Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aigen Investment Management, LP | 8,408 | $1.83M | 0.32% | +8,408 | New |
| Nomura Holdings Inc | 8,402 | $1.83M | 0.02% | −2,317−21.6% | Reduced |
| Court Place Advisors, LLC | 8,443 | $1.84M | 0.54% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 8,455 | $1.84M | 0.03% | −113−1.3% | Reduced |
| Venture Visionary Partners LLC | 8,478 | $1.84M | 0.15% | +138+1.7% | Added |
| Naples Global Advisors, LLC | 8,501 | $1.85M | 0.26% | +24+0.3% | Added |
| Rathbone Brothers plc | 8,527 | $1.86M | 0.02% | +370+4.5% | Added |
| Essex Financial Services, Inc. | 8,015 | $1.86M | 0.27% | 00.0% | Unchanged |
| Smith, Salley & Associates | 8,583 | $1.87M | 0.15% | +1,039+13.8% | Added |
| Radnor Capital Management, LLC | 8,657 | $1.88M | 0.64% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 8,664 | $1.89M | 0.23% | +433+5.3% | Added |
| Carroll Financial Associates, Inc. | 8,670 | $1.89M | 0.11% | −1,574−15.4% | Reduced |
| Spreng Capital Management, Inc. | 8,700 | $1.89M | 1.23% | −15−0.2% | Reduced |
| United Bank | 8,700 | $1.89M | 0.25% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 8,748 | $1.90M | 0.26% | +580+7.1% | Added |
| Lavaca Capital LLC | 8,770 | $1.91M | 0.98% | +3,450+64.8% | Added |
| Trust Investment Advisors | 8,785 | $1.91M | 1.69% | −34−0.4% | Reduced |
| QS Investors, LLC | 8,810 | $1.92M | 0.02% | −54−0.6% | Reduced |
| V Wealth Advisors LLC | 8,804 | $1.92M | 0.31% | +1,381+18.6% | Added |
| Banco de Sabadell, S.A | 8,877 | $1.92M | 1.28% | −43,837−83.2% | Reduced |
| USA Financial Portformulas Corp | 8,828 | $1.92M | 1.61% | −3,012−25.4% | Reduced |
| McKinley Carter Wealth Services, Inc. | 8,854 | $1.93M | 0.16% | +15+0.2% | Added |
| TD Private Client Wealth LLC | 8,874 | $1.93M | 0.08% | +986+12.5% | Added |
| Veriti Management LLC | 8,886 | $1.93M | 0.29% | +2,710+43.9% | Added |
| Triangle Securities Wealth Management | 8,924 | $1.94M | 0.66% | −694−7.2% | Reduced |
| Liberty One Investment Management, LLC | 8,962 | $1.95M | 0.33% | −273−3.0% | Reduced |
| Oxbow Advisors, LLC | 8,994 | $1.96M | 0.20% | +267+3.1% | Added |
| Papp L Roy & Associates | 9,010 | $1.96M | 0.25% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 9,029 | $1.96M | 0.00% | +8,916+7,890.3% | Added |
| Dana Investment Advisors, Inc. | 9,070 | $1.97M | 0.09% | −249−2.7% | Reduced |
| Adirondack Trust Co | 9,129 | $1.99M | 1.00% | −190−2.0% | Reduced |
| Vestcor Inc | 9,149 | $1.99M | 0.07% | −1,010−9.9% | Reduced |
| Ropes Wealth Advisors LLC | 9,160 | $1.99M | 0.32% | 00.0% | Unchanged |
| Meiji Yasuda Life Insurance Co | 9,174 | $2.00M | 0.04% | +3,230+54.3% | Added |
| 1st Source Bank | 9,204 | $2.00M | 0.13% | +42+0.5% | Added |
| Focused Wealth Management, Inc | 9,232 | $2.01M | 0.33% | +27+0.3% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 9,259 | $2.02M | 0.10% | +354+4.0% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 9,274 | $2.02M | 1.13% | −11−0.1% | Reduced |
| Trust Co of Toledo NA | 9,303 | $2.02M | 0.34% | +11+0.1% | Added |
| Dorsey & Whitney Trust CO LLC | 9,329 | $2.03M | 0.19% | −422−4.3% | Reduced |
| Palisade Asset Management, LLC | 9,365 | $2.04M | 0.24% | −24−0.3% | Reduced |
| RSM US Wealth Management LLC | 9,368 | $2.04M | 0.11% | +1,568+20.1% | Added |
| Wellington Shields & Co., LLC | 9,400 | $2.05M | 0.68% | 00.0% | Unchanged |
| Burleson & Company, LLC | 9,403 | $2.05M | 0.30% | +10.0% | Added |
| True North Advisors, LLC | 9,442 | $2.05M | 0.43% | +800+9.3% | Added |
| Sandhill Capital Partners LLC | 9,469 | $2.06M | 0.16% | +524+5.9% | Added |
| DuPont Capital Management Corp | 9,517 | $2.07M | 0.05% | +245+2.6% | Added |
| Bryn Mawr Trust Co | 9,541 | $2.08M | 0.08% | +71+0.7% | Added |
| Cumberland Advisors Inc | 9,550 | $2.08M | 0.49% | −150−1.5% | Reduced |
| Kistler-Tiffany Companies, LLC | 9,568 | $2.08M | 0.48% | −7−0.1% | Reduced |
