Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ci Investments Inc. | 20,957 | $4.56M | 0.02% | +6,404+44.0% | Added |
| Banque Cantonale Vaudoise | 20,981 | $4.57M | 0.20% | −4,257−16.9% | Reduced |
| Mathes Company, Inc. | 21,008 | $4.57M | 1.65% | −1,308−5.9% | Reduced |
| Boit C F David | 21,100 | $4.59M | 3.50% | +21,100 | New |
| People's United Financial, Inc. | 21,417 | $4.66M | 0.10% | −1,059−4.7% | Reduced |
| Stonebridge Capital Management Inc | 21,487 | $4.68M | 1.70% | 00.0% | Unchanged |
| Paradiem, LLC | 21,396 | $4.68M | 1.45% | +117+0.5% | Added |
| Beacon Financial Group | 22,583 | $4.70M | 0.67% | −761−3.3% | Reduced |
| Coldstream Capital Management Inc | 21,622 | $4.71M | 0.19% | −149−0.7% | Reduced |
| Federation des caisses Desjardins du Quebec | 21,647 | $4.71M | 0.05% | −377−1.7% | Reduced |
| Ipswich Investment Management Co., Inc. | 21,734 | $4.73M | 1.21% | +585+2.8% | Added |
| Veritable, L.P. | 21,789 | $4.74M | 0.08% | +316+1.5% | Added |
| Monte Financial Group, LLC | 21,792 | $4.74M | 2.70% | +2,951+15.7% | Added |
| Meeder Asset Management Inc | 21,856 | $4.76M | 0.22% | +1,184+5.7% | Added |
| Advisor Partners LLC | 21,942 | $4.77M | 0.31% | +19+0.1% | Added |
| Shelton Capital Management | 21,943 | $4.78M | 0.18% | +2,200+11.1% | Added |
| Jefferies Group LLC | 22,090 | $4.81M | 0.08% | +22,090 | New |
| Kestra Private Wealth Services, LLC | 22,093 | $4.81M | 0.29% | +2,353+11.9% | Added |
| Exchange Traded Concepts, LLC | 22,150 | $4.82M | 0.15% | +1,334+6.4% | Added |
| Bank of Hawaii | 22,197 | $4.83M | 0.27% | −161−0.7% | Reduced |
| Koshinski Asset Management, Inc. | 22,217 | $4.83M | 0.61% | −6,010−21.3% | Reduced |
| Shell Asset Management Co | 22,443 | $4.88M | 0.09% | −14,254−38.8% | Reduced |
| Brown Brothers Harriman & Co | 22,653 | $4.93M | 0.03% | −322−1.4% | Reduced |
| Highland Capital Management, LLC | 22,680 | $4.94M | 0.29% | +21,780+2,420.0% | Added |
| Sompo Asset Management Co., Ltd. | 22,720 | $4.95M | 1.01% | +3,220+16.5% | Added |
| Biechele Royce Advisors | 22,799 | $4.96M | 2.15% | +133+0.6% | Added |
| Columbia Asset Management | 22,902 | $4.98M | 1.11% | −19,148−45.5% | Reduced |
| Caption Management, LLC | 22,950 | $4.99M | 0.45% | +22,950 | New |
| Citizens National Bank Trust Department | 23,149 | $5.04M | 1.44% | −150−0.6% | Reduced |
| NBT Bank N A | 23,392 | $5.09M | 0.70% | −759−3.1% | Reduced |
| Wedbush Securities Inc | 23,514 | $5.12M | 0.24% | +6,290+36.5% | Added |
| Silvercrest Asset Management Group LLC | 23,651 | $5.15M | 0.03% | −3,804−13.9% | Reduced |
| Welch Group, LLC | 23,679 | $5.15M | 0.35% | +1,256+5.6% | Added |
| City Holding Co | 23,703 | $5.16M | 0.91% | +1,640+7.4% | Added |
| Northwest Investment Counselors, LLC | 23,715 | $5.16M | 1.43% | −530−2.2% | Reduced |
| Cresset Asset Management, LLC | 23,956 | $5.21M | 0.07% | +8,609+56.1% | Added |
| Alerus Financial NA | 23,965 | $5.21M | 0.53% | +1,515+6.7% | Added |
| Bogart Wealth, LLC | 24,015 | $5.23M | 0.57% | +3,019+14.4% | Added |
| Fayez Sarofim & Co | 24,230 | $5.27M | 0.02% | +2,998+14.1% | Added |
| Silverleafe Capital Partners, LLC | 24,368 | $5.30M | 2.09% | +86+0.4% | Added |
| Worldquant Millennium Advisors LLC | 24,453 | $5.32M | 0.12% | −18,753−43.4% | Reduced |
| Oak Harvest Investment Services | 24,540 | $5.34M | 1.76% | +823+3.5% | Added |
| Achmea Investment Management B.V. | 24,636 | $5.36M | 0.18% | −6,007−19.6% | Reduced |
| Hartford Financial Management Inc. | 24,757 | $5.39M | 1.34% | −431−1.7% | Reduced |
| HAP Trading, LLC | 24,789 | $5.39M | 0.33% | −7,097−22.3% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 24,876 | $5.41M | 0.09% | +156+0.6% | Added |
| Simmons Bank | 24,899 | $5.42M | 0.39% | +2,337+10.4% | Added |
| Tiaa, FSB | 25,015 | $5.44M | 0.02% | +2,469+11.0% | Added |
| Laurion Capital Management LP | 25,035 | $5.45M | 0.09% | +25,035 | New |
| Howland Capital Management LLC | 25,120 | $5.47M | 0.28% | −850−3.3% | Reduced |
