Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Blue Chip Partners, Inc. | 57,850 | $12.6M | 1.80% | +2,983+5.4% | Added |
| Peapack Gladstone Financial Corp | 58,685 | $12.8M | 0.31% | −196−0.3% | Reduced |
| Birmingham Capital Management Co Inc | 59,145 | $12.9M | 4.72% | −175−0.3% | Reduced |
| Candriam Luxembourg S.C.A. | 59,327 | $12.9M | 0.09% | −142−0.2% | Reduced |
| Integrated Advisors Network LLC | 59,768 | $13.0M | 0.96% | −3,191−5.1% | Reduced |
| Fiduciary Trust Co | 59,769 | $13.0M | 0.25% | −3,532−5.6% | Reduced |
| Blackhill Capital Inc | 60,000 | $13.1M | 1.19% | 00.0% | Unchanged |
| Ilmarinen Mutual Pension Insurance Co | 60,000 | $13.1M | 0.14% | 00.0% | Unchanged |
| Brown Advisory Inc | 60,161 | $13.1M | 0.02% | +1,259+2.1% | Added |
| Quilter Plc | 60,378 | $13.1M | 0.38% | +3,821+6.8% | Added |
| Captrust Financial Advisors | 61,032 | $13.3M | 0.12% | +16,780+37.9% | Added |
| Whittier Trust Co | 61,613 | $13.4M | 0.24% | +667+1.1% | Added |
| Gofen & Glossberg LLC | 61,646 | $13.4M | 0.32% | −231−0.4% | Reduced |
| Cetera Advisor Networks LLC | 62,432 | $13.6M | 0.19% | +21,235+51.5% | Added |
| Quadrature Capital Ltd | 62,500 | $13.6M | 0.52% | +62,500 | New |
| Badgley Phelps & Bell Inc | 62,723 | $13.7M | 0.51% | +5,459+9.5% | Added |
| Marco Investment Management LLC | 62,980 | $13.7M | 1.59% | +3,805+6.4% | Added |
| Kestra Advisory Services, LLC | 63,473 | $13.8M | 0.16% | −2,642−4.0% | Reduced |
| Dearborn Partners LLC | 63,740 | $13.9M | 0.56% | +87+0.1% | Added |
| Lee Danner & Bass Inc | 63,804 | $13.9M | 1.26% | +2,004+3.2% | Added |
| Cubist Systematic Strategies, LLC | 64,072 | $13.9M | 0.16% | +55,808+675.3% | Added |
| Ashfield Capital Partners, LLC | 64,629 | $14.1M | 1.00% | +1,728+2.7% | Added |
| Pinnacle Associates Ltd | 64,853 | $14.1M | 0.26% | −1,712−2.6% | Reduced |
| Hartford Investment Management Co | 65,745 | $14.3M | 0.36% | +377+0.6% | Added |
| Delta Asset Management LLC | 66,036 | $14.4M | 1.38% | −352−0.5% | Reduced |
| Alpha Cubed Investments, LLC | 66,513 | $14.5M | 1.05% | −1,081−1.6% | Reduced |
| Polaris Wealth Advisory Group, LLC | 66,901 | $14.5M | 0.86% | +5,032+8.1% | Added |
| Capital Fund Management S.A. | 66,869 | $14.6M | 0.39% | +66,869 | New |
| Mirae Asset Global Investments Co., Ltd. | 67,449 | $14.7M | 0.04% | −29,718−30.6% | Reduced |
| Stephens Inc | 67,493 | $14.7M | 0.22% | −8,701−11.4% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 68,632 | $14.9M | 0.17% | +432+0.6% | Added |
| Grassi Investment Management | 69,600 | $15.1M | 1.64% | 00.0% | Unchanged |
| Philadelphia Trust Co | 70,106 | $15.3M | 1.05% | −587−0.8% | Reduced |
| Independent Advisor Alliance | 70,136 | $15.3M | 0.84% | −1,347−1.9% | Reduced |
| CCM Investment Advisers LLC | 70,402 | $15.3M | 1.96% | −3,189−4.3% | Reduced |
| Mercer Global Advisors Inc | 70,529 | $15.3M | 0.12% | +5,395+8.3% | Added |
| FineMark National Bank & Trust | 71,242 | $15.5M | 0.63% | −78−0.1% | Reduced |
| Tower Research Capital LLC (TRC) | 72,246 | $15.7M | 0.41% | −22,450−23.7% | Reduced |
| Norinchukin Bank, The | 72,441 | $15.8M | 0.23% | +5,328+7.9% | Added |
| IFM Investors Pty Ltd | 72,650 | $15.8M | 0.32% | +14,289+24.5% | Added |
| Westchester Capital Management, Inc. | 74,097 | $16.1M | 4.52% | −1,200−1.6% | Reduced |
| Spire Wealth Management | 74,169 | $16.1M | 0.44% | +1,491+2.1% | Added |
| Marshall Wace North America L.P. | 75,521 | $16.4M | 0.07% | +12,312+19.5% | Added |
| Fort Washington Investment Advisors Inc | 75,769 | $16.5M | 0.15% | −45−0.1% | Reduced |
| Community Bank of Raymore | 76,025 | $16.5M | 5.27% | −170−0.2% | Reduced |
| Zweig-DiMenna Associates LLC | 76,178 | $16.6M | 1.03% | +29,478+63.1% | Added |
| Mutual of America Capital Management LLC | 76,256 | $16.6M | 0.16% | +901+1.2% | Added |
| Banco Santander, S.A. | 76,578 | $16.7M | 0.09% | −25,418−24.9% | Reduced |
| Stock Yards Bank & Trust Co | 78,148 | $17.0M | 1.08% | +429+0.6% | Added |
| Ziegler Capital Management, LLC | 78,959 | $17.2M | 0.58% | −15,070−16.0% | Reduced |
