Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,334 | $743.0K | 0.18% | +546+19.6% | Added |
| Sawgrass Asset Management LLC | 3,345 | $745.0K | 0.08% | +3,345 | New |
| Vanguard Capital Wealth Advisors | 3,348 | $746.0K | 0.53% | +5+0.1% | Added |
| Covington Capital Management | 3,356 | $747.0K | 0.03% | +150+4.7% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,353 | $747.0K | 0.11% | +205+6.5% | Added |
| Marble Harbor Investment Counsel, LLC | 3,354 | $747.0K | 0.09% | +400+13.5% | Added |
| Texas Yale Capital Corp. | 3,368 | $750.0K | 0.04% | −142−4.0% | Reduced |
| Washington Trust Advisors, Inc. | 3,373 | $751.0K | 0.05% | −65−1.9% | Reduced |
| Jackson Wealth Management, LLC | 3,374 | $752.0K | 0.10% | −7,099−67.8% | Reduced |
| Carnegie Capital Asset Management, LLC | 3,381 | $753.0K | 0.03% | +139+4.3% | Added |
| Brighton Jones LLC | 3,393 | $756.0K | 0.04% | +76+2.3% | Added |
| Wealth Management Partners, LLC | 3,000 | $757.0K | 0.54% | 00.0% | Unchanged |
| E&G Advisors, LP | 3,400 | $758.0K | 0.21% | −300−8.1% | Reduced |
| Charter Research & Investment Group, Inc. | 3,400 | $758.0K | 0.61% | 00.0% | Unchanged |
| Concentric Wealth Management, LLC | 3,400 | $758.0K | 0.22% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 3,402 | $758.0K | 0.07% | +214+6.7% | Added |
| Ballast Advisors LLC | 3,430 | $764.0K | 0.30% | 00.0% | Unchanged |
| HWG Holdings LP | 3,434 | $765.0K | 0.38% | +3,422+28,516.7% | Added |
| Advisory Alpha, LLC | 3,439 | $766.0K | 0.05% | +124+3.7% | Added |
| Stonebridge Capital Advisors LLC | 3,436 | $766.0K | 0.08% | +415+13.7% | Added |
| Rodgers Brothers Inc. | 3,440 | $767.0K | 0.14% | −50−1.4% | Reduced |
| Mission Wealth Management, LP | 3,444 | $767.0K | 0.04% | +312+10.0% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 3,445 | $768.0K | 0.04% | −914−21.0% | Reduced |
| Retirement Planning Co of New England, Inc. | 3,450 | $768.0K | 0.43% | +197+6.1% | Added |
| Patten & Patten Inc | 3,471 | $773.0K | 0.06% | −3−0.1% | Reduced |
| Woodstock Corp | 3,475 | $774.0K | 0.09% | −455−11.6% | Reduced |
| Fernwood Investment Management, LLC | 3,497 | $779.0K | 0.27% | 00.0% | Unchanged |
| First Manhattan Co | 3,512 | $782.0K | 0.00% | −5−0.1% | Reduced |
| Field & Main Bank | 3,530 | $787.0K | 0.48% | +55+1.6% | Added |
| Capital Square, LLC | 3,539 | $788.0K | 0.56% | −44−1.2% | Reduced |
| IPG Investment Advisors LLC | 3,542 | $789.0K | 0.15% | −3,144−47.0% | Reduced |
| Auxier Asset Management | 3,540 | $789.0K | 0.13% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $789.0K | 0.23% | 00.0% | Unchanged |
| Gleason Group, Inc. | 3,539 | $789.0K | 0.23% | +20+0.6% | Added |
| Wealth Architects, LLC | 3,542 | $789.0K | 0.13% | +102+3.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 3,551 | $791.0K | 0.04% | +94+2.7% | Added |
| Morris Retirement Advisors, LLC | 3,560 | $793.0K | 0.60% | −152−4.1% | Reduced |
| Taurus Asset Management, LLC | 3,558 | $793.0K | 0.08% | 00.0% | Unchanged |
| Thomasville National Bank | 3,569 | $795.0K | 0.08% | 00.0% | Unchanged |
| White Lighthouse Investment Management Inc. | 3,574 | $796.0K | 0.20% | 00.0% | Unchanged |
| Jump Financial, LLC | 3,577 | $797.0K | 0.03% | −5,594−61.0% | Reduced |
| Dumont & Blake Investment Advisors LLC | 3,578 | $797.0K | 0.22% | +24+0.7% | Added |
| Mizuho Securities USA LLC | 3,584 | $799.0K | 0.11% | −8,778−71.0% | Reduced |
| Cynosure Management, LLC | 3,600 | $802.0K | 0.65% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 3,604 | $803.0K | 0.04% | −3,300−47.8% | Reduced |
| Intercontinental Wealth Advisors, LLC | 3,613 | $805.0K | 0.18% | +677+23.1% | Added |
| SignalPoint Asset Management, LLC | 3,620 | $807.0K | 0.26% | −92−2.5% | Reduced |
| Assetmark, Inc | 3,627 | $808.0K | 0.00% | +1,766+94.9% | Added |
| Delta Investment Management, LLC | 3,632 | $809.0K | 0.24% | −10.0% | Reduced |
| Kaizen Financial Strategies | 3,631 | $809.0K | 0.63% | +459+14.5% | Added |
