 0.12% | −80−2.0% | Reduced |
| Livforsakringsbolaget Skandia, Omsesidigt | 4,013 | $894.0K | 0.06% | +600+17.6% | Added |
| Montis Financial, LLC | 4,016 | $895.0K | 0.70% | −14−0.3% | Reduced |
| Puzo Michael J | 4,025 | $897.0K | 0.27% | −450−10.1% | Reduced |
| Washington Trust Co | 4,024 | $897.0K | 0.04% | 00.0% | Unchanged |
| Bridges Investment Management Inc | 4,050 | $902.0K | 0.03% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 4,062 | $905.0K | 0.07% | +221+5.8% | Added |
| Mayflower Financial Advisors, LLC | 4,071 | $907.0K | 0.12% | −86−2.1% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 4,075 | $908.0K | 0.68% | 00.0% | Unchanged |
| TRUE Private Wealth Advisors | 4,086 | $909.0K | 0.13% | −27−0.7% | Reduced |
| IVC Wealth Advisors LLC | 4,090 | $911.0K | 0.60% | +95+2.4% | Added |
| Rockland Trust Co | 4,104 | $915.0K | 0.06% | +1,756+74.8% | Added |
| Fairview Capital Investment Management, LLC | 4,112 | $916.0K | 0.06% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 4,113 | $916.0K | 0.19% | +2,488+153.1% | Added |
| Old Mission Investment Co LLC | 4,132 | $920.8K | 0.34% | +265+6.9% | Added |
| Flaharty Asset Management, LLC | 4,135 | $921.0K | 0.17% | −500−10.8% | Reduced |
| Chicago Capital, LLC | 4,135 | $921.0K | 0.04% | 00.0% | Unchanged |
| Orion Portfolio Solutions, LLC | 4,147 | $924.0K | 0.03% | −291−6.6% | Reduced |
| Vident Investment Advisory, LLC | 4,156 | $924.0K | 0.02% | −171−4.0% | Reduced |
| Golden State Wealth Management, LLC | 4,154 | $926.0K | 0.18% | +415+11.1% | Added |
| RMB Capital Management, LLC | 4,160 | $927.0K | 0.03% | −9−0.2% | Reduced |
| Total Clarity Wealth Management, Inc. | 4,165 | $928.0K | 0.51% | +1,054+33.9% | Added |
| Amussen Hunsaker Associates LLC | 4,194 | $929.0K | 0.21% | −19−0.5% | Reduced |
| BancorpSouth Bank | 4,173 | $929.0K | 0.12% | 00.0% | Unchanged |
| Credit Agricole S A | 4,172 | $930.0K | 0.03% | −12,336−74.7% | Reduced |
| Kercheville Advisors, LLC | 4,175 | $930.0K | 0.44% | +100+2.5% | Added |
| Lantz Financial LLC | 4,177 | $931.0K | 0.38% | +10.0% | Added |
| Southeast Asset Advisors Inc. | 4,186 | $933.0K | 0.12% | +9+0.2% | Added |
| Navellier & Associates Inc | 4,200 | $936.0K | 0.16% | −200−4.5% | Reduced |
| FinTrust Capital Advisors, LLC | 4,205 | $937.0K | 0.22% | +100+2.4% | Added |
| WMS Partners, LLC | 4,207 | $937.0K | 0.13% | +675+19.1% | Added |
| Northwest Quadrant Wealth Management, LLC | 4,250 | $938.0K | 0.26% | −284−6.3% | Reduced |
| Birch Hill Investment Advisors LLC | 4,214 | $939.0K | 0.05% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 4,243 | $945.4K | 0.33% | +33+0.8% | Added |
| Argent Advisors, Inc. | 4,249 | $947.0K | 0.51% | −3,388−44.4% | Reduced |
| Birinyi Associates Inc | 4,250 | $947.0K | 0.33% | +250+6.3% | Added |
| Cypress Capital Group | 4,254 | $948.0K | 0.12% | +7+0.2% | Added |
| Solstein Capital, LLC | 4,269 | $951.0K | 0.63% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 4,289 | $956.0K | 0.15% | −1,060−19.8% | Reduced |
| Sentry Investment Management LLC | 4,291 | $956.0K | 0.30% | −722−14.4% | Reduced |
| Sit Investment Associates Inc | 4,300 | $958.0K | 0.03% | 00.0% | Unchanged |
| RS Crum Inc. | 4,305 | $959.0K | 0.54% | 00.0% | Unchanged |
| Woodward Diversified Capital, LLC | 4,337 | $966.0K | 0.63% | +137+3.3% | Added |
| FourThought Financial, LLC | 4,347 | $969.0K | 0.12% | −397−8.4% | Reduced |
| Burke & Herbert Bank & Trust Co | 4,348 | $969.0K | 0.62% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 4,374 | $975.0K | 0.09% | +121+2.8% | Added |
| Adviser Investments LLC | 4,382 | $976.0K | 0.06% | +152+3.6% | Added |
