Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Comerica Securities,inc. | 5,192 | $1.13M | 0.09% | +138+2.7% | Added |
| Ingalls & Snyder LLC | 5,242 | $1.14M | 0.05% | −4,444−45.9% | Reduced |
| Costello Asset Management, INC | 5,270 | $1.15M | 0.75% | −3,764−41.7% | Reduced |
| Garrison Point Advisors, LLC | 5,270 | $1.15M | 0.83% | −20−0.4% | Reduced |
| Schnieders Capital Management LLC | 5,270 | $1.15M | 0.31% | +85+1.6% | Added |
| CPWM, LLC | 5,281 | $1.15M | 0.09% | +107+2.1% | Added |
| SevenBridge Financial Group, LLC | 5,282 | $1.15M | 0.37% | −95−1.8% | Reduced |
| Claybrook Capital, LLC | 5,282 | $1.15M | 0.37% | +5,282 | New |
| Belpointe Asset Management LLC | 5,295 | $1.15M | 0.08% | −363−6.4% | Reduced |
| Private Asset Management Inc | 5,300 | $1.15M | 0.15% | −200−3.6% | Reduced |
| Aspen Investment Management Inc | 5,299 | $1.15M | 0.60% | −24−0.5% | Reduced |
| Tempus Wealth Planning, LLC | 5,300 | $1.15M | 0.77% | 00.0% | Unchanged |
| First Foundation Advisors | 5,306 | $1.16M | 0.04% | +462+9.5% | Added |
| San Francisco Sentry Investment Group (Ca) | 5,313 | $1.16M | 0.60% | −4,210−44.2% | Reduced |
| ARGI Investment Services, LLC | 5,317 | $1.16M | 0.04% | +406+8.3% | Added |
| High Falls Advisors, Inc | 5,317 | $1.16M | 0.31% | +1,003+23.2% | Added |
| Checchi Capital Advisers, LLC | 5,340 | $1.16M | 0.14% | −114−2.1% | Reduced |
| Cerity Partners LLC | 5,349 | $1.16M | 0.03% | −493−8.4% | Reduced |
| Personal Capital Advisors Corp | 5,348 | $1.16M | 0.01% | −351−6.2% | Reduced |
| Sawgrass Asset Management LLC | 5,348 | $1.16M | 0.10% | −40−0.7% | Reduced |
| Institute for Wealth Management, LLC. | 5,351 | $1.17M | 0.20% | +137+2.6% | Added |
| RMB Capital Management, LLC | 5,382 | $1.17M | 0.04% | +53+1.0% | Added |
| Orleans Capital Management Corp | 5,420 | $1.18M | 0.76% | +95+1.8% | Added |
| Gladstone Institutional Advisory LLC | 5,430 | $1.18M | 0.14% | +788+17.0% | Added |
| Jackson Square Capital, LLC | 5,461 | $1.19M | 0.38% | −73−1.3% | Reduced |
| Rothschild Investment Corp | 5,470 | $1.19M | 0.09% | +10+0.2% | Added |
| Van Strum & Towne Inc. | 5,484 | $1.19M | 0.57% | 00.0% | Unchanged |
| Birinyi Associates Inc | 5,500 | $1.20M | 0.42% | 00.0% | Unchanged |
| Viking Fund Management LLC | 5,500 | $1.20M | 0.34% | 00.0% | Unchanged |
| Beech Hill Advisors, Inc. | 5,500 | $1.20M | 0.49% | 00.0% | Unchanged |
| Barber Financial Group, Inc. | 5,501 | $1.20M | 0.16% | +10.0% | Added |
| Moneta Group Investment Advisors LLC | 5,509 | $1.20M | 0.06% | +644+13.2% | Added |
| St Germain D J Co Inc | 5,553 | $1.21M | 0.08% | 00.0% | Unchanged |
| Ibex Wealth Advisors | 5,550 | $1.21M | 0.24% | +5,550 | New |
| Arbor Trust Wealth Advisors, LLC | 5,585 | $1.22M | 0.76% | +175+3.2% | Added |
| Wintrust Investments LLC | 5,610 | $1.22M | 0.13% | +155+2.8% | Added |
| Optimum Investment Advisors | 5,620 | $1.22M | 0.38% | −10−0.2% | Reduced |
| Independent Financial Group, LLC | 5,625 | $1.22M | 0.13% | +664+13.4% | Added |
| Gamco Investors, Inc. Et Al | 5,629 | $1.23M | 0.01% | −17−0.3% | Reduced |
| Trustmark National Bank Trust Department | 5,628 | $1.23M | 0.10% | +446+8.6% | Added |
| HM Payson & Co | 5,631 | $1.23M | 0.03% | +620+12.4% | Added |
| SOL Capital Management CO | 5,644 | $1.23M | 0.24% | −315−5.3% | Reduced |
| Exane Derivatives | 5,711 | $1.23M | 0.29% | −388−6.4% | Reduced |
| Penobscot Investment Management Company, Inc. | 5,655 | $1.23M | 0.18% | −15−0.3% | Reduced |
| Tokio Marine Asset Management Co Ltd | 5,671 | $1.23M | 0.11% | +1,315+30.2% | Added |
| AXS Investments LLC | 5,681 | $1.24M | 0.38% | +187+3.4% | Added |
| Weatherly Asset Management L. P. | 5,690 | $1.24M | 0.16% | 00.0% | Unchanged |
| Financial Architects, Inc | 5,701 | $1.24M | 0.18% | −302−5.0% | Reduced |
| Everett Harris & Co | 5,702 | $1.24M | 0.02% | 00.0% | Unchanged |