| Exane Derivatives | 3,637 | $810.3K | 0.23% | −86−2.3% | Reduced |
| CoreCap Advisors, LLC | 3,638 | $811.0K | 0.06% | −2,262−38.3% | Reduced |
| SS&H Financial Advisors, Inc. | 3,640 | $811.0K | 0.32% | +3,640 | New |
| Lindbrook Capital, LLC | 3,650 | $813.0K | 0.13% | +2,048+127.8% | Added |
| Fukoku Mutual Life Insurance Co | 3,660 | $816.0K | 0.06% | −100−2.7% | Reduced |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 3,616 | $816.0K | 0.06% | +2,164+149.0% | Added |
| Laird Norton Trust Company, LLC | 3,672 | $818.0K | 0.07% | −110−2.9% | Reduced |
| Circle Wealth Management, LLC | 3,673 | $818.0K | 0.11% | +5+0.1% | Added |
| J. W. Coons Advisors, LLC | 3,680 | $819.0K | 0.24% | +1,100+42.6% | Added |
| Roman Butler Fullerton & Co | 3,682 | $820.0K | 0.39% | +31+0.8% | Added |
| American National Registered Investment Advisor, Inc. | 3,696 | $824.0K | 0.29% | −157−4.1% | Reduced |
| Rehmann Capital Advisory Group | 3,702 | $824.9K | 0.08% | +36+1.0% | Added |
| Monticello Wealth Management, LLC | 3,705 | $826.0K | 0.08% | 00.0% | Unchanged |
| Stiles Financial Services Inc | 3,706 | $826.0K | 0.41% | +102+2.8% | Added |
| Fortem Financial Group, LLC | 3,710 | $827.0K | 0.36% | +340+10.1% | Added |
| Flputnam Investment Management Co | 3,723 | $829.0K | 0.03% | +107+3.0% | Added |
| Patton Albertson Miller Group, LLC | 3,723 | $830.0K | 0.14% | +660+21.5% | Added |
| Gladstone Institutional Advisory LLC | 3,724 | $830.0K | 0.06% | +855+29.8% | Added |
| B. Riley Wealth Management, Inc. | 3,736 | $832.0K | 0.06% | −2,450−39.6% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,734 | $832.0K | 0.19% | −220−5.6% | Reduced |
| Ancora Advisors, LLC | 3,734 | $832.0K | 0.02% | −80−2.1% | Reduced |
| Montecito Bank & Trust | 3,741 | $833.0K | 0.16% | +200+5.6% | Added |
| Royal Fund Management, LLC | 3,769 | $839.0K | 0.12% | +412+12.3% | Added |
| South State Corp. | 3,776 | $841.0K | 0.07% | +589+18.5% | Added |
| Seeyond | 3,784 | $843.0K | 0.08% | +722+23.6% | Added |
| Source Financial Advisors LLC | 3,787 | $844.0K | 0.25% | +1,259+49.8% | Added |
| Horizon Wealth Management, LLC | 3,801 | $847.0K | 0.26% | −3,148−45.3% | Reduced |
| Charles Schwab Trust Co | 3,800 | $847.0K | 0.15% | −173−4.4% | Reduced |
| US Asset Management LLC | 3,802 | $847.0K | 0.78% | 00.0% | Unchanged |
| Courier Capital LLC | 3,810 | $849.0K | 0.08% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 3,811 | $849.0K | 0.03% | +847+28.6% | Added |
| Farmers National Bank | 3,829 | $853.2K | 0.30% | −307−7.4% | Reduced |
| Xcel Wealth Management, LLC | 3,834 | $854.0K | 0.23% | −100−2.5% | Reduced |
| Stratos Wealth Advisors, LLC | 3,834 | $854.0K | 0.07% | +349+10.0% | Added |
| Nwam LLC | 3,836 | $855.0K | 0.07% | −162−4.1% | Reduced |
| Penobscot Wealth Management | 3,839 | $855.0K | 0.77% | +1,843+92.3% | Added |
| SNS Financial Group, LLC | 3,842 | $856.0K | 0.10% | +10.0% | Added |
| 44 Wealth Management LLC | 3,843 | $856.0K | 0.31% | +38+1.0% | Added |
| Cordasco Financial Network | 3,874 | $863.0K | 0.56% | +69+1.8% | Added |
| Barrett Asset Management, LLC | 3,874 | $863.0K | 0.04% | +584+17.8% | Added |
| Virtue Capital Management, LLC | 3,874 | $863.0K | 0.14% | +1,022+35.8% | Added |
| Menard Financial Group LLC | 3,878 | $864.0K | 0.85% | −389−9.1% | Reduced |
| SlateStone Wealth, LLC | 3,882 | $865.0K | 0.19% | +3,882 | New |
| Gilbert & Cook, Inc. | 3,922 | $874.0K | 0.14% | +231+6.3% | Added |
| Aspen Investment Management Inc | 3,928 | $875.0K | 0.46% | −30−0.8% | Reduced |
| Crawford Investment Counsel Inc | 3,929 | $875.0K | 0.02% | +1,251+46.7% | Added |
| Norwood Financial Corp | 3,930 | $876.0K | 1.27% | +325+9.0% | Added |
| Gradient Investments LLC | 3,936 | $877.0K | 0.02% | +169+4.5% | Added |
| Texas Capital Bancshares Inc | 3,948 | $879.0K | 0.53% | +438+12.5% | Added |
| Harbor Investment Advisory, LLC | 3,944 | $879.0K | 0.12% | +585+17.4% | Added |