Skip to main content

Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Aua Capital Management, LLC1,420$329.0K0.22%––
Acima Private Wealth, LLC1,421$329.0K0.16%––
Magnus Financial Group LLC1,418$329.0K0.08%––
GYL Financial Synergies, LLC1,416$328.0K0.18%––
Strategic Equity Management1,411$327.0K0.14%––
Hall Laurie J Trustee1,405$326.0K0.13%––
Cullinan Associates Inc1,400$325.0K0.02%––
New Jersey Better Educational Savings Trust1,400$325.0K0.72%––
Patten Group, Inc.1,404$325.0K0.10%––
Brewin Dolphin Wealth Management Ltd1,400$324.6K0.05%––
Exchange Capital Management, Inc.1,393$323.0K0.07%––
Town & Country Bank & Trust CO dba First Bankers Trust CO1,391$323.0K0.13%––
West Branch Capital LLC1,395$323.0K0.19%––
Fundamentun, LLC1,390$322.0K0.10%––
Means Investment Co., Inc.1,379$320.0K0.07%––
Bank of Stockton1,381$320.0K0.11%––
Greenwich Wealth Management LLC1,381$320.0K0.03%––
Sanders Morris Harris LLC1,375$319.0K0.07%––
Peregrine Asset Advisers, Inc.1,576$319.0K0.16%––
Blankinship & Foster, LLC1,377$319.0K0.13%––
First National Corp1,372$318.0K0.08%––
Landmark Financial Advisors, LLC1,367$317.0K0.17%––
N.E.W. Advisory Services LLC1,365$317.0K0.06%––
55I, LLC1,364$316.0K0.02%––
DSC Advisors, L.P.1,357$315.0K0.26%––
Wells Trecaso Financial Group, LLC1,360$315.0K0.17%––
Wiley Bros.-Aintree Capital, LLC1,354$314.0K0.23%––
Eubel Brady & Suttman Asset Management Inc1,356$314.0K0.03%––
Continuum Advisory, LLC1,345$313.0K0.13%––
Appleton Partners Inc1,346$312.0K0.03%––
Executive Wealth Management, LLC1,345$312.0K0.04%––
Spotlight Asset Group, Inc.1,345$312.0K0.12%––
Coyle Financial Counsel LLC1,340$311.0K0.22%––
Stonehage Fleming Financial Services Holdings Ltd1,340$311.0K0.01%––
Private Capital Group, LLC1,338$310.0K0.08%––
Fulton Breakefield Broenniman LLC1,327$308.0K0.03%––
CWS Financial Advisors, LLC1,324$307.0K0.13%––
Granite Investment Advisors, LLC1,321$306.0K0.05%––
Carlton Hofferkamp & Jenks Wealth Management, LLC1,327$306.0K0.14%––
Monarch Capital Management Inc1,317$305.0K0.09%––
Latitude Advisors, LLC1,314$305.0K0.25%––
Pacific Global Investment Management CO1,310$304.0K0.06%––
Berger Financial Group, Inc1,311$304.0K0.07%––
Graves-Light Private Wealth Management, Inc.1,301$302.0K0.05%––
Benedict Financial Advisors Inc1,298$301.0K0.09%––
Marietta Investment Partners LLC1,300$301.0K0.07%––
Northstar Asset Management LLC1,300$301.0K0.09%––
American Research & Management Co.1,300$301.0K0.07%––
BSW Wealth Partners1,292$300.0K0.09%––
Pendal Group Limited1,293$300.0K0.00%––
Annex Advisory Services, LLC1,289$300.0K0.03%––
Curated Wealth Partners LLC1,295$300.0K0.18%––
David J Yvars Group1,295$300.0K0.19%––
Destination Wealth Management1,288$299.0K0.01%––
Beddow Capital Management Inc1,290$299.0K0.19%––
Cohen & Steers, Inc.1,287$298.0K0.00%––
Fox Run Management, L.L.C.1,284$298.0K0.54%––
Integer Wealth Advisors Group LLC1,288$297.0K0.16%––
Smith Shellnut Wilson LLC1,271$295.0K0.18%––
Community Trust & Investment Co1,273$295.0K0.03%––
Crescent Grove Advisors, LLC1,273$295.0K0.03%––
Claret Asset Management Corp1,272$295.0K0.05%––
Tectonic Advisors LLC1,271$295.0K0.07%––
Fred Alger Management, LLC1,267$294.0K0.00%––
WNY Asset Management, LLC1,265$294.0K0.12%––
Innovative Portfolios LLC1,268$294.0K2.38%––
Balentine LLC1,262$293.0K0.01%––
Doyle Wealth Management1,264$293.0K0.03%––
Acorn Financial Advisory Services Inc1,261$292.0K0.11%––
MBA Advisors LLC1,251$290.0K0.24%––
Accredited Investors Inc.1,247$289.0K0.04%––
Gradient Capital Advisors, LLC1,247$289.0K0.15%––
Ballast, Inc.1,250$289.0K0.14%––
Lindbrook Capital, LLC1,242$288.0K0.07%––
Beaumont Financial Partners, LLC1,239$287.0K0.02%––
Hollencrest Capital Management1,232$286.0K0.03%––
Newport Wealth Strategies, Inc.1,235$286.0K0.18%––
Range Financial Group LLC1,235$286.0K0.26%––
Anchor Capital Advisors LLC1,230$285.0K0.01%––
YorkBridge Wealth Partners, LLC1,229$285.0K0.08%––
Stockman Wealth Management, Inc.1,224$284.0K0.08%––
Advisors Capital Management, LLC1,222$283.0K0.01%––
South Shore Capital Advisors1,221$283.0K0.28%––
Chelsea Counsel Co1,217$282.0K0.14%––
Calamos Wealth Management LLC1,217$282.0K0.02%––
Capital Advisors Inc1,213$281.0K0.01%––
Greenline Partners, LLC1,214$281.0K0.06%––
Access Financial Services, Inc.1,207$280.0K0.13%––
Advisor OS, LLC1,208$280.0K0.06%––
Requisite Capital Management, LLC1,202$279.0K0.07%––
Yorktown Management & Research Co Inc1,200$278.0K0.23%––
Cardan Capital Partners, LLC1,200$278.0K0.03%––
Keebeck Wealth Management, LLC1,201$278.0K0.04%––
First Nebraska Trust Co1,192$276.4K0.04%––
Center For Asset Management LLC1,188$275.0K0.26%––
Princeton Portfolio Strategies Group LLC1,180$274.0K0.05%––
WealthTrust Axiom LLC1,173$272.0K0.09%––
Capital Planning Advisors, LLC1,175$272.0K0.06%––
Tompkins Financial Corp1,165$271.0K0.05%––
First Personal Financial Services1,163$270.0K0.07%––