Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Patten Group, Inc. | 1,456 | $317.0K | 0.09% | +52+3.7% | Added |
| PRW Wealth Management LLC | 1,456 | $317.0K | 0.09% | +1,456 | New |
| Northwest Bancshares, Inc. | 1,462 | $318.0K | 0.07% | 00.0% | Unchanged |
| Fundamentun, LLC | 1,461 | $318.0K | 0.09% | +71+5.1% | Added |
| Childress Capital Advisors, LLC | 1,466 | $319.0K | 0.15% | −227−13.4% | Reduced |
| Nadler Financial Group, Inc. | 1,468 | $320.0K | 0.05% | 00.0% | Unchanged |
| Magnus Financial Group LLC | 1,471 | $320.0K | 0.07% | +53+3.7% | Added |
| Summit Financial, LLC | 1,472 | $320.4K | 0.03% | +1,472 | New |
| Morningstar Investment Services LLC | 1,492 | $321.0K | 0.00% | −819−35.4% | Reduced |
| Mount Vernon Associates Inc | 1,476 | $321.0K | 0.29% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 1,480 | $322.0K | 0.09% | −53−3.5% | Reduced |
| Bell Bank | 1,480 | $322.0K | 0.04% | 00.0% | Unchanged |
| Baker Boyer National Bank | 1,801 | $322.0K | 0.16% | +1,801 | New |
| Brewin Dolphin Wealth Management Ltd | 1,480 | $322.1K | 0.04% | +80+5.7% | Added |
| Game Plan Financial Advisors, LLC | 1,485 | $323.0K | 0.19% | −5−0.3% | Reduced |
| Cornerstone Advisory, LLC | 1,490 | $324.0K | 0.05% | +3+0.2% | Added |
| AIA Group Ltd | 1,598 | $325.0K | 0.02% | +1,598 | New |
| Rbo & Co LLC | 1,500 | $326.0K | 0.06% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $326.0K | 0.01% | 00.0% | Unchanged |
| Titus Wealth Management | 1,500 | $326.0K | 0.18% | +25+1.7% | Added |
| Continuum Advisory, LLC | 1,497 | $326.0K | 0.10% | +152+11.3% | Added |
| Kings Point Capital Management | 1,498 | $326.0K | 0.03% | +393+35.6% | Added |
| Castle Rock Wealth Management, LLC | 1,522 | $326.0K | 0.12% | +416+37.6% | Added |
| Regent Peak Wealth Advisors LLC | 1,584 | $327.0K | 0.09% | +118+8.0% | Added |
| Capital Square, LLC | 1,558 | $328.0K | 0.24% | −105−6.3% | Reduced |
| Summit X, LLC | 1,512 | $328.0K | 0.08% | +12+0.8% | Added |
| ZWJ Investment Counsel Inc | 1,510 | $329.0K | 0.02% | −38−2.5% | Reduced |
| TCG Advisory Services, LLC | 1,511 | $329.0K | 0.09% | −32−2.1% | Reduced |
| LifeSteps Financial, Inc. | 1,512 | $329.0K | 0.25% | +28+1.9% | Added |
| Advisors Capital Management, LLC | 1,511 | $329.0K | 0.01% | +289+23.6% | Added |
| Contravisory Investment Management, Inc. | 1,523 | $331.0K | 0.10% | +27+1.8% | Added |
| Capital Advisors Inc | 1,522 | $331.0K | 0.01% | +309+25.5% | Added |
| Plancorp, LLC | 1,528 | $332.0K | 0.03% | −20−1.3% | Reduced |
| Landsberg, Bennett, & Dubbaneh LLC | 1,545 | $332.0K | 0.04% | +5+0.3% | Added |
| Sugarloaf Wealth Management, LLC | 1,525 | $332.0K | 0.09% | +2+0.1% | Added |
| Affinity Capital Advisors, LLC | 1,529 | $333.0K | 0.11% | −35−2.2% | Reduced |
| Linscomb & Williams, Inc. | 1,554 | $338.0K | 0.02% | −510−24.7% | Reduced |
| Sanchez Wealth Management Group | 1,553 | $338.0K | 0.15% | +6+0.4% | Added |
| SFMG, LLC | 1,561 | $340.0K | 0.04% | +55+3.7% | Added |
| Marcum Wealth, LLC | 1,565 | $341.0K | 0.06% | −995−38.9% | Reduced |
| Sanford Advisory Services, LLC | 1,569 | $342.0K | 0.09% | +42+2.8% | Added |
| Eclectic Associates Inc | 1,576 | $343.0K | 0.26% | 00.0% | Unchanged |
| Camden National Bank | 1,581 | $344.0K | 0.06% | −144−8.3% | Reduced |
| Colonial River Wealth Management, LLC | 1,580 | $344.0K | 0.25% | −1−0.1% | Reduced |
| Bingham Osborn & Scarborough LLC | 1,580 | $344.0K | 0.02% | +19+1.2% | Added |
| Brightworth | 1,584 | $345.0K | 0.03% | −76−4.6% | Reduced |
| StrategIQ Financial Group, LLC | 1,585 | $345.0K | 0.07% | +60+3.9% | Added |
| Eqis Capital Management, Inc. | 1,596 | $347.0K | 0.03% | +10+0.6% | Added |
| Wealth Quarterback LLC | 1,590 | $347.0K | 0.21% | +1,590 | New |
| Ledyard National Bank | 1,597 | $348.0K | 0.04% | −170−9.6% | Reduced |