| Kanawha Capital Management LLC | 25,130 | $5.47M | 0.50% | +50+0.2% | Added |
| Vantis Investment Advisers L.P. | 25,300 | $5.51M | 6.92% | +25,300 | New |
| Arrowstreet Capital, Limited Partnership | 25,500 | $5.55M | 0.01% | +25,500 | New |
| Central Bank & Trust Co | 25,592 | $5.57M | 0.90% | +24,470+2,180.9% | Added |
| Sitrin Capital Management LLC | 25,656 | $5.58M | 2.52% | −32−0.1% | Reduced |
| GWM Advisors LLC | 25,717 | $5.60M | 0.15% | +1,269+5.2% | Added |
| Essex Investment Management Co LLC | 25,740 | $5.60M | 0.65% | −1,686−6.1% | Reduced |
| D L Carlson Investment Group Inc | 25,766 | $5.61M | 0.97% | −12,275−32.3% | Reduced |
| American National Bank | 25,791 | $5.61M | 1.20% | −559−2.1% | Reduced |
| First Financial Bank - Trust Division | 25,829 | $5.62M | 0.61% | +498+2.0% | Added |
| Regentatlantic Capital LLC | 25,854 | $5.63M | 0.17% | +1,251+5.1% | Added |
| Brewin Dolphin Ltd | 25,897 | $5.64M | 0.26% | −1,295−4.8% | Reduced |
| Brinker Capital Investments, LLC | 26,148 | $5.69M | 0.08% | −23,205−47.0% | Reduced |
| Ambassador Advisors, LLC | 26,180 | $5.70M | 1.13% | +16,167+161.5% | Added |
| Aull & Monroe Investment Management Corp | 26,498 | $5.77M | 2.74% | −200−0.7% | Reduced |
| Ferguson Wellman Capital Management, Inc | 26,668 | $5.80M | 0.19% | −529−1.9% | Reduced |
| Sigma Investment Counselors Inc | 26,699 | $5.81M | 0.44% | +100+0.4% | Added |
| Simplex Trading, LLC | 26,735 | $5.82M | 0.21% | +26,735 | New |
| Neville Rodie & Shaw Inc | 26,929 | $5.86M | 0.45% | +1,226+4.8% | Added |
| Cetera Advisors LLC | 27,034 | $5.88M | 0.14% | +1,201+4.6% | Added |
| Kinneret Advisory, LLC | 27,113 | $5.90M | 0.70% | 00.0% | Unchanged |
| Equitable Trust Co | 27,183 | $5.92M | 0.38% | −517−1.9% | Reduced |
| Schwab Charitable Fund | 27,262 | $5.93M | 0.67% | −18,921−41.0% | Reduced |
| Geneos Wealth Management Inc. | 27,607 | $6.01M | 0.23% | −4,693−14.5% | Reduced |
| L & S Advisors Inc | 27,734 | $6.04M | 0.65% | +5,071+22.4% | Added |
| Cornerstone Wealth Group, LLC | 29,725 | $6.04M | 1.23% | +2,581+9.5% | Added |
| Eagle Global Advisors LLC | 27,983 | $6.09M | 0.39% | +560+2.0% | Added |
| McRae Capital Management Inc | 28,020 | $6.10M | 1.40% | +28,020 | New |
| Farmers & Merchants Investments Inc | 28,062 | $6.11M | 0.27% | +277+1.0% | Added |
| Spinnaker Trust | 28,089 | $6.11M | 0.43% | −100.0% | Reduced |
| Scopus Asset Management, L.P. | 28,315 | $6.16M | 0.11% | +28,315 | New |
| Brookstone Capital Management | 28,755 | $6.19M | 0.11% | +4,248+17.3% | Added |
| Kiwi Wealth Investments Limited Partnership | 28,625 | $6.23M | 0.32% | −27,420−48.9% | Reduced |
| Crossmark Global Holdings, Inc. | 28,649 | $6.24M | 0.15% | +648+2.3% | Added |
| AlphaCrest Capital Management LLC | 28,666 | $6.24M | 0.27% | +17,068+147.2% | Added |
| Prospera Financial Services Inc | 28,671 | $6.24M | 0.31% | +8,356+41.1% | Added |
| Capital International Ltd | 28,738 | $6.25M | 0.34% | −11,055−27.8% | Reduced |
| Pittenger & Anderson Inc | 28,745 | $6.26M | 0.32% | +1,625+6.0% | Added |
| Tudor Investment Corp Et Al | 28,884 | $6.29M | 0.13% | +23,401+426.8% | Added |
| Geneva Partners, LLC | 28,894 | $6.29M | 2.88% | −4,430−13.3% | Reduced |
| Hantz Financial Services, Inc. | 29,182 | $6.35M | 0.23% | +1,245+4.5% | Added |
| Gotham Asset Management, LLC | 29,367 | $6.39M | 0.27% | +15,591+113.2% | Added |
| Welch & Forbes LLC | 30,032 | $6.54M | 0.11% | +343+1.2% | Added |
| American Century Companies Inc | 30,041 | $6.54M | 0.00% | −9,082−23.2% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 30,489 | $6.63M | 0.01% | +1,853+6.5% | Added |
| Synovus Financial Corp | 30,397 | $6.63M | 0.07% | +8,309+37.6% | Added |
| Pacer Advisors, Inc. | 30,532 | $6.64M | 0.10% | −2,778−8.3% | Reduced |
| Socorro Asset Management LP | 30,679 | $6.68M | 2.18% | −2,369−7.2% | Reduced |
| Segall Bryant & Hamill, LLC | 30,830 | $6.72M | 0.07% | −393−1.3% | Reduced |
| Consolidated Capital Management, LLC | 30,924 | $6.73M | 3.11% | +503+1.7% | Added |