Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Resources Management Corp | 10,865 | $2.37M | 0.33% | −30−0.3% | Reduced |
| Boyd Watterson Asset Management LLC | 10,876 | $2.37M | 0.95% | +15+0.1% | Added |
| MEMBERS Trust Co | 10,889 | $2.37M | 0.07% | −125−1.1% | Reduced |
| Seven Eight Capital, LP | 10,893 | $2.37M | 0.33% | +10,893 | New |
| Aureus Asset Management, LLC | 10,898 | $2.37M | 0.15% | +10,898 | New |
| Spirit of America Management Corp | 10,925 | $2.38M | 0.51% | 00.0% | Unchanged |
| Pflug Koory, LLC | 10,974 | $2.39M | 1.25% | +10.0% | Added |
| Graticule Asia Macro Advisors LLC | 11,000 | $2.39M | 0.72% | 00.0% | Unchanged |
| Black Swift Group, LLC | 11,000 | $2.39M | 1.16% | +11,000 | New |
| Frontier Wealth Management LLC | 11,017 | $2.40M | 0.17% | +611+5.9% | Added |
| Lido Advisors, LLC | 11,030 | $2.40M | 0.06% | −4,778−30.2% | Reduced |
| CWM, LLC | 11,228 | $2.44M | 0.02% | 00.0% | Unchanged |
| Symmetry Investments LP | 11,250 | $2.45M | 0.70% | −250−2.2% | Reduced |
| Twin Tree Management, LP | 11,271 | $2.45M | 0.07% | −35,575−75.9% | Reduced |
| Point72 Hong Kong Ltd | 11,340 | $2.47M | 0.17% | +11,340 | New |
| American Portfolios Advisors | 11,346 | $2.47M | 0.10% | −1,225−9.7% | Reduced |
| Hixon Zuercher, LLC | 11,419 | $2.48M | 1.50% | +6,320+123.9% | Added |
| Rafferty Asset Management, LLC | 11,447 | $2.49M | 0.02% | +2,027+21.5% | Added |
| Foster & Motley Inc | 11,492 | $2.50M | 0.21% | −289−2.5% | Reduced |
| Valeo Financial Advisors, LLC | 11,498 | $2.50M | 0.15% | +788+7.4% | Added |
| Greenleaf Trust | 11,552 | $2.51M | 0.03% | +405+3.6% | Added |
| Trust Co of Vermont | 11,570 | $2.52M | 0.18% | +409+3.7% | Added |
| Providence Wealth Advisors, LLC | 11,742 | $2.54M | 1.73% | +75+0.6% | Added |
| Hoey Investments, Inc | 11,675 | $2.54M | 0.78% | +10,000+597.0% | Added |
| First Horizon Advisors, Inc. | 11,782 | $2.56M | 0.14% | −537−4.4% | Reduced |
| Trustcore Financial Services, LLC | 11,801 | $2.57M | 0.27% | +329+2.9% | Added |
| Private Trust Co NA | 11,835 | $2.58M | 0.39% | +3,379+40.0% | Added |
| Sumitomo Life Insurance Co | 11,864 | $2.58M | 0.08% | −1,831−13.4% | Reduced |
| J.P. Marvel Investment Advisors, LLC | 11,923 | $2.60M | 0.55% | −48−0.4% | Reduced |
| Pinnacle Holdings, LLC | 11,992 | $2.61M | 1.20% | −53−0.4% | Reduced |
| La Financiere de L'Echiquier | 12,000 | $2.61M | 0.10% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 12,011 | $2.61M | 0.09% | −416−3.3% | Reduced |
| Cornercap Investment Counsel Inc | 12,015 | $2.62M | 0.29% | +12,015 | New |
| Bailard, Inc. | 12,044 | $2.62M | 0.09% | +748+6.6% | Added |
| Los Angeles Capital Management LLC | 12,071 | $2.63M | 0.01% | +1,631+15.6% | Added |
| Cambridge Advisors Inc. | 12,119 | $2.64M | 0.64% | −319−2.6% | Reduced |
| Waycross Partners, LLC | 12,209 | $2.66M | 1.41% | −818−6.3% | Reduced |
| BP PLC | 12,243 | $2.66M | 0.11% | −5,166−29.7% | Reduced |
| Shay Capital LLC | 12,300 | $2.68M | 0.63% | +12,300 | New |
| Slow Capital, Inc. | 12,391 | $2.70M | 0.51% | −1,824−12.8% | Reduced |
| Guyasuta Investment Advisors Inc | 12,453 | $2.71M | 0.19% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 12,468 | $2.71M | 0.09% | −172−1.4% | Reduced |
| Segment Wealth Management, LLC | 12,470 | $2.71M | 0.32% | 00.0% | Unchanged |
| Pallas Capital Advisors LLC | 13,295 | $2.72M | 0.38% | +868+7.0% | Added |
| Country Club Trust Company, n.a. | 12,639 | $2.72M | 0.24% | +1,122+9.7% | Added |
| Barbara Oil Co. | 12,500 | $2.72M | 1.25% | 00.0% | Unchanged |
| Evercore Wealth Management, LLC | 12,575 | $2.74M | 0.05% | +214+1.7% | Added |
| Profund Advisors LLC | 12,593 | $2.74M | 0.09% | +1,310+11.6% | Added |
| Strategic Wealth Advisors Group, LLC | 12,630 | $2.75M | 0.12% | +1,565+14.1% | Added |
| Haverford Trust Co | 12,714 | $2.77M | 0.03% | +48+0.4% | Added |
