Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Federated Hermes, Inc. | 15,254 | $3.32M | 0.01% | +93+0.6% | Added |
| Kames Capital plc | 15,336 | $3.34M | 0.05% | 00.0% | Unchanged |
| Walled Lake Planning & Wealth Management, LLC | 15,443 | $3.36M | 2.19% | −58−0.4% | Reduced |
| IBM Retirement Fund | 15,472 | $3.37M | 0.26% | −2,972−16.1% | Reduced |
| BLB&B Advisors, LLC | 15,500 | $3.37M | 0.24% | −70−0.4% | Reduced |
| LeJeune Puetz Investment Counsel LLC | 15,531 | $3.38M | 1.25% | −450−2.8% | Reduced |
| StoneX Group Inc. | 15,545 | $3.38M | 0.50% | +12,401+394.4% | Added |
| Chase Investment Counsel Corp | 15,667 | $3.41M | 1.41% | −10,893−41.0% | Reduced |
| Griffin Asset Management, Inc. | 15,707 | $3.42M | 0.41% | +125+0.8% | Added |
| World Asset Management Inc | 15,718 | $3.42M | 0.31% | −1,045−6.2% | Reduced |
| McMillion Capital Management Inc | 15,820 | $3.44M | 1.88% | −1,053−6.2% | Reduced |
| Great Valley Advisor Group, Inc. | 15,657 | $3.45M | 0.26% | +810+5.5% | Added |
| TCI Wealth Advisors, Inc. | 15,877 | $3.46M | 0.60% | +23+0.1% | Added |
| Monetary Management Group Inc | 15,917 | $3.46M | 1.04% | +7,490+88.9% | Added |
| Eudaimonia Partners, LLC | 15,978 | $3.48M | 0.65% | +72+0.5% | Added |
| Leavell Investment Management, Inc. | 15,019 | $3.48M | 0.28% | 00.0% | Unchanged |
| Ieq Capital, LLC | 16,198 | $3.52M | 0.10% | +2,132+15.2% | Added |
| Asset Dedication, LLC | 16,274 | $3.54M | 0.53% | +4,239+35.2% | Added |
| SageGuard Financial Group, LLC | 16,271 | $3.54M | 1.61% | +3,678+29.2% | Added |
| Family Legacy, Inc. | 16,973 | $3.55M | 1.58% | +321+1.9% | Added |
| First Midwest Bank Trust Division | 16,317 | $3.55M | 0.48% | −2,323−12.5% | Reduced |
| Hayek Kallen Investment Management | 16,385 | $3.57M | 1.50% | −220−1.3% | Reduced |
| Security National Trust Co | 16,452 | $3.58M | 0.80% | −679−4.0% | Reduced |
| Abbrea Capital, LLC | 16,461 | $3.58M | 0.54% | +170+1.0% | Added |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 16,507 | $3.59M | 0.35% | −5,169−23.8% | Reduced |
| Global Retirement Partners, LLC | 16,567 | $3.60M | 0.37% | +1,121+7.3% | Added |
| Intact Investment Management Inc. | 16,600 | $3.61M | 0.10% | −20,600−55.4% | Reduced |
| Malaga Cove Capital, LLC | 16,719 | $3.64M | 1.56% | +289+1.8% | Added |
| Next Century Growth Investors LLC | 16,758 | $3.65M | 0.28% | −660−3.8% | Reduced |
| Kiley Juergens Wealth Management, LLC | 16,789 | $3.65M | 1.67% | +30.0% | Added |
| Siemens Fonds Invest GmbH | 16,824 | $3.66M | 0.44% | +535+3.3% | Added |
| BBVA USA | 16,854 | $3.67M | 0.20% | +16,854 | New |
| Avantax Advisory Services, Inc. | 17,064 | $3.71M | 0.07% | +1,377+8.8% | Added |
| Monument Capital Management | 17,112 | $3.72M | 1.29% | +379+2.3% | Added |
| Stillwater Investment Management, LLC | 17,145 | $3.73M | 0.99% | −30−0.2% | Reduced |
| Cigna Investments Inc | 17,187 | $3.74M | 0.27% | −2,465−12.5% | Reduced |
| Physicians Financial Services, Inc. | 17,351 | $3.78M | 1.55% | −204−1.2% | Reduced |
| CBOE Vest Financial, LLC | 17,424 | $3.79M | 1.44% | +4,448+34.3% | Added |
| Financial Advocates Investment Management | 17,449 | $3.80M | 0.27% | +7,497+75.3% | Added |
| Drexel Morgan & Co. | 17,522 | $3.81M | 1.13% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 17,625 | $3.84M | 0.16% | +2,192+14.2% | Added |
| Canandaigua National Corp | 17,643 | $3.84M | 0.62% | −170−1.0% | Reduced |
| Avantax Planning Partners, Inc. | 17,707 | $3.85M | 0.18% | −760−4.1% | Reduced |
| Beacon Pointe Advisors, LLC | 17,761 | $3.87M | 0.14% | +13,600+326.8% | Added |
| Raymond James Trust N.A. | 17,802 | $3.87M | 0.13% | +2,866+19.2% | Added |
| Terry L. Blaker | 17,908 | $3.90M | 0.25% | −214−1.2% | Reduced |
| Hudson Bay Capital Management LP | 18,000 | $3.92M | 0.05% | +18,000 | New |
| Argus Investors' Counsel, Inc. | 18,005 | $3.92M | 1.59% | −2,210−10.9% | Reduced |
| Fusion Capital, LLC | 18,002 | $3.92M | 2.36% | +635+3.7% | Added |