| Old Port Advisors | 9,872 | $2.09M | 0.75% | −1,231−11.1% | Reduced |
| Truvestments Capital LLC | 9,660 | $2.10M | 1.15% | +1,377+16.6% | Added |
| Hudock, Inc. | 9,691 | $2.11M | 0.63% | +58+0.6% | Added |
| Asset Management Group, Inc. | 9,699 | $2.11M | 0.44% | +35+0.4% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 9,730 | $2.12M | 0.02% | +9,730 | New |
| Kingsview Wealth Management, LLC | 9,788 | $2.12M | 0.10% | +3,478+55.1% | Added |
| HBK Sorce Advisory LLC | 9,787 | $2.13M | 0.12% | +1,400+16.7% | Added |
| Claraphi Advisory Network, LLC | 9,800 | $2.13M | 0.64% | −4,343−30.7% | Reduced |
| Holderness Investments Co | 9,823 | $2.14M | 0.71% | −30.0% | Reduced |
| Tower Bridge Advisors | 9,832 | $2.14M | 0.14% | −950−8.8% | Reduced |
| Crescent Capital Consulting, LLC | 9,861 | $2.15M | 0.40% | 00.0% | Unchanged |
| First National Bank & Trust Co of Newtown | 9,879 | $2.15M | 0.44% | −25−0.3% | Reduced |
| Whitener Capital Management, Inc. | 9,880 | $2.15M | 0.86% | +47+0.5% | Added |
| Princeton Capital Management LLC | 9,926 | $2.16M | 0.67% | −195−1.9% | Reduced |
| MV Capital Management, Inc. | 9,980 | $2.17M | 0.37% | +784+8.5% | Added |
| Lee Capital Holdings LLC | 10,000 | $2.18M | 1.10% | +10,000 | New |
| Capula Management Ltd | 10,069 | $2.18M | 0.40% | +10,069 | New |
| Verdence Capital Advisors LLC | 10,049 | $2.19M | 0.30% | +4,159+70.6% | Added |
| Krilogy Financial LLC | 10,067 | $2.19M | 0.22% | −8,331−45.3% | Reduced |
| Donaldson Capital Management, LLC | 10,086 | $2.19M | 0.11% | −229−2.2% | Reduced |
| NEXT Financial Group, Inc | 10,085 | $2.19M | 0.18% | +700+7.5% | Added |
| Thomas Story & Son LLC | 10,100 | $2.20M | 0.82% | 00.0% | Unchanged |
| Nicholas Hoffman & Company, LLC. | 10,127 | $2.20M | 0.40% | +814+8.7% | Added |
| Fluent Financial, LLC | 10,134 | $2.21M | 0.95% | +10,134 | New |
| FLC Capital Advisors | 10,162 | $2.21M | 0.65% | −450−4.2% | Reduced |
| First Citizens Bank & Trust Co | 10,167 | $2.21M | 0.10% | −430−4.1% | Reduced |
| King Luther Capital Management Corp | 10,195 | $2.22M | 0.01% | −195−1.9% | Reduced |
| Verition Fund Management LLC | 10,220 | $2.22M | 0.03% | +10,220 | New |
| Boltwood Capital Management | 10,284 | $2.24M | 0.93% | +105+1.0% | Added |
| Capital Investment Counsel, Inc | 10,287 | $2.24M | 0.50% | +232+2.3% | Added |
| Virginia Retirement Systems Et Al | 10,300 | $2.24M | 0.02% | −4,800−31.8% | Reduced |
| Murphy Capital Management Inc | 10,307 | $2.24M | 0.26% | +234+2.3% | Added |
| Strategic Capital Advisers, Inc. | 10,323 | $2.25M | 1.86% | −503−4.6% | Reduced |
| Bowen Hanes & Co Inc | 10,334 | $2.25M | 0.07% | −170−1.6% | Reduced |
| Savant Capital, LLC | 10,348 | $2.25M | 0.09% | −1,837−15.1% | Reduced |
| Modus Advisors, LLC | 10,347 | $2.25M | 0.95% | −187−1.8% | Reduced |
| Whalerock Point Partners, LLC | 10,370 | $2.26M | 0.87% | 00.0% | Unchanged |
| Kinloch Capital, LLC | 10,442 | $2.27M | 1.63% | +136+1.3% | Added |
| Jacobi Capital Management LLC | 10,449 | $2.27M | 0.30% | −100−0.9% | Reduced |
| Advent Capital Management | 10,500 | $2.29M | 0.04% | −4,500−30.0% | Reduced |
| Chicago Trust Co NA | 10,508 | $2.29M | 0.54% | +6,314+150.5% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,585 | $2.30M | 0.89% | −68−0.6% | Reduced |
| Beck Capital Management, LLC | 10,598 | $2.31M | 0.78% | +279+2.7% | Added |
| Lowe Brockenbrough & Co Inc | 10,616 | $2.31M | 0.21% | −150−1.4% | Reduced |
| Ellsworth Advisors, LLC | 10,619 | $2.31M | 1.13% | +1,192+12.6% | Added |
| Loudon Investment Management, LLC | 10,667 | $2.32M | 1.58% | −420−3.8% | Reduced |
| Osborne Partners Capital Management, LLC | 10,674 | $2.32M | 0.19% | −825−7.2% | Reduced |
| OPSEU Pension Plan Trust Fund | 10,811 | $2.35M | 0.60% | +5,046+87.5% | Added |
| Heritage Trust Co | 10,827 | $2.36M | 0.34% | +81+0.8% | Added |
| Telos Capital Management, Inc. | 10,861 | $2.36M | 0.31% | 00.0% | Unchanged |