Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital City Trust Co | 933 | $203.0K | 0.06% | +933 | New |
| FDx Advisors, Inc. | 933 | $203.0K | 0.01% | +933 | New |
| Rock Creek Group, LP | 937 | $204.0K | 0.03% | −161−14.7% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 936 | $204.0K | 0.00% | 00.0% | Unchanged |
| Sand Hill Global Advisors, LLC | 939 | $204.0K | 0.01% | +54+6.1% | Added |
| Neo Ivy Capital Management | 936 | $204.0K | 0.21% | +921+6,140.0% | Added |
| Ssi Investment Management LLC | 941 | $205.0K | 0.01% | −6−0.6% | Reduced |
| Petrus Trust Company, LTA | 942 | $205.0K | 0.02% | +942 | New |
| ARS Wealth Advisors, LLC | 945 | $206.0K | 0.04% | −150−13.7% | Reduced |
| Financial Management Concepts Corp | 971 | $206.0K | 0.17% | 00.0% | Unchanged |
| Norway Savings Bank | 952 | $207.0K | 0.10% | −25−2.6% | Reduced |
| Abbot Financial Management, Inc. | 950 | $207.0K | 0.09% | 00.0% | Unchanged |
| Legacy Wealth Planning, LLC | 951 | $207.0K | 0.24% | +50+5.5% | Added |
| Canvas Wealth Advisors, LLC | 955 | $208.0K | 0.09% | +65+7.3% | Added |
| Coco Enterprises, LLC | 963 | $209.0K | 0.17% | −123−11.3% | Reduced |
| Independence Bank of Kentucky | 960 | $209.0K | 0.09% | −95−9.0% | Reduced |
| Future Financial Wealth Managment LLC | 960 | $209.0K | 0.21% | −6−0.6% | Reduced |
| Caxton Associates LP | 962 | $209.0K | 0.03% | +962 | New |
| Canal Capital Management, LLC | 963 | $210.0K | 0.06% | +4+0.4% | Added |
| Destination Wealth Management | 975 | $212.0K | 0.01% | −313−24.3% | Reduced |
| Personal Wealth Partners | 974 | $212.0K | 0.09% | +12+1.2% | Added |
| Financial Perspectives, Inc | 980 | $213.3K | 0.10% | −226,253−99.6% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 985 | $214.0K | 0.02% | +51+5.5% | Added |
| Fiduciary Group LLC | 1,055 | $216.0K | 0.02% | 00.0% | Unchanged |
| S&T Bank | 999 | $217.0K | 0.03% | 00.0% | Unchanged |
| M&R Capital Management Inc | 1,000 | $217.0K | 0.05% | +500+100.0% | Added |
| Paulson Wealth Management Inc. | 996 | $217.0K | 0.10% | +996 | New |
| Azzad Asset Management Inc | 1,000 | $217.6K | 0.03% | 00.0% | Unchanged |
| Ifrah Financial Services, Inc. | 1,001 | $218.0K | 0.06% | −19−1.9% | Reduced |
| Cubic Asset Management, LLC | 1,000 | $218.0K | 0.05% | 00.0% | Unchanged |
| Somerset Group LLC | 1,000 | $218.0K | 0.16% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 1,000 | $218.0K | 0.12% | 00.0% | Unchanged |
| S.A. Mason LLC | 1,000 | $218.0K | 0.15% | +250+33.3% | Added |
| Berkshire Asset Management LLC | 1,006 | $219.0K | 0.01% | −1−0.1% | Reduced |
| Kerntke Otto McGlone Wealth Management Group | 1,006 | $219.0K | 0.09% | +1,006 | New |
| Joel Isaacson & Co., LLC | 1,011 | $220.0K | 0.02% | −1−0.1% | Reduced |
| Bigelow Investment Advisors, LLC | 1,013 | $220.0K | 0.11% | +25+2.5% | Added |
| First National Bank of Omaha | 946 | $220.0K | 0.01% | 00.0% | Unchanged |
| CFO4Life Group, LLC | 1,015 | $221.0K | 0.05% | −769−43.1% | Reduced |
| Salem Capital Management Inc | 1,016 | $221.0K | 0.12% | −50−4.7% | Reduced |
| Sterling Financial Planning, Inc. | 1,022 | $222.0K | 0.14% | 00.0% | Unchanged |
| Act Wealth Management, LLC | 1,026 | $223.0K | 0.14% | +30+3.0% | Added |
| Reitz Capital Advisors LLC | 1,025 | $223.0K | 0.16% | +1,025 | New |
| Standard Family Office LLC | 1,033 | $225.0K | 0.05% | +86+9.1% | Added |
| TFG Advisers LLC | 1,039 | $226.0K | 0.11% | +27+2.7% | Added |
| Winthrop Advisory Group LLC | 1,036 | $226.0K | 0.05% | +51+5.2% | Added |
| CVA Family Office, LLC | 1,040 | $226.0K | 0.06% | +485+87.4% | Added |
| Mengis Capital Management, Inc. | 1,047 | $227.0K | 0.05% | 00.0% | Unchanged |
| Bank of Stockton | 1,048 | $228.0K | 0.07% | −333−24.1% | Reduced |
| CX Institutional | 1,046 | $228.0K | 0.02% | −55−5.0% | Reduced |
| Firethorn Wealth Partners, LLC | 1,050 | $228.0K | 0.19% | −10−0.9% | Reduced |
