Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 20/20 Capital Management, Inc. | 1,183 | $257.0K | 0.07% | +1,183 | New |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 1,191 | $259.0K | 0.13% | −200−14.4% | Reduced |
| Center For Asset Management LLC | 1,189 | $259.0K | 0.22% | +1+0.1% | Added |
| Clear Creek Financial Management, LLC | 1,188 | $259.0K | 0.04% | +1,188 | New |
| First Nebraska Trust Co | 1,192 | $259.4K | 0.03% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 1,233 | $260.0K | 0.02% | −258−17.3% | Reduced |
| Stockman Wealth Management, Inc. | 1,195 | $260.0K | 0.06% | −29−2.4% | Reduced |
| Yorktown Management & Research Co Inc | 1,200 | $261.0K | 0.20% | 00.0% | Unchanged |
| Cardan Capital Partners, LLC | 1,200 | $261.0K | 0.03% | 00.0% | Unchanged |
| Keebeck Wealth Management, LLC | 1,201 | $261.0K | 0.04% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,201 | $261.0K | 0.07% | +312+35.1% | Added |
| Oak Grove Capital LLC | 1,200 | $261.0K | 0.06% | +1,200 | New |
| Pinnacle Wealth Management Group, Inc. | 1,200 | $261.0K | 0.19% | +1,200 | New |
| Advisor OS, LLC | 1,209 | $263.0K | 0.05% | +1+0.1% | Added |
| Bridgewater Advisors Inc. | 1,207 | $263.0K | 0.08% | +107+9.7% | Added |
| Beacon Financial Advisory LLC | 1,208 | $263.0K | 0.14% | +90+8.1% | Added |
| Kalos Management, Inc. | 1,240 | $264.0K | 0.11% | −267−17.7% | Reduced |
| Benedict Financial Advisors Inc | 1,211 | $264.0K | 0.07% | −87−6.7% | Reduced |
| Greenline Partners, LLC | 1,214 | $264.0K | 0.05% | 00.0% | Unchanged |
| Valmark Advisers, Inc. | 1,214 | $264.0K | 0.00% | +118+10.8% | Added |
| Chelsea Counsel Co | 1,217 | $265.0K | 0.12% | 00.0% | Unchanged |
| Pinnacle Family Advisors, LLC | 1,224 | $266.0K | 0.12% | +1,224 | New |
| YorkBridge Wealth Partners, LLC | 1,229 | $267.0K | 0.07% | 00.0% | Unchanged |
| Ridgecrest Wealth Partners, LLC | 1,227 | $267.0K | 0.17% | +277+29.2% | Added |
| Marino, Stram & Associates LLC | 1,229 | $267.0K | 0.07% | +1,229 | New |
| Anchor Capital Advisors LLC | 1,230 | $268.0K | 0.01% | 00.0% | Unchanged |
| Allegiant Private Advisors, LLC | 1,231 | $268.0K | 0.04% | +1,231 | New |
| Newport Wealth Strategies, Inc. | 1,235 | $269.0K | 0.16% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 1,240 | $270.0K | 0.16% | −50−3.9% | Reduced |
| Exchange Capital Management, Inc. | 1,243 | $271.0K | 0.05% | −150−10.8% | Reduced |
| Acorn Financial Advisory Services Inc | 1,247 | $271.0K | 0.08% | −14−1.1% | Reduced |
| Balentine LLC | 1,252 | $272.0K | 0.01% | −10−0.8% | Reduced |
| MBA Advisors LLC | 1,251 | $272.0K | 0.20% | 00.0% | Unchanged |
| Ballast, Inc. | 1,250 | $272.0K | 0.11% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,248 | $272.0K | 0.06% | +6+0.5% | Added |
| Beaumont Financial Partners, LLC | 1,249 | $272.0K | 0.02% | +10+0.8% | Added |
| Access Financial Services, Inc. | 1,260 | $274.0K | 0.13% | +53+4.4% | Added |
| Cliftonlarsonallen Wealth Advisors, LLC | 1,260 | $274.0K | 0.01% | +1,260 | New |
| Doyle Wealth Management | 1,265 | $275.0K | 0.02% | +1+0.1% | Added |
| Wells Trecaso Financial Group, LLC | 1,270 | $276.0K | 0.13% | −90−6.6% | Reduced |
| Smith Shellnut Wilson LLC | 1,271 | $277.0K | 0.16% | 00.0% | Unchanged |
| Claret Asset Management Corp | 1,272 | $277.0K | 0.05% | 00.0% | Unchanged |
| Tectonic Advisors LLC | 1,271 | $277.0K | 0.06% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,284 | $279.0K | 0.04% | −17−1.3% | Reduced |
| Kowal Investment Group, LLC | 1,284 | $279.0K | 0.10% | +1,284 | New |
| Cadence Bank NA | 1,284 | $280.0K | 0.08% | −192−13.0% | Reduced |
| Hollencrest Capital Management | 1,287 | $280.0K | 0.03% | +55+4.5% | Added |
| Arden Trust Co | 1,293 | $281.0K | 0.05% | −200−13.4% | Reduced |
| One Capital Management, LLC | 1,299 | $282.0K | 0.03% | +342+35.7% | Added |
| Marietta Investment Partners LLC | 1,300 | $283.0K | 0.06% | 00.0% | Unchanged |