| Azimuth Capital Management LLC | 12,721 | $2.77M | 0.12% | 00.0% | Unchanged |
| Oliver Luxxe Assets LLC | 12,836 | $2.79M | 0.77% | −263−2.0% | Reduced |
| Mitchell Capital Management Co | 12,954 | $2.82M | 0.62% | +1,468+12.8% | Added |
| Allstate Corp | 12,970 | $2.82M | 0.09% | −981−7.0% | Reduced |
| Redpoint Investment Management Pty Ltd | 12,994 | $2.83M | 0.23% | −1,189−8.4% | Reduced |
| F3Logic, LLC | 13,023 | $2.83M | 0.35% | +3,211+32.7% | Added |
| Miracle Mile Advisors, LLC | 13,034 | $2.84M | 0.15% | +1,166+9.8% | Added |
| Lincoln National Corp | 13,057 | $2.84M | 0.06% | +4,610+54.6% | Added |
| Ogorek Anthony Joseph | 13,070 | $2.84M | 1.27% | +313+2.5% | Added |
| Massmutual Trust Co FSB | 13,116 | $2.85M | 0.12% | +1,212+10.2% | Added |
| Myriad Asset Management Ltd. | 13,125 | $2.86M | 0.22% | +13,125 | New |
| Wetherby Asset Management Inc | 13,146 | $2.86M | 0.18% | +983+8.1% | Added |
| Logan Capital Management Inc | 13,213 | $2.88M | 0.13% | +10.0% | Added |
| Atlantic Union Bankshares Corp | 13,234 | $2.88M | 0.28% | +815+6.6% | Added |
| Douglass Winthrop Advisors, LLC | 13,245 | $2.88M | 0.07% | 00.0% | Unchanged |
| Mission Creek Capital Partners, Inc. | 13,279 | $2.89M | 0.47% | −224−1.7% | Reduced |
| Pacific Wealth Strategies Group, Inc. | 13,278 | $2.89M | 1.11% | +253+1.9% | Added |
| Compagnie Lombard Odier SCmA | 13,326 | $2.90M | 0.06% | +151+1.1% | Added |
| New England Investment & Retirement Group, Inc. | 13,514 | $2.94M | 0.64% | +573+4.4% | Added |
| DT Investment Partners, LLC | 13,693 | $2.98M | 0.41% | +276+2.1% | Added |
| South Dakota Investment Council | 13,745 | $2.99M | 0.05% | −3,740−21.4% | Reduced |
| North Star Investment Management Corp. | 13,751 | $2.99M | 0.24% | +10.0% | Added |
| Blue Edge Capital, LLC | 13,807 | $3.00M | 0.62% | −28−0.2% | Reduced |
| Investment Management of Virginia LLC | 13,826 | $3.01M | 0.58% | −580−4.0% | Reduced |
| Bank of the West | 13,880 | $3.02M | 0.31% | +1,082+8.5% | Added |
| HC Financial Advisors Inc | 13,945 | $3.04M | 1.77% | 00.0% | Unchanged |
| Mizuho Securities USA LLC | 13,977 | $3.04M | 0.25% | −9,869−41.4% | Reduced |
| K.J. Harrison & Partners Inc | 14,000 | $3.05M | 0.44% | 00.0% | Unchanged |
| FRG Family Wealth Advisors LLC | 14,039 | $3.06M | 0.58% | −175−1.2% | Reduced |
| Webster Bank, N. A. | 14,121 | $3.07M | 0.34% | +701+5.2% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 14,257 | $3.10M | 0.33% | −882−5.8% | Reduced |
| EagleClaw Capital Managment, LLC | 14,325 | $3.12M | 0.81% | +1,650+13.0% | Added |
| Iowa State Bank | 14,345 | $3.12M | 0.88% | +244+1.7% | Added |
| Sciencast Management LP | 14,373 | $3.13M | 0.66% | +14,373 | New |
| Financial & Tax Architects, LLC | 14,446 | $3.14M | 1.54% | +750+5.5% | Added |
| Avidian Wealth Solutions, LLC | 14,532 | $3.16M | 0.24% | +211+1.5% | Added |
| Homrich & Berg | 14,613 | $3.18M | 0.07% | +2,064+16.4% | Added |
| Sandy Spring Bank | 14,791 | $3.22M | 0.17% | +388+2.7% | Added |
| Prelude Capital Management, LLC | 14,809 | $3.22M | 0.18% | +14,809 | New |
| Mid Atlantic Financial Management Inc | 14,844 | $3.23M | 0.22% | +655+4.6% | Added |
| Eukles Asset Management | 14,862 | $3.23M | 1.79% | +1,254+9.2% | Added |
| Mutual Advisors, LLC | 14,859 | $3.23M | 0.19% | +1,922+14.9% | Added |
| Roundview Capital LLC | 14,875 | $3.24M | 0.36% | +125+0.8% | Added |
| Stratos Wealth Partners, LTD. | 14,963 | $3.26M | 0.08% | −379−2.5% | Reduced |
| RBF Capital, LLC | 15,000 | $3.26M | 0.18% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.26M | 0.91% | 00.0% | Unchanged |
| Samlyn Capital, LLC | 15,082 | $3.28M | 0.05% | +15,082 | New |
| Williams Jones Wealth Management, LLC. | 15,113 | $3.29M | 0.05% | +282+1.9% | Added |
| Bessemer Group Inc | 15,149 | $3.30M | 0.01% | +2,260+17.5% | Added |
| Cullen/Frost Bankers, Inc. | 15,221 | $3.31M | 0.07% | +330+2.2% | Added |