| First Personal Financial Services | 1,053 | $229.0K | 0.06% | −110−9.5% | Reduced |
| Brown Advisory Securities, LLC | 1,053 | $229.0K | 0.04% | −39−3.6% | Reduced |
| Elk River Wealth Management, LLC | 1,053 | $229.0K | 0.06% | 00.0% | Unchanged |
| Albion Financial Group | 1,053 | $229.0K | 0.02% | +1,053 | New |
| Capital Advisors Wealth Management, LLC | 1,058 | $230.0K | 0.09% | 00.0% | Unchanged |
| DSC Advisors, L.P. | 1,061 | $231.0K | 0.22% | −296−21.8% | Reduced |
| Mogy Joel R Investment Counsel Inc | 1,060 | $231.0K | 0.02% | 00.0% | Unchanged |
| McGowan Group Asset Management, Inc. | 1,064 | $232.0K | 0.04% | −45−4.1% | Reduced |
| Institutional & Family Asset Management, LLC | 1,072 | $233.0K | 0.04% | +4+0.4% | Added |
| Meritage Portfolio Management | 1,075 | $234.0K | 0.01% | 00.0% | Unchanged |
| Silvant Capital Management LLC | 1,076 | $234.0K | 0.04% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 1,088 | $236.0K | 0.06% | +2+0.2% | Added |
| Alesco Advisors LLC | 1,084 | $236.0K | 0.01% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 1,085 | $237.0K | 0.03% | +525+93.8% | Added |
| Bristlecone Advisors, LLC | 1,092 | $238.0K | 0.03% | 00.0% | Unchanged |
| Brandywine Oak Private Wealth LLC | 1,094 | $238.0K | 0.03% | +144+15.2% | Added |
| Greylin Investment Mangement Inc | 1,100 | $239.0K | 0.05% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,100 | $239.0K | 0.15% | 00.0% | Unchanged |
| PDS Planning, Inc | 1,099 | $239.0K | 0.06% | +42+4.0% | Added |
| SkyOak Wealth, LLC | 1,109 | $241.0K | 0.06% | 00.0% | Unchanged |
| Isthmus Partners, LLC | 1,107 | $241.0K | 0.04% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 1,109 | $241.0K | 0.13% | +120+12.1% | Added |
| Qci Asset Management Inc | 1,122 | $244.0K | 0.01% | −885−44.1% | Reduced |
| Modera Wealth Management, LLC | 1,119 | $244.0K | 0.01% | −9−0.8% | Reduced |
| Buckley Wealth Management, LLC | 1,120 | $244.0K | 0.08% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 1,121 | $244.0K | 0.17% | +2+0.2% | Added |
| Meridian Wealth Advisors, LLC | 1,124 | $245.0K | 0.07% | −31−2.7% | Reduced |
| Bar Harbor Trust Services | 1,125 | $245.0K | 0.08% | +50+4.7% | Added |
| Granite Investment Advisors, LLC | 1,130 | $246.0K | 0.04% | −191−14.5% | Reduced |
| Calamos Wealth Management LLC | 1,131 | $246.0K | 0.02% | −86−7.1% | Reduced |
| Cedar Brook Financial Partners, LLC | 1,130 | $246.0K | 0.07% | +259+29.7% | Added |
| Oakworth Capital, Inc. | 1,135 | $247.0K | 0.02% | −27−2.3% | Reduced |
| Cheviot Value Management, LLC | 1,133 | $247.0K | 0.06% | 00.0% | Unchanged |
| Indie Asset Partners, LLC | 1,133 | $247.0K | 0.20% | 00.0% | Unchanged |
| Paces Ferry Wealth Advisors, LLC | 1,134 | $247.0K | 0.19% | +33+3.0% | Added |
| Financial Engines Advisors L.L.C. | 1,137 | $247.0K | 0.00% | +51+4.7% | Added |
| Markston International LLC | 1,142 | $249.0K | 0.15% | −12,743−91.8% | Reduced |
| Executive Wealth Management, LLC | 1,147 | $249.0K | 0.03% | −198−14.7% | Reduced |
| Bourgeon Capital Management LLC | 1,150 | $250.0K | 0.05% | 00.0% | Unchanged |
| Fulton Breakefield Broenniman LLC | 1,151 | $251.0K | 0.02% | −176−13.3% | Reduced |
| Baxter Bros Inc | 1,155 | $251.0K | 0.04% | 00.0% | Unchanged |
| Essex Private Wealth Management, LLC | 1,155 | $251.0K | 0.23% | +1+0.1% | Added |
| Chesley Taft & Associates LLC | 1,160 | $252.0K | 0.01% | +50+4.5% | Added |
| Morris Retirement Advisors, LLC | 1,166 | $254.0K | 0.22% | +44+3.9% | Added |
| Secure Asset Management, LLC | 1,166 | $254.0K | 0.13% | +171+17.2% | Added |
| Atalanta Sosnoff Capital, LLC | 1,170 | $255.0K | 0.01% | −84,425−98.6% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 1,173 | $255.0K | 0.03% | +91+8.4% | Added |
| Epstein & White Financial LLC | 1,171 | $256.0K | 0.07% | +75+6.8% | Added |
| Green Harvest Asset Management LLC | 1,180 | $257.0K | 0.05% | +40+3.5% | Added |