| Loveless Wealth Management LLC | 18,100 | $3.94M | 2.40% | −560−3.0% | Reduced |
| G&S Capital LLC | 18,138 | $3.95M | 2.07% | +2,070+12.9% | Added |
| Graham Capital Management, L.P. | 18,178 | $3.96M | 0.21% | −28,426−61.0% | Reduced |
| Gateway Advisory, LLC | 18,211 | $3.96M | 0.84% | +18,211 | New |
| Montgomery Investment Management Inc | 18,251 | $3.97M | 1.47% | −772−4.1% | Reduced |
| Aries Wealth Management | 18,294 | $3.98M | 1.70% | −270−1.5% | Reduced |
| Ameritas Investment Company, LLC | 10,444 | $4.00M | 0.20% | +3,096+42.1% | Added |
| Focus Financial Network, Inc. | 18,411 | $4.01M | 0.53% | −814−4.2% | Reduced |
| Freestone Capital Holdings, LLC | 18,719 | $4.07M | 0.20% | −17−0.1% | Reduced |
| Channing Capital Management, LLC | 18,734 | $4.08M | 0.13% | +1,568+9.1% | Added |
| Northeast Investment Management | 18,818 | $4.09M | 0.22% | +485+2.6% | Added |
| Community Bank, N.A. | 18,874 | $4.11M | 0.49% | −286−1.5% | Reduced |
| Great Lakes Advisors, LLC | 18,897 | $4.11M | 0.06% | +215+1.2% | Added |
| Palladium Partners LLC | 18,952 | $4.12M | 0.19% | −161−0.8% | Reduced |
| Usca Ria LLC | 19,005 | $4.14M | 0.25% | −573−2.9% | Reduced |
| Meridian Wealth Management, LLC | 19,261 | $4.19M | 0.53% | +2,539+15.2% | Added |
| Principle Wealth Partners LLC | 19,328 | $4.21M | 0.48% | −1,853−8.7% | Reduced |
| Inscription Capital, LLC | 19,328 | $4.21M | 0.48% | +6,743+53.6% | Added |
| Searle & Co. | 19,364 | $4.21M | 1.72% | 00.0% | Unchanged |
| Marketfield Asset Management LLC | 19,442 | $4.23M | 3.13% | 00.0% | Unchanged |
| Retirement Group, LLC | 19,471 | $4.24M | 2.04% | −2,713−12.2% | Reduced |
| Beese Fulmer Investment Management, Inc. | 19,490 | $4.24M | 0.48% | −249−1.3% | Reduced |
| Cutler Group LP | 19,503 | $4.24M | 0.31% | +19,503 | New |
| B & T Capital Management DBA Alpha Capital Management | 19,534 | $4.25M | 1.00% | −136−0.7% | Reduced |
| Leonteq Securities AG | 19,536 | $4.25M | 0.32% | +18,951+3,239.5% | Added |
| National Asset Management, Inc. | 19,507 | $4.25M | 0.14% | +574+3.0% | Added |
| Level Four Advisory Services, LLC | 19,564 | $4.26M | 0.29% | +323+1.7% | Added |
| NWK Group, Inc. | 19,588 | $4.26M | 1.70% | +42+0.2% | Added |
| Summitry LLC | 19,587 | $4.26M | 0.26% | +215+1.1% | Added |
| Colonial Trust Advisors | 19,623 | $4.27M | 0.52% | −883−4.3% | Reduced |
| HighPoint Advisor Group LLC | 19,630 | $4.27M | 0.43% | −680−3.3% | Reduced |
| Crestwood Advisors Group LLC | 19,709 | $4.29M | 0.12% | −20−0.1% | Reduced |
| Moors & Cabot, Inc. | 19,750 | $4.30M | 0.30% | −294−1.5% | Reduced |
| Burney Co | 19,799 | $4.31M | 0.20% | −15,947−44.6% | Reduced |
| Reliant Investment Management, LLC | 19,808 | $4.31M | 1.98% | +408+2.1% | Added |
| BKD Wealth Advisors, LLC | 19,927 | $4.34M | 0.20% | −1,460−6.8% | Reduced |
| Caldwell Trust Co | 19,975 | $4.35M | 0.57% | +62+0.3% | Added |
| Arosa Capital Management LP | 20,000 | $4.35M | 1.55% | +20,000 | New |
| Twin Capital Management Inc | 20,053 | $4.36M | 0.40% | +140+0.7% | Added |
| AlphaStar Capital Management, LLC | 20,140 | $4.38M | 0.56% | +18,345+1,022.0% | Added |
| Benjamin F. Edwards & Company, Inc. | 20,210 | $4.40M | 0.22% | +417+2.1% | Added |
| FIL Ltd | 20,247 | $4.41M | 0.00% | +6,867+51.3% | Added |
| Bridge Creek Capital Management LLC | 20,297 | $4.42M | 1.66% | −715−3.4% | Reduced |
| Westwood Management Corp | 20,300 | $4.42M | 0.36% | −104,900−83.8% | Reduced |
| Wesbanco Bank Inc | 20,510 | $4.46M | 0.17% | +878+4.5% | Added |
| First National Trust Co | 20,646 | $4.49M | 0.27% | +3,652+21.5% | Added |
| Community Bank & Trust, Waco, Texas | 20,660 | $4.50M | 1.47% | +111+0.5% | Added |
| Argyle Capital Management Inc. | 20,665 | $4.50M | 1.45% | 00.0% | Unchanged |
| Financial Enhancement Group LLC | 20,672 | $4.50M | 0.92% | −896−4.2% | Reduced |
| USS Investment Management Ltd | 20,676 | $4.50M | 0.04% | 00.0% | Unchanged |
| Pearl River Capital, LLC | 20,903 | $4.55M | 1.25% | +20,903 | New |