| Colony Group LLC | 79,999 | $17.4M | 0.35% | −2,953−3.6% | Reduced |
| Cutler Investment Counsel LLC | 82,382 | $17.9M | 2.80% | −1,048−1.3% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 82,452 | $17.9M | 0.11% | +59,972+266.8% | Added |
| Old National Bancorp | 82,586 | $18.0M | 0.67% | −248−0.3% | Reduced |
| Bridgeway Capital Management, LLC | 83,350 | $18.1M | 0.32% | +16,600+24.9% | Added |
| KBC Group NV | 83,625 | $18.2M | 0.07% | +1,847+2.3% | Added |
| Avalon Investment & Advisory | 84,501 | $18.4M | 0.41% | −1,588−1.8% | Reduced |
| MML Investors Services, LLC | 84,625 | $18.4M | 0.15% | +2,920+3.6% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 85,128 | $18.5M | 0.03% | −1,615,394−95.0% | Reduced |
| Public Sector Pension Investment Board | 85,871 | $18.7M | 0.12% | +25,624+42.5% | Added |
| Mackay Shields LLC | 86,192 | $18.8M | 0.18% | −8,169−8.7% | Reduced |
| Bridgewater Associates, LP | 86,402 | $18.8M | 0.12% | +86,402 | New |
| Private Advisor Group, LLC | 88,398 | $19.2M | 0.17% | +8,020+10.0% | Added |
| Metropolitan Life Insurance Co | 89,038 | $19.4M | 0.27% | +22,381+33.6% | Added |
| Guggenheim Capital LLC | 89,399 | $19.5M | 0.12% | −30,821−25.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 89,600 | $19.5M | 0.22% | +51,969+138.1% | Added |
| Marshall Wace, LLP | 90,296 | $19.7M | 0.10% | +48,816+117.7% | Added |
| Texas Permanent School Fund | 91,003 | $19.8M | 0.23% | −53−0.1% | Reduced |
| Schroder Investment Management Group | 91,030 | $19.8M | 0.02% | −20,322−18.3% | Reduced |
| Paloma Partners Management Co | 91,180 | $19.8M | 0.52% | +84,926+1,357.9% | Added |
| Front Barnett Associates LLC | 91,345 | $19.9M | 2.03% | +620+0.7% | Added |
| Madison Asset Management, LLC | 91,796 | $20.0M | 0.27% | −72,710−44.2% | Reduced |
| Employees Retirement System of Texas | 92,000 | $20.0M | 0.24% | +41,000+80.4% | Added |
| Northwestern Mutual Wealth Management Co | 92,151 | $20.1M | 0.04% | +11,469+14.2% | Added |
| O'Shaughnessy Asset Management, LLC | 92,600 | $20.1M | 0.40% | −374−0.4% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 93,378 | $20.3M | 0.80% | −347−0.4% | Reduced |
| Levin Capital Strategies, L.P. | 94,200 | $20.5M | 2.13% | +4,371+4.9% | Added |
| Point72 Asset Management, L.P. | 94,618 | $20.6M | 0.10% | +7,465+8.6% | Added |
| Chilton Capital Management LLC | 94,834 | $20.6M | 1.20% | +1,775+1.9% | Added |
| Sandbar Asset Management LLP | 96,302 | $21.0M | 2.27% | +72,816+310.0% | Added |
| Xponance, Inc. | 96,413 | $21.0M | 0.39% | +48,906+102.9% | Added |
| Public Employees Retirement Association of Colorado | 96,577 | $21.0M | 0.09% | −164−0.2% | Reduced |
| Regions Financial Corp | 97,076 | $21.1M | 0.18% | +985+1.0% | Added |
| Westpac Banking Corp | 97,205 | $21.2M | 0.21% | −140,971−59.2% | Reduced |
| Pinebridge Investments, L.P. | 97,651 | $21.3M | 0.25% | −10,297−9.5% | Reduced |
| Sabal Trust CO | 99,185 | $21.6M | 1.56% | +2,623+2.7% | Added |
| Glenmede Trust Co NA | 99,206 | $21.6M | 0.11% | −2,046−2.0% | Reduced |
| Wolverine Trading, LLC | 100,563 | $21.6M | 0.59% | +25,600+34.2% | Added |
| Willis Investment Counsel | 99,854 | $21.7M | 1.28% | +10,205+11.4% | Added |
| Group One Trading, L.P. | 100,483 | $21.9M | 0.42% | +100,483 | New |
| British Columbia Investment Management Corp | 100,863 | $22.0M | 0.13% | +11,687+13.1% | Added |
| Vontobel Holding Ltd. | 102,230 | $22.0M | 0.19% | −692−0.7% | Reduced |
| Daiwa Securities Group Inc. | 85,108 | $22.0M | 0.15% | −1,340−1.6% | Reduced |
| Alps Advisors Inc | 101,339 | $22.1M | 0.20% | +1,339+1.3% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 101,400 | $22.1M | 0.05% | +73,206+259.7% | Added |
| Bradley Foster & Sargent Inc | 102,775 | $22.4M | 0.52% | +1,018+1.0% | Added |
| Asahi Life Asset Management Co., Ltd. | 102,931 | $22.4M | 2.99% | −9,007−8.0% | Reduced |
| Comerica Bank | 109,956 | $22.5M | 0.14% | −3,395−3.0% | Reduced |
| Braun Stacey Associates Inc | 104,112 | $22.7M | 0.88% | −3,888−3.6% | Reduced |
| Utah Retirement Systems | 104,458 | $22.7M | 0.29% | +400+0.4% | Added |