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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Larson Financial Group LLC346$80.0K0.02%––
Capital Analysts, LLC338$79.0K0.01%––
Centerpoint Advisors, LLC340$79.0K0.05%––
Pin Oak Investment Advisors Inc332$77.0K0.07%––
NuWave Investment Management, LLC332$77.0K0.10%––
Atlas Private Wealth Advisors333$77.0K0.04%––
Sun Life Financial INC317$74.0K0.01%––
JNBA Financial Advisors319$74.0K0.01%––
Atlas Capital Advisors LLC317$73.5K0.01%––
Coastal Capital Group, Inc.304$71.0K0.02%––
Estate Counselors, LLC303$70.0K0.01%––
Mercer Capital Advisers, Inc.300$70.0K0.04%––
Ten Capital Wealth Advisors, LLC306$70.0K0.02%––
Orion Capital Management LLC300$70.0K0.05%––
JJJ Advisors Inc.299$69.0K0.03%––
Heritage Wealth Management, LLC288$67.0K0.04%––
Earnest Partners LLC286$66.0K0.00%––
Tradewinds Capital Management, LLC283$66.0K0.01%––
Liberty Wealth Management LLC360$66.0K0.03%––
Lee Financial Co275$64.0K0.02%––
Wealthcare Capital Management LLC278$64.0K0.01%––
Sage Financial Management Group, Inc.276$64.0K0.05%––
Iron Horse Wealth Management, LLC276$64.0K0.05%––
Towarzystwo Funduszy Inwestycyjnych Pzu SA270$62.6K0.09%––
Column Capital Advisors, LLC249$58.0K0.01%––
Key Financial Inc250$58.0K0.04%––
Center for Financial Planning, Inc.250$58.0K0.02%––
Simon Quick Advisors, LLC250$57.0K0.02%––
Providence Capital Advisors, LLC245$57.0K0.02%––
Avion Wealth246$57.0K0.02%––
Tacita Capital Inc245$57.0K0.04%––
Moisand Fitzgerald Tamayo, LLC242$56.0K0.02%––
Savior LLC237$55.0K0.06%––
Ellevest, Inc.233$54.0K0.01%––
Johnson Midwest Financial, LLC231$53.0K0.06%––
Horrell Capital Management, Inc.226$52.0K0.02%––
West Paces Advisors Inc.218$50.5K0.02%––
Bray Capital Advisors215$50.0K0.01%––
Baystate Wealth Management LLC212$49.0K0.01%––
MD Financial Management Inc.200$46.0K0.00%––
Capital Advisory Group Advisory Services, LLC200$46.0K0.02%––
RWM Asset Management, LLC200$46.0K0.01%––
Bellevue Asset Management, LLC183$43.0K0.03%––
Riggs Asset Managment Co. Inc.183$42.0K0.01%––
Wolff Wiese Magana LLC182$42.0K0.03%––
Atlas Private Wealth Management174$40.0K0.03%––
IronBridge Private Wealth, LLC163$38.0K0.02%––
HBC Financial Services, PLLC162$37.8K0.03%––
Dividend Assets Capital, LLC155$36.0K0.01%––
MBM Wealth Consultants, LLC155$36.0K0.02%––
Psagot Investment House Ltd.150$35.0K0.00%––
Wagner Wealth Management, LLC153$35.0K0.03%––
Versant Capital Management, Inc145$34.0K0.01%––
Leelyn Smith, LLC143$33.0K0.01%––
Global Financial Private Client, LLC141$32.8K0.02%––
Motco134$31.0K0.00%––
Meridian Wealth Partners, LLC134$31.0K0.01%––
Canton Hathaway, LLC118$27.0K0.01%––
Loomis Sayles & Co L P113$26.0K0.00%––
Elmwood Wealth Management, Inc.110$26.0K0.02%––
Brand Asset Management Group, Inc.110$26.0K0.01%––
Grandview Asset Management LLC114$26.0K0.01%––
Crewe Advisors LLC107$25.0K0.01%––
Bellwether Advisors, LLC110$25.0K0.01%––
Tortoise Investment Management, LLC105$24.0K0.01%––
Firestone Capital Management105$24.0K0.01%––
Resolute Partners Group130$24.0K0.00%––
AlphaMark Advisors, LLC100$23.0K0.01%––
TCTC Holdings, LLC100$23.0K0.00%––
Spectrum Management Group, LLC100$23.0K0.00%––
Twin Lakes Capital Management, LLC100$23.0K0.01%––
Aspire Private Capital, LLC97$22.0K0.01%––
Cedar Mountain Advisors, LLC93$22.0K0.01%––
Activest Wealth Management93$21.0K0.02%––
Horan Securities, Inc.80$19.0K0.02%––
Founders Capital Management80$19.0K0.01%––
Lowe Wealth Advisors, LLC76$18.0K0.01%––
Evolution Wealth Advisors, LLC78$18.0K0.00%––
Belmont Capital, LLC70$16.0K0.02%––
Perennial Advisors, LLC62$14.0K0.00%––
Raffa Wealth Management, LLC59$13.7K0.00%––
Plante Moran Financial Advisors, LLC55$13.0K0.00%––
Kelly Financial Services LLC53$12.3K0.01%––
Lenox Wealth Advisors, LLC51$12.0K0.00%––
Grant Street Asset Management, Inc.50$12.0K0.01%––
Veritas Investment Partners (UK) Ltd.40$9.00K0.00%––
RBA Wealth Management, LLC35$8.12K0.01%––
Ironwood Financial, llc33$8.00K0.00%––
Professional Financial Advisors, LLC35$8.00K0.00%––
Annapolis Financial Services, LLC34$8.00K0.00%––
Altshuler Shaham Ltd31$7.00K0.00%––
CSat Investment Advisory, L.P.30$7.00K0.01%––
Macroview Investment Management LLC30$7.00K0.01%––
Hoover Financial Advisors, Inc.30$7.00K0.00%––
NewSquare Capital LLC25$6.00K0.00%––
TFC Financial Management24$6.00K0.00%––
Regal Wealth Group, Inc.21$5.00K0.00%––
Farmers & Merchants Trust Co of Chambersburg PA20$5.00K0.00%––
Lloyd Advisory Services, LLC.22$5.00K0.00%––
Moser Wealth Advisors, LLC20$5.00K0.00%––