| Sentry Investment Management LLC | 5,726 | $1.25M | 0.32% | +456+8.7% | Added |
| Gables Capital Management Inc. | 5,730 | $1.25M | 0.85% | −6,065−51.4% | Reduced |
| Westshore Wealth, LLC | 5,734 | $1.25M | 0.64% | +8+0.1% | Added |
| Smith, Moore & Co. | 5,748 | $1.25M | 0.19% | −167−2.8% | Reduced |
| KG&L Capital Management,LLC | 5,754 | $1.25M | 0.57% | +4,656+424.0% | Added |
| Keudell/Morrison Wealth Management | 5,766 | $1.25M | 0.69% | +10+0.2% | Added |
| Orion Portfolio Solutions, LLC | 5,765 | $1.25M | 0.05% | +2,327+67.7% | Added |
| Agf Investments Inc. | 5,782 | $1.26M | 0.01% | −1,914−24.9% | Reduced |
| Clarius Group, LLC | 5,793 | $1.26M | 0.11% | +68+1.2% | Added |
| Capital Wealth Planning, LLC | 5,831 | $1.27M | 0.04% | −1,269−17.9% | Reduced |
| Duff & Phelps Investment Management Co | 5,865 | $1.28M | 0.02% | −520−8.1% | Reduced |
| Beaton Management Co. Inc. | 5,883 | $1.28M | 0.81% | 00.0% | Unchanged |
| Resources Investment Advisors, LLC. | 5,903 | $1.28M | 0.05% | +627+11.9% | Added |
| CFM Wealth Partners LLC | 5,923 | $1.29M | 0.34% | +187+3.3% | Added |
| IFP Advisors, Inc | 5,994 | $1.29M | 0.03% | +1,311+28.0% | Added |
| Wellington Shields Capital Management, LLC | 5,950 | $1.29M | 0.16% | 00.0% | Unchanged |
| Palumbo Wealth Management LLC | 5,956 | $1.30M | 0.87% | +203+3.5% | Added |
| New World Advisors LLC | 5,956 | $1.30M | 0.87% | +5,956 | New |
| Fairfield, Bush & Co. | 6,020 | $1.31M | 0.36% | 00.0% | Unchanged |
| Sunflower Bank, N.A. | 6,032 | $1.31M | 0.20% | −80−1.3% | Reduced |
| Sequoia Financial Advisors, LLC | 6,040 | $1.31M | 0.05% | +104+1.8% | Added |
| Mattern Wealth Management LLC | 6,325 | $1.31M | 0.42% | −150−2.3% | Reduced |
| AMG National Trust Bank | 6,097 | $1.33M | 0.04% | −2,000−24.7% | Reduced |
| Farmers Trust Co | 6,100 | $1.33M | 0.29% | −50−0.8% | Reduced |
| Investment House LLC | 6,106 | $1.33M | 0.09% | 00.0% | Unchanged |
| HBK Investments L P | 6,141 | $1.34M | 0.01% | +1,370+28.7% | Added |
| Brookfield Asset Management Inc. | 6,164 | $1.34M | 0.01% | −515−7.7% | Reduced |
| Aurora Private Wealth, Inc. | 6,162 | $1.34M | 0.54% | +71+1.2% | Added |
| Thompson Siegel & Walmsley LLC | 6,193 | $1.35M | 0.02% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 6,206 | $1.35M | 0.09% | −2,902−31.9% | Reduced |
| Engineers Gate Manager LP | 6,240 | $1.36M | 0.09% | +6,240 | New |
| Bragg Financial Advisors, Inc | 6,283 | $1.37M | 0.09% | −106−1.7% | Reduced |
| Cahill Financial Advisors Inc | 6,287 | $1.37M | 0.31% | −109−1.7% | Reduced |
| Procyon Private Wealth Partners, LLC | 6,300 | $1.37M | 0.37% | +347+5.8% | Added |
| Snow Capital Management LP | 6,323 | $1.38M | 0.20% | +4+0.1% | Added |
| Harfst & Associates, Inc. | 6,335 | $1.38M | 0.40% | −438−6.5% | Reduced |
| Mizuho Markets Cayman LP | 6,337 | $1.38M | 0.25% | +6,337 | New |
| Morse Asset Management, Inc | 6,345 | $1.38M | 0.33% | −3,255−33.9% | Reduced |
| Tdam USA Inc. | 6,696 | $1.38M | 0.09% | −2,548−27.6% | Reduced |
| Equitable Holdings, Inc. | 6,370 | $1.39M | 0.02% | +185+3.0% | Added |
| Bridgefront Capital, LLC | 6,375 | $1.39M | 0.52% | +4,458+232.6% | Added |
| CAPROCK Group, Inc. | 6,398 | $1.39M | 0.13% | +633+11.0% | Added |
| Integrated Wealth Concepts LLC | 6,431 | $1.40M | 0.05% | +964+17.6% | Added |
| Valley Brook Capital Group | 6,440 | $1.40M | 1.34% | +140+2.2% | Added |
| Novak Financial Planning, LLC | 6,479 | $1.41M | 0.69% | +86+1.3% | Added |
| Franklin Street Advisors Inc | 6,500 | $1.42M | 0.12% | 00.0% | Unchanged |
| First Dallas Securities Inc. | 6,508 | $1.42M | 0.93% | +818+14.4% | Added |
| Legacy Bridge, LLC | 6,513 | $1.42M | 0.80% | +65+1.0% | Added |
| Fulcrum Equity Management | 6,530 | $1.42M | 0.53% | +6,530 | New |
| BCM Advisors, LLC | 7,000 | $1.42M | 0.39% | 00.0% | Unchanged |
| Empirical Finance, LLC | 6,537 | $1.42M | 0.23% | +934+16.7% | Added |