Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Waldron Private Wealth LLC | 3,201 | $696.0K | 0.04% | +71+2.3% | Added |
| Royal Fund Management, LLC | 3,202 | $697.0K | 0.12% | −660−17.1% | Reduced |
| King Wealth | 3,207 | $698.0K | 0.14% | −8−0.2% | Reduced |
| Mission Wealth Management, LP | 3,212 | $699.0K | 0.04% | +494+18.2% | Added |
| Financial Management Network Inc | 3,218 | $701.0K | 0.36% | −33−1.0% | Reduced |
| CMG Global Holdings, LLC | 3,236 | $704.0K | 0.53% | +40+1.3% | Added |
| Golden State Wealth Management, LLC | 3,236 | $704.0K | 0.16% | +1,240+62.1% | Added |
| Virtue Capital Management, LLC | 3,242 | $706.0K | 0.14% | +852+35.6% | Added |
| Wealth Architects, LLC | 3,255 | $708.0K | 0.14% | −87−2.6% | Reduced |
| AF Advisors, Inc. | 3,300 | $719.0K | 0.36% | 00.0% | Unchanged |
| Echo Street Capital Management LLC | 3,307 | $720.0K | 0.01% | +788+31.3% | Added |
| Ironwood Investment Counsel, LLC | 3,323 | $723.0K | 0.19% | +346+11.6% | Added |
| Gyon Technologies Capital Management, LP | 3,327 | $724.0K | 0.24% | +151+4.8% | Added |
| Texas Yale Capital Corp. | 3,335 | $726.0K | 0.04% | +125+3.9% | Added |
| Fernwood Investment Management, LLC | 3,340 | $727.0K | 0.24% | −50−1.5% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 3,347 | $728.0K | 0.18% | 00.0% | Unchanged |
| Tiedemann Advisors, LLC | 3,345 | $729.0K | 0.03% | +444+15.3% | Added |
| Summit Financial Strategies, Inc. | 3,373 | $734.0K | 0.16% | +1,954+137.7% | Added |
| Van Cleef Asset Management,Inc | 3,395 | $739.0K | 0.11% | 00.0% | Unchanged |
| Charter Research & Investment Group, Inc. | 3,400 | $740.0K | 0.61% | 00.0% | Unchanged |
| Concentric Wealth Management, LLC | 3,400 | $740.0K | 0.23% | 00.0% | Unchanged |
| Thomasville National Bank | 3,421 | $744.0K | 0.08% | −134−3.8% | Reduced |
| Field & Main Bank | 3,425 | $745.0K | 0.48% | +190+5.9% | Added |
| Rehmann Capital Advisory Group | 3,407 | $745.0K | 0.07% | −68−2.0% | Reduced |
| Ballast Advisors LLC | 3,430 | $746.0K | 0.32% | −385−10.1% | Reduced |
| Carmichael Hill & Associates, Inc. | 3,436 | $748.0K | 0.42% | −200−5.5% | Reduced |
| Visionary Wealth Advisors | 3,463 | $754.0K | 0.08% | −602−14.8% | Reduced |
| Davis R M Inc | 3,466 | $754.0K | 0.02% | +93+2.8% | Added |
| Mosaic Advisors LLC | 3,485 | $758.0K | 0.49% | −91−2.5% | Reduced |
| Gleason Group, Inc. | 3,481 | $758.0K | 0.27% | +15+0.4% | Added |
| Quad-Cities Investment Group, LLC | 3,493 | $760.0K | 0.52% | +127+3.8% | Added |
| Vanguard Capital Wealth Advisors | 3,495 | $760.0K | 0.58% | +204+6.2% | Added |
| GoalVest Advisory LLC | 3,497 | $761.0K | 0.47% | +2,062+143.7% | Added |
| SignalPoint Asset Management, LLC | 3,501 | $762.0K | 0.25% | −71−2.0% | Reduced |
| Dumont & Blake Investment Advisors LLC | 3,507 | $763.0K | 0.22% | −7−0.2% | Reduced |
| CRA Financial Services, LLC | 3,512 | $764.0K | 0.27% | 00.0% | Unchanged |
| Texas Capital Bancshares Inc | 3,510 | $764.0K | 0.55% | +8+0.2% | Added |
| Robertson Stephens Wealth Management, LLC | 3,511 | $764.0K | 0.09% | +771+28.1% | Added |
| Old Mission Investment Co LLC | 3,516 | $765.3K | 0.31% | +38+1.1% | Added |
| Montis Financial, LLC | 3,520 | $766.0K | 0.63% | 00.0% | Unchanged |
| Nicolet Bankshares Inc | 3,518 | $766.0K | 0.20% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 3,518 | $766.0K | 0.21% | +18+0.5% | Added |
| Fortem Financial Group, LLC | 3,520 | $766.0K | 0.39% | +140+4.1% | Added |
| Ashton Thomas Private Wealth, LLC | 3,524 | $766.9K | 0.12% | −47−1.3% | Reduced |
| Cambridge Trust Co | 3,539 | $770.0K | 0.03% | −86−2.4% | Reduced |
| Auxier Asset Management | 3,540 | $770.0K | 0.13% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $770.0K | 0.23% | 00.0% | Unchanged |
| Montecito Bank & Trust | 3,541 | $771.0K | 0.15% | +6+0.2% | Added |
| WMS Partners, LLC | 3,549 | $772.0K | 0.11% | +269+8.2% | Added |
| Taurus Asset Management, LLC | 3,558 | $774.0K | 0.08% | 00.0% | Unchanged |
