Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Janney Capital Management LLC | 106,473 | $23.2M | 1.48% | −1,065−1.0% | Reduced |
| Gulf International Bank (UK) Ltd | 106,589 | $23.2M | 0.30% | −383−0.4% | Reduced |
| Associated Banc-Corp | 108,565 | $23.6M | 0.93% | −50,942−31.9% | Reduced |
| Swiss Life Asset Management Ltd | 106,013 | $23.8M | 0.31% | +20,366+23.8% | Added |
| Chartwell Investment Partners, LLC | 109,781 | $23.9M | 0.70% | +20,773+23.3% | Added |
| Vaughan David Investments LLC | 110,558 | $24.1M | 0.75% | +37,941+52.2% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 112,422 | $24.5M | 0.58% | +6,427+6.1% | Added |
| Thrivent Financial for Lutherans | 112,800 | $24.5M | 0.05% | +12,231+12.2% | Added |
| Nichols & Pratt Advisers LLP | 113,796 | $24.8M | 1.86% | −8,390−6.9% | Reduced |
| Russell Investments Group, Ltd. | 114,346 | $24.8M | 0.04% | −821−0.7% | Reduced |
| SEI Investments Co | 113,900 | $24.9M | 0.06% | −29,714−20.7% | Reduced |
| Prudential PLC | 116,850 | $25.4M | 0.24% | −294,725−71.6% | Reduced |
| PGGM Investments | 116,940 | $25.4M | 0.11% | −76,965−39.7% | Reduced |
| Forsta Ap-Fonden | 117,200 | $25.5M | 0.30% | +9,700+9.0% | Added |
| Wesleyan Assurance Society | 117,250 | $25.5M | 3.20% | 00.0% | Unchanged |
| Massachusetts Financial Services Co | 117,876 | $25.7M | 0.01% | −179,745−60.4% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 117,947 | $25.7M | 0.16% | −6,134−4.9% | Reduced |
| DnB Asset Management AS | 119,374 | $26.0M | 0.17% | −12,283−9.3% | Reduced |
| Ossiam | 126,435 | $26.1M | 0.71% | +56,220+80.1% | Added |
| ING Groep NV | 122,473 | $26.7M | 0.42% | +9,726+8.6% | Added |
| Foundry Partners, LLC | 123,692 | $26.9M | 0.92% | +11,355+10.1% | Added |
| Creative Planning | 126,523 | $27.5M | 0.05% | −30,253−19.3% | Reduced |
| Adams Diversified Equity Fund, Inc. | 126,800 | $27.6M | 1.09% | 00.0% | Unchanged |
| MetLife Investment Management | 127,002 | $27.6M | 0.24% | −2,944−2.3% | Reduced |
| Teacher Retirement System of Texas | 128,080 | $27.9M | 0.15% | +3,184+2.5% | Added |
| S&CO Inc | 128,179 | $27.9M | 2.18% | −806−0.6% | Reduced |
| Country Trust Bank | 128,639 | $28.0M | 0.83% | −419−0.3% | Reduced |
| Walleye Trading LLC | 129,454 | $28.2M | 0.74% | +112,229+651.5% | Added |
| Gabelli Funds LLC | 129,665 | $28.2M | 0.18% | −485−0.4% | Reduced |
| State of Alaska, Department of Revenue | 129,946 | $28.3M | 0.29% | +307+0.2% | Added |
| Blair William & Co | 130,290 | $28.4M | 0.10% | +14,854+12.9% | Added |
| Alyeska Investment Group, L.P. | 132,470 | $28.8M | 0.33% | −6,851−4.9% | Reduced |
| Amalgamated Bank | 132,610 | $28.9M | 0.23% | +102,963+347.3% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 132,674 | $28.9M | 0.15% | +103,259+351.0% | Added |
| Glenview Trust Co | 134,403 | $29.3M | 1.13% | +1,195+0.9% | Added |
| Main Street Research LLC | 134,782 | $29.3M | 2.36% | +6,541+5.1% | Added |
| Rockefeller Capital Management L.P. | 135,847 | $29.6M | 0.17% | +6,602+5.1% | Added |
| Meyer Handelman Co | 137,416 | $29.9M | 1.18% | −4,150−2.9% | Reduced |
| State of Michigan Retirement System | 137,676 | $30.0M | 0.18% | +800+0.6% | Added |
| Tocqueville Asset Management L.P. | 139,010 | $30.3M | 0.44% | −2,181−1.5% | Reduced |
| Varma Mutual Pension Insurance Co | 139,343 | $30.3M | 0.45% | −40,000−22.3% | Reduced |
| Qube Research & Technologies Ltd | 140,052 | $30.5M | 0.38% | +140,052 | New |
| Handelsbanken Fonder AB | 141,940 | $30.9M | 0.16% | +6,970+5.2% | Added |
| Oregon Public Employees Retirement Fund | 146,233 | $31.8M | 0.36% | +101,403+226.2% | Added |
| United Services Automobile Association | 148,264 | $32.3M | 0.59% | +5,911+4.2% | Added |
| Southpoint Capital Advisors LP | 150,000 | $32.6M | 0.57% | −250,000−62.5% | Reduced |
| Telemark Asset Management, LLC | 150,000 | $32.6M | 2.61% | 00.0% | Unchanged |
| Arizona State Retirement System | 152,781 | $33.3M | 0.27% | −311−0.2% | Reduced |
| PEAK6 Investments LLC | 153,564 | $33.4M | 0.89% | +152,799+19,973.7% | Added |
| Hyman Charles D | 154,180 | $33.6M | 2.34% | −520−0.3% | Reduced |
