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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
SMH Capital Advisors Inc921$214.0K0.48%––
LVW Advisors, LLC917$213.0K0.04%––
Roberts Glore & Co Inc914$212.0K0.07%––
Enterprise Financial Services Corp917$212.0K0.04%––
Pettee Investors, Inc.908$211.0K0.10%––
First United Bank Trust905$210.0K0.09%––
Sargent Bickham Lagudis LLC907$210.0K0.02%––
D'Orazio & Associates, Inc.904$210.0K0.06%––
Highland Capital Management, LLC900$209.0K0.01%––
Cullen Capital Management LLC900$209.0K0.00%––
Hourglass Capital, LLC902$209.0K0.05%––
Wills Financial Group, Inc.901$209.0K0.10%––
Legacy Wealth Planning, LLC901$209.0K0.27%––
McGinn Investment Management, Inc.900$209.0K0.15%––
Jackson Wealth Management, LLC899$208.0K0.03%––
Financial Partners Group, Inc897$208.0K0.06%––
Cascadia Advisory Services, LLC897$208.0K0.05%––
Kornitzer Capital Management Inc890$206.0K0.00%––
Halbert Hargrove Global Advisors, LLC890$206.0K0.01%––
Hexagon Capital Partners LLC889$206.0K0.06%––
Canvas Wealth Advisors, LLC890$206.0K0.12%––
Sand Hill Global Advisors, LLC885$205.0K0.01%––
Keystone Financial Group882$205.0K0.04%––
Private Advisory Group LLC876$203.0K0.06%––
D.B. Root & Company, LLC877$203.0K0.08%––
Adams Wealth Management876$203.0K0.09%––
Wealth Advisors, Inc.890$203.0K0.08%––
Private Portfolio Partners LLC875$202.9K0.07%––
Cedar Brook Financial Partners, LLC871$202.0K0.07%––
Raub Brock Capital Management LP869$201.0K0.03%––
Oxford Financial Group Ltd864$200.0K0.03%––
Pettinga Financial Advisors, LLC864$200.0K0.06%––
Elgethun Capital Management852$197.0K0.08%––
Certified Advisory Corp839$194.0K0.05%––
Accel Wealth Management825$191.0K0.15%––
Human Investing LLC821$190.0K0.05%––
Carolinas Wealth Consulting LLC803$186.0K0.05%––
Assetmark, Inc781$181.0K0.00%––
Wolverine Asset Management LLC779$180.0K0.00%––
Riverview Trust Co768$178.0K0.20%––
PEAK6 Investments LLC765$177.0K0.00%––
Sageworth Trust Co750$174.0K0.01%––
S.A. Mason LLC750$174.0K0.13%––
Hoese & Co LLP750$174.0K0.21%––
Global Wealth Management Investment Advisory, Inc.730$169.0K0.06%––
Gemmer Asset Management LLC725$168.0K0.03%––
TSFG, LLC723$168.0K0.09%––
Sound Income Strategies, LLC724$167.9K0.03%––
Fieldpoint Private Securities, LLC702$163.0K0.04%––
Atticus Wealth Management, LLC684$158.0K0.08%––
Pinnacle Bancorp, Inc.676$157.0K0.08%––
Peoples Financial Services Corp.675$156.0K0.07%––
Prentice Wealth Management LLC669$155.0K0.09%––
Endurance Wealth Management, Inc.660$153.0K0.02%––
Syntal Capital Partners, LLC654$151.0K0.06%––
Holloway Wealth Management, LLC–$149.0K0.05%––
Pacific Center for Financial Services643$149.0K0.07%––
McIlrath & Eck, LLC614$142.0K0.05%––
Ade, LLC606$141.0K0.14%––
NVWM, LLC600$139.0K0.06%––
Pacifica Partners Inc.590$137.0K0.11%––
Mizuho Securities Co. Ltd.587$136.0K0.03%––
Leonteq Securities AG585$135.6K0.01%––
Truehand, Inc577$134.0K0.08%––
Laurel Wealth Advisors LLC570$132.0K0.03%––
Piscataqua Savings Bank571$132.0K0.12%––
Newbridge Financial Services Group, Inc.568$132.0K0.10%––
Baldwin Brothers Inc560$130.0K0.02%––
CVA Family Office, LLC555$129.0K0.05%––
Close Asset Management Ltd540$125.0K0.01%––
Disciplined Investments, LLC540$125.0K0.07%––
Mascoma Wealth Management LLC505$117.0K0.05%––
DB Wealth Management Group, LLC506$117.0K0.08%––
Private Ocean, LLC500$116.0K0.02%––
Estabrook Capital Management500$115.9K0.02%––
M&R Capital Management Inc500$115.0K0.03%––
Front Row Advisors LLC488$113.0K0.05%––
Allred Capital Management, LLC484$112.2K0.05%––
Glassman Wealth Services484$112.0K0.02%––
AllSquare Wealth Management LLC448$104.0K0.06%––
HighMark Wealth Management LLC439$102.0K0.08%––
SOA Wealth Advisors, LLC.427$99.0K0.03%––
Joseph P. Lucia & Associates, LLC419$97.0K0.04%––
Financial Management Professionals, Inc.410$95.0K0.03%––
QVR LLC409$95.0K1.97%––
Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna405$93.9K0.02%––
Sage Financial Group Inc400$93.0K0.01%––
Old North State Trust, LLC400$93.0K0.07%––
Semmax Financial Advisors Inc.402$93.0K0.03%––
Filbrandt Wealth Management, LLC400$93.0K0.06%––
Baron Financial Group, LLC400$92.7K0.06%––
BerganKDV Wealth Management, LLC389$90.0K0.01%––
Prudent Man Advisors, LLC390$90.0K0.04%––
Paradigm, Strategies in Wealth Management, LLC375$87.0K0.08%––
Phoenix Wealth Advisors364$85.0K0.07%––
McClarren Financial Advisors, Inc.362$84.0K0.08%––
Lederer & Associates Investment Counsel360$83.5K0.06%––
Stephenson National Bank & Trust350$81.0K0.06%––
Evoke Wealth, LLC348$81.0K0.00%––
Duncker Streett & Co Inc345$80.0K0.02%––