| White Lighthouse Investment Management Inc. | 3,571 | $777.0K | 0.21% | −29−0.8% | Reduced |
| Capital One Financial Corp | 3,571 | $777.0K | 0.09% | +440+14.1% | Added |
| GPS Wealth Strategies Group, LLC | 3,583 | $780.0K | 0.20% | +264+8.0% | Added |
| Applied Capital LLC | 3,595 | $782.0K | 0.75% | 00.0% | Unchanged |
| Cynosure Management, LLC | 3,600 | $783.0K | 0.61% | +300+9.1% | Added |
| Dynamic Advisor Solutions LLC | 3,602 | $784.0K | 0.06% | +383+11.9% | Added |
| First Manhattan Co | 3,603 | $784.0K | 0.00% | +535+17.4% | Added |
| Delta Investment Management, LLC | 3,617 | $787.0K | 0.23% | +118+3.4% | Added |
| Stratos Wealth Advisors, LLC | 3,632 | $791.0K | 0.07% | +469+14.8% | Added |
| Westhampton Capital, LLC | 3,640 | $792.0K | 0.51% | +100+2.8% | Added |
| Roman Butler Fullerton & Co | 3,645 | $793.0K | 0.39% | −522−12.5% | Reduced |
| Barnett & Company, Inc. | 3,650 | $794.0K | 0.52% | −12,900−77.9% | Reduced |
| Cutter & CO Brokerage, Inc. | 3,658 | $796.0K | 0.18% | −59−1.6% | Reduced |
| Circle Wealth Management, LLC | 3,674 | $800.0K | 0.11% | −15−0.4% | Reduced |
| Ballentine Partners, LLC | 3,683 | $801.0K | 0.03% | +1,291+54.0% | Added |
| E&G Advisors, LP | 0 | $805.0K | 0.22% | −3,700−100.0% | Reduced |
| Monticello Wealth Management, LLC | 3,706 | $807.0K | 0.08% | +160+4.5% | Added |
| Lake Street Advisors Group, LLC | 3,670 | $808.0K | 0.06% | −32−0.9% | Reduced |
| Laird Norton Trust Company, LLC | 3,715 | $808.0K | 0.08% | −135−3.5% | Reduced |
| Gradient Investments LLC | 3,720 | $810.0K | 0.02% | +10.0% | Added |
| Laurel Wealth Advisors, Inc. | 3,728 | $811.0K | 0.11% | +368+11.0% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 3,739 | $814.0K | 0.05% | −12−0.3% | Reduced |
| Weil Company, Inc. | 3,746 | $815.0K | 0.41% | 00.0% | Unchanged |
| Fukoku Mutual Life Insurance Co | 3,780 | $823.0K | 0.07% | 00.0% | Unchanged |
| Pendal Group Limited | 3,797 | $826.0K | 0.01% | +2,504+193.7% | Added |
| Warren Averett Asset Management, LLC | 3,796 | $830.0K | 0.08% | +525+16.1% | Added |
| WD Rutherford LLC | 3,819 | $831.0K | 0.46% | +35+0.9% | Added |
| Maven Securities LTD | 3,823 | $832.0K | 0.09% | +3,823 | New |
| Xcel Wealth Management, LLC | 3,833 | $834.0K | 0.25% | −1,250−24.6% | Reduced |
| TD Ameritrade Investment Management, LLC | 3,830 | $834.0K | 0.01% | −684−15.2% | Reduced |
| Fullerton Fund Management Co Ltd. | 3,835 | $835.0K | 0.06% | +3,835 | New |
| Cordasco Financial Network | 3,847 | $837.0K | 0.58% | −447−10.4% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,848 | $837.0K | 0.28% | −93−2.4% | Reduced |
| FinTrust Capital Advisors, LLC | 3,853 | $839.0K | 0.22% | −183−4.5% | Reduced |
| SNS Financial Group, LLC | 3,855 | $839.0K | 0.11% | −52−1.3% | Reduced |
| Horizon Investments, LLC | 3,896 | $843.0K | 0.03% | −4,052−51.0% | Reduced |
| Woodward Diversified Capital, LLC | 3,874 | $843.0K | 0.48% | +85+2.2% | Added |
| Blackhawk Capital Partners LLC. | 3,636 | $843.0K | 0.57% | −1,009−21.7% | Reduced |
| American National Registered Investment Advisor, Inc. | 3,881 | $845.0K | 0.30% | −49−1.2% | Reduced |
| Fort Point Capital Partners LLC | 3,893 | $847.0K | 0.16% | −68−1.7% | Reduced |
| Hilltop Holdings Inc. | 3,904 | $849.0K | 0.10% | −692−15.1% | Reduced |
| Journey Advisory Group, LLC | 3,901 | $849.0K | 0.27% | −181−4.4% | Reduced |
| Payden & Rygel | 3,900 | $849.0K | 0.04% | +3,900 | New |
| IVC Wealth Advisors LLC | 3,934 | $856.0K | 0.60% | +51+1.3% | Added |
| Werlinich Asset Management, LLC | 3,940 | $857.5K | 0.69% | +240+6.5% | Added |
| Hudson Valley Investment Advisors Inc | 3,946 | $859.0K | 0.15% | −133−3.3% | Reduced |
| Courier Capital LLC | 3,958 | $861.0K | 0.08% | −469−10.6% | Reduced |
| Capital Investment Advisory Services, LLC | 3,976 | $865.0K | 0.11% | −480−10.8% | Reduced |
| Mayflower Financial Advisors, LLC | 3,975 | $865.0K | 0.12% | −66−1.6% | Reduced |
| Manchester Capital Management LLC | 3,980 | $866.0K | 0.12% | +1,045+35.6% | Added |