| LexAurum Advisors, LLC | 4,421 | $985.0K | 0.32% | +1,466+49.6% | Added |
| West Oak Capital, LLC | 4,430 | $987.0K | 0.45% | −90−2.0% | Reduced |
| CRA Financial Services, LLC | 4,432 | $988.0K | 0.30% | +950+27.3% | Added |
| Widmann Financial Services, Inc. | 4,448 | $991.0K | 0.88% | +211+5.0% | Added |
| F3Logic, LLC | 4,421 | $995.0K | 0.15% | −8,858−66.7% | Reduced |
| Choate Investment Advisors | 4,472 | $996.0K | 0.05% | −1,135−20.2% | Reduced |
| Select Asset Management & Trust | 4,472 | $996.0K | 0.85% | +2,200+96.8% | Added |
| Vigilant Capital Management, LLC | 4,475 | $997.0K | 0.08% | −253−5.4% | Reduced |
| Am Investment Strategies LLC | 4,487 | $1.00M | 0.27% | +79+1.8% | Added |
| Westhampton Capital, LLC | 4,525 | $1.01M | 0.65% | +200+4.6% | Added |
| TD Ameritrade Investment Management, LLC | 4,523 | $1.01M | 0.01% | +215+5.0% | Added |
| Optimum Investment Advisors | 4,530 | $1.01M | 0.43% | −15−0.3% | Reduced |
| Asset Allocation & Management Company, LLC | 4,527 | $1.01M | 0.36% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 4,562 | $1.02M | 0.65% | +1,068+30.6% | Added |
| Davis R M Inc | 4,565 | $1.02M | 0.02% | +1,200+35.7% | Added |
| Providence First Trust Co | 4,579 | $1.02M | 0.49% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 4,580 | $1.02M | 0.28% | +4,580 | New |
| Fund Management at Engine No. 1 LLC | 4,579 | $1.02M | 0.26% | +4,579 | New |
| RFG Advisory, LLC | 4,586 | $1.02M | 0.07% | −159−3.4% | Reduced |
| City State Bank | 4,591 | $1.02M | 0.62% | +38+0.8% | Added |
| NN Investment Partners Holdings N.V. | 4,595 | $1.02M | 0.01% | +1,595+53.2% | Added |
| Insight Advisors, LLC | 4,591 | $1.02M | 0.31% | +1,941+73.2% | Added |
| Bessemer Securities LLC | 4,603 | $1.03M | 0.30% | +4,603 | New |
| Echo Street Capital Management LLC | 4,615 | $1.03M | 0.01% | −6−0.1% | Reduced |
| Jackson Square Capital, LLC | 4,617 | $1.03M | 0.32% | −35−0.8% | Reduced |
| High Net Worth Advisory Group LLC | 4,617 | $1.03M | 0.37% | +500+12.1% | Added |
| Ballentine Partners, LLC | 4,625 | $1.03M | 0.03% | +611+15.2% | Added |
| Grandview Asset Management LLC | 4,638 | $1.03M | 0.44% | +205+4.6% | Added |
| Capital Investment Advisory Services, LLC | 4,652 | $1.04M | 0.11% | +375+8.8% | Added |
| Biltmore Family Office, LLC | 4,662 | $1.04M | 0.22% | −250−5.1% | Reduced |
| SevenBridge Financial Group, LLC | 4,685 | $1.04M | 0.37% | −928−16.5% | Reduced |
| Narwhal Capital Management | 4,690 | $1.04M | 0.12% | +4,690 | New |
| Heck Capital Advisors, LLC | 4,695 | $1.05M | 0.19% | −27−0.6% | Reduced |
| Dixon Hubard Feinour & Brown Inc | 4,710 | $1.05M | 0.11% | 00.0% | Unchanged |
| Eldridge Investment Advisors, Inc. | 4,712 | $1.05M | 0.36% | 00.0% | Unchanged |
| Investment House LLC | 4,728 | $1.05M | 0.08% | −100−2.1% | Reduced |
| Garde Capital, Inc. | 4,728 | $1.05M | 0.11% | 00.0% | Unchanged |
| FIL Ltd | 4,735 | $1.05M | 0.00% | −10,112−68.1% | Reduced |
| Loomis Sayles & Co L P | 4,739 | $1.06M | 0.00% | −3,725−44.0% | Reduced |
| Sonora Investment Management Group, LLC | 4,757 | $1.06M | 0.12% | +211+4.6% | Added |
| Robertson Stephens Wealth Management, LLC | 4,766 | $1.06M | 0.09% | −325−6.4% | Reduced |
| Investment Partners, Ltd. | 4,764 | $1.06M | 0.45% | +8+0.2% | Added |
| Trustmark National Bank Trust Department | 4,762 | $1.06M | 0.08% | +36+0.8% | Added |
| Continuum Advisory, LLC | 5,046 | $1.06M | 0.20% | +3,535+234.0% | Added |
| Sargent Investment Group, LLC | 4,778 | $1.06M | 0.27% | +1,138+31.3% | Added |
| Federated Hermes, Inc. | 4,785 | $1.07M | 0.00% | −2,795−36.9% | Reduced |