| Weybosset Research & Management LLC | 1,600 | $348.0K | 0.14% | −30−1.8% | Reduced |
| IMS Capital Management | 1,600 | $348.0K | 0.21% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $348.0K | 0.10% | 00.0% | Unchanged |
| Mizuho Securities Co. Ltd. | 1,598 | $348.0K | 0.07% | +1,011+172.2% | Added |
| Lafayette Investments, Inc. | 1,600 | $348.0K | 0.09% | +1,600 | New |
| Vishria Bird Financial Group, LLC | 1,606 | $350.0K | 0.17% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 1,610 | $351.0K | 0.07% | +235+17.1% | Added |
| Minot Wealth Management LLC | 1,636 | $352.0K | 0.08% | +7+0.4% | Added |
| Highland Private Wealth Management | 1,617 | $352.0K | 0.05% | +23+1.4% | Added |
| GYL Financial Synergies, LLC | 1,616 | $352.0K | 0.18% | +200+14.1% | Added |
| Meristem Family Wealth, LLC | 1,621 | $353.0K | 0.06% | +1,621 | New |
| PNC Managed Account Solutions, Inc. | 1,631 | $355.0K | 0.07% | +1,631 | New |
| First Financial Corp | 1,645 | $358.0K | 0.24% | 00.0% | Unchanged |
| Smith Chas P & Associates Pa Cpas | 1,647 | $358.0K | 0.03% | +60+3.8% | Added |
| Signet Investment Advisory Group, Inc. | 1,650 | $359.0K | 0.23% | −300−15.4% | Reduced |
| Hamel Associates, Inc. | 1,650 | $359.0K | 0.14% | 00.0% | Unchanged |
| Lyell Wealth Management, LP | 1,648 | $359.0K | 0.04% | +109+7.1% | Added |
| Integrated Investment Consultants, LLC | 1,654 | $360.0K | 0.11% | −38−2.2% | Reduced |
| Wendell David Associates Inc | 1,653 | $360.0K | 0.04% | 00.0% | Unchanged |
| First American Bank | 1,654 | $360.0K | 0.02% | +5+0.3% | Added |
| Corbett Road Capital Management, LLC | 1,663 | $362.0K | 0.64% | −272−14.1% | Reduced |
| Sunburst Financial Group, LLC | 1,662 | $362.0K | 0.23% | 00.0% | Unchanged |
| RMR Wealth Builders | 1,674 | $364.0K | 0.12% | +60+3.7% | Added |
| WealthTrust Axiom LLC | 1,673 | $364.0K | 0.12% | +500+42.6% | Added |
| Addison Capital Co | 1,678 | $365.0K | 0.18% | 00.0% | Unchanged |
| Bremer Bank National Association | 1,676 | $365.0K | 0.08% | 00.0% | Unchanged |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 1,757 | $365.0K | 0.16% | +430+32.4% | Added |
| Gould Asset Management LLC | 1,680 | $366.0K | 0.10% | −320−16.0% | Reduced |
| Aaron Wealth Advisors | 1,690 | $367.0K | 0.12% | −31−1.8% | Reduced |
| WoodTrust Financial Corp | 1,688 | $367.0K | 0.10% | +124+7.9% | Added |
| SevenOneSeven Capital Management | 1,691 | $368.0K | 0.96% | +1,691 | New |
| Schulhoff & Co Inc | 1,700 | $369.0K | 0.16% | 00.0% | Unchanged |
| Bender Robert & Associates | 1,697 | $369.0K | 0.10% | 00.0% | Unchanged |
| Valley National Advisers Inc | 1,702 | $370.0K | 0.07% | 00.0% | Unchanged |
| Trinity Financial Advisors LLC | 1,700 | $370.0K | 0.26% | 00.0% | Unchanged |
| American Research & Management Co. | 1,700 | $370.0K | 0.08% | +400+30.8% | Added |
| Lakeview Capital Partners, LLC | 1,703 | $371.0K | 0.16% | −606−26.2% | Reduced |
| BigSur Wealth Management LLC | 1,710 | $372.0K | 0.17% | 00.0% | Unchanged |
| Home Federal Bank of Tennessee | 1,709 | $372.0K | 0.13% | +34+2.0% | Added |
| Hutchinson Capital Management | 1,708 | $372.0K | 0.09% | +40+2.4% | Added |
| Waddell & Associates, LLC | 1,707 | $372.0K | 0.06% | +1,707 | New |
| Pinnacle Wealth Management Advisory Group, LLC | 1,714 | $373.0K | 0.09% | +16+0.9% | Added |
| Tradition Wealth Management, LLC | 1,716 | $373.0K | 0.06% | +285+19.9% | Added |
| Soltis Investment Advisors LLC | 1,719 | $374.0K | 0.06% | +1,719 | New |
| MCF Advisors LLC | 1,725 | $375.0K | 0.04% | +3+0.2% | Added |
| ACG Wealth | 1,733 | $377.0K | 0.05% | −235−11.9% | Reduced |
| YHB Investment Advisors, Inc. | 1,733 | $377.0K | 0.03% | +1+0.1% | Added |
| Tobam | 1,735 | $378.0K | 0.02% | −187−9.7% | Reduced |
| Smithfield Trust Co | 1,737 | $378.0K | 0.03% | 00.0% | Unchanged |
| Stokes Family Office, LLC | 1,737 | $378.0K | 0.05% | +83+5.0% | Added |