| Northstar Asset Management LLC | 1,300 | $283.0K | 0.07% | 00.0% | Unchanged |
| Pacific Global Investment Management CO | 1,312 | $285.0K | 0.06% | +2+0.2% | Added |
| Apollon Wealth Management, LLC | 1,315 | $286.0K | 0.05% | −200−13.2% | Reduced |
| Monarch Capital Management Inc | 1,317 | $287.0K | 0.08% | 00.0% | Unchanged |
| Calton & Associates, Inc. | 1,325 | $288.0K | 0.05% | −169−11.3% | Reduced |
| CWS Financial Advisors, LLC | 1,324 | $288.0K | 0.11% | 00.0% | Unchanged |
| Reilly Financial Advisors, LLC | 1,323 | $288.0K | 0.02% | +207+18.5% | Added |
| Strategic Advisors LLC | 1,323 | $288.0K | 0.07% | +1,323 | New |
| Private Capital Group, LLC | 1,327 | $289.0K | 0.07% | −11−0.8% | Reduced |
| Berger Financial Group, Inc | 1,326 | $289.0K | 0.05% | +15+1.1% | Added |
| Waters Parkerson & Co., LLC | 1,344 | $292.0K | 0.02% | −100−6.9% | Reduced |
| Coyle Financial Counsel LLC | 1,340 | $292.0K | 0.18% | 00.0% | Unchanged |
| Stonehage Fleming Financial Services Holdings Ltd | 1,340 | $292.0K | 0.01% | 00.0% | Unchanged |
| Accredited Investors Inc. | 1,343 | $292.0K | 0.03% | +96+7.7% | Added |
| Landmark Financial Advisors, LLC | 1,348 | $293.0K | 0.14% | −19−1.4% | Reduced |
| Spotlight Asset Group, Inc. | 1,345 | $293.0K | 0.11% | 00.0% | Unchanged |
| ProVise Management Group, LLC | 1,350 | $294.0K | 0.03% | −613−31.2% | Reduced |
| Gradient Capital Advisors, LLC | 1,352 | $294.0K | 0.14% | +105+8.4% | Added |
| Selective Wealth Management, Inc. | 1,350 | $294.0K | 0.23% | +300+28.6% | Added |
| Laffer Tengler Investments | 1,351 | $294.0K | 0.11% | −416−23.5% | Reduced |
| Hall Laurie J Trustee | 1,355 | $295.0K | 0.11% | −50−3.6% | Reduced |
| Frisch Financial Group, Inc. | 1,365 | $297.0K | 0.09% | −204−13.0% | Reduced |
| Bedel Financial Consulting, Inc. | 1,366 | $297.0K | 0.10% | +267+24.3% | Added |
| Blankinship & Foster, LLC | 1,377 | $300.0K | 0.12% | 00.0% | Unchanged |
| Means Investment Co., Inc. | 1,381 | $301.0K | 0.06% | +2+0.1% | Added |
| Greenwich Wealth Management LLC | 1,381 | $301.0K | 0.03% | 00.0% | Unchanged |
| Curated Wealth Partners LLC | 1,381 | $301.0K | 0.16% | +86+6.6% | Added |
| Crescent Grove Advisors, LLC | 1,381 | $301.0K | 0.03% | +108+8.5% | Added |
| Pure Financial Advisors, Inc. | 1,387 | $302.0K | 0.02% | −499−26.5% | Reduced |
| Cortland Associates Inc | 1,387 | $302.0K | 0.03% | −46−3.2% | Reduced |
| Financial Partners Group, Inc | 1,396 | $304.0K | 0.08% | +499+55.6% | Added |
| Cullinan Associates Inc | 1,400 | $305.0K | 0.02% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $305.0K | 0.61% | 00.0% | Unchanged |
| WNY Asset Management, LLC | 1,400 | $305.0K | 0.11% | +135+10.7% | Added |
| Wiley Bros.-Aintree Capital, LLC | 1,408 | $306.0K | 0.20% | +54+4.0% | Added |
| Northern Oak Wealth Management Inc | 1,409 | $307.0K | 0.04% | −250−15.1% | Reduced |
| Johanson Financial Advisors, Inc. | 1,463 | $309.0K | 0.10% | +5+0.3% | Added |
| Aua Capital Management, LLC | 1,420 | $309.0K | 0.19% | 00.0% | Unchanged |
| Acima Private Wealth, LLC | 1,421 | $309.0K | 0.14% | 00.0% | Unchanged |
| Old Point Trust & Financial Services N A | 1,420 | $309.0K | 0.14% | +350+32.7% | Added |
| Strategic Equity Management | 1,423 | $310.0K | 0.11% | +12+0.9% | Added |
| Bel Air Investment Advisors LLC | 1,431 | $311.0K | 0.01% | −1,330−48.2% | Reduced |
| Acas, LLC | 1,430 | $311.0K | 0.44% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,434 | $312.0K | 0.04% | +3+0.2% | Added |
| Mirova | 1,439 | $313.0K | 0.04% | 00.0% | Unchanged |
| Winslow Asset Management Inc | 1,445 | $314.0K | 0.06% | +15+1.0% | Added |
| Mason Investment Advisory Services, Inc. | 1,450 | $315.6K | 0.03% | +1,450 | New |
| ERTS Wealth Advisors, LLC | 1,450 | $316.0K | 0.09% | −50−3.3% | Reduced |
| Latitude Advisors, LLC | 1,454 | $316.0K | 0.23% | +140+10.7% | Added |
| Hohimer Wealth Management, LLC | 1,458 | $317.0K | 0.06% | +1+0.1% | Added |