| United Capital Financial Advisers, LLC | 155,203 | $33.8M | 0.17% | −1,477−0.9% | Reduced |
| Interval Partners, LP | 155,344 | $33.8M | 2.05% | +39,375+34.0% | Added |
| SG Americas Securities, LLC | 155,362 | $33.8M | 0.17% | +133,295+604.0% | Added |
| Duquesne Family Office LLCSuperinvestorDuquesne Family Office | 156,400 | $34.0M | 0.84% | 00.0% | Unchanged |
| Keybank National Association | 159,188 | $34.6M | 0.15% | −4,719−2.9% | Reduced |
| Heritage Investors Management Corp | 160,700 | $35.0M | 1.46% | −4,334−2.6% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 161,449 | $35.1M | 0.32% | −5,300−3.2% | Reduced |
| Criteria Caixa, S.A.U. | 162,503 | $35.4M | 5.24% | 00.0% | Unchanged |
| AMP Capital Investors Ltd | 169,516 | $36.8M | 0.18% | +7,790+4.8% | Added |
| Minneapolis Portfolio Management Group, LLC | 169,513 | $36.9M | 3.84% | +1,509+0.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 169,961 | $37.0M | 0.18% | +817+0.5% | Added |
| Ensign Peak Advisors, Inc | 170,640 | $37.1M | 0.07% | −63,491−27.1% | Reduced |
| DekaBank Deutsche Girozentrale | 176,761 | $38.0M | 0.11% | −8,239−4.5% | Reduced |
| Financial Counselors Inc | 174,640 | $38.0M | 0.83% | +4,022+2.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 175,850 | $38.3M | 0.21% | −7,097−3.9% | Reduced |
| Assenagon Asset Management S.A. | 176,968 | $38.5M | 0.17% | −6,806−3.7% | Reduced |
| Umb Bank N A | 178,982 | $39.0M | 0.89% | +2,011+1.1% | Added |
| Bluestein R H & Co | 179,880 | $39.1M | 1.52% | +2,084+1.2% | Added |
| Commerce Bank | 185,445 | $40.4M | 0.29% | +4,115+2.3% | Added |
| Janus Henderson Group PLC | 189,660 | $41.3M | 0.02% | −25,284−11.8% | Reduced |
| Bollard Group LLC | 190,040 | $41.4M | 1.31% | +4,585+2.5% | Added |
| American International Group, Inc. | 190,073 | $41.4M | 0.17% | −3,889−2.0% | Reduced |
| Nordea Investment Management AB | 191,674 | $41.7M | 0.06% | +104,983+121.1% | Added |
| Royal London Asset Management Ltd | 194,769 | $42.4M | 0.17% | −10,155−5.0% | Reduced |
| Clark Capital Management Group, Inc. | 195,004 | $42.4M | 0.60% | −2,275−1.2% | Reduced |
| Capitolis Advisors LLC | 197,581 | $43.0M | 0.51% | −135,703−40.7% | Reduced |
| Manning & Napier Group, LLC | 203,187 | $44.2M | 0.36% | +12,092+6.3% | Added |
| Jennison Associates LLC | 203,232 | $44.2M | 0.03% | +140,607+224.5% | Added |
| Nikko Asset Management Americas, Inc. | 204,423 | $44.7M | 0.17% | +116,001+131.2% | Added |
| Two Sigma Advisers, LP | 206,200 | $44.9M | 0.12% | +206,200 | New |
| Calamos Advisors LLC | 208,675 | $45.4M | 0.23% | +12,336+6.3% | Added |
| M&T Bank Corp | 210,360 | $45.8M | 0.20% | −15,111−6.7% | Reduced |
| Conning Inc. | 211,185 | $45.9M | 1.33% | +203,832+2,772.1% | Added |
| Nisa Investment Advisors, LLC | 211,378 | $46.0M | 0.29% | +34,117+19.2% | Added |
| AXA S.A. | 215,641 | $46.9M | 0.13% | +2,596+1.2% | Added |
| Truist Financial Corp | 216,058 | $47.0M | 0.08% | −9,119−4.0% | Reduced |
| CIBC World Markets Corp | 221,698 | $48.2M | 0.34% | +40,999+22.7% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 227,500 | $49.5M | 0.52% | 00.0% | Unchanged |
| M&G Investment Management Ltd | 227,746 | $49.6M | 0.26% | +206,140+954.1% | Added |
| Standard Life Aberdeen plc | 229,824 | $50.0M | 0.11% | −723−0.3% | Reduced |
| Gateway Investment Advisers LLC | 234,467 | $51.0M | 0.52% | −413−0.2% | Reduced |
| Jupiter Asset Management Ltd | 235,510 | $51.3M | 0.53% | +71,933+44.0% | Added |
| Treasurer of the State of North Carolina | 238,836 | $52.0M | 0.30% | +1,270+0.5% | Added |
| Squarepoint Ops LLC | 239,804 | $52.2M | 0.38% | +153,532+178.0% | Added |
| D. E. Shaw & Co., Inc. | 243,268 | $52.9M | 0.06% | +233,807+2,471.3% | Added |
| Voya Investment Management LLC | 244,069 | $53.1M | 0.10% | +3,172+1.3% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 244,806 | $53.3M | 0.10% | −137,161−35.9% | Reduced |
| Janney Montgomery Scott LLC | 245,617 | $53.5M | 0.24% | −3,698−1.5% | Reduced |
| Advisor Group Holdings, Inc. | 269,483 | $58.7M | 0.13% | +14,082+5.5% | Added |
| Pictet Asset Management Ltd | 270,141 | $58.8M | 0.06% | −27,573−9.3% | Reduced |