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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Badgley Phelps & Bell Inc57,264$13.3M0.55%––
Jane Street Group, LLC57,327$13.3M0.04%––
IFM Investors Pty Ltd58,361$13.5M0.36%––
Peapack Gladstone Financial Corp58,881$13.7M0.35%––
Brown Advisory Inc58,902$13.7M0.02%––
Marco Investment Management LLC59,175$13.7M1.79%––
Dai-Ichi Life Insurance Company, Ltd59,191$13.7M0.19%––
Birmingham Capital Management Co Inc59,320$13.8M5.14%––
Blackhill Capital Inc60,000$13.9M1.21%––
Ilmarinen Mutual Pension Insurance Co60,000$13.9M0.16%––
Public Sector Pension Investment Board60,247$14.0M0.09%––
Whittier Trust Co60,946$14.1M0.27%––
Brandywine Global Investment Management, LLC61,169$14.2M0.11%––
Polaris Wealth Advisory Group, LLC61,869$14.3M0.92%––
Lee Danner & Bass Inc61,800$14.3M1.38%––
Gofen & Glossberg LLC61,877$14.3M0.37%––
LaFleur & Godfrey LLC62,094$14.4M2.80%––
Pillar Pacific Capital Management LLC62,466$14.5M1.12%––
Jennison Associates LLC62,625$14.5M0.01%––
Ashfield Capital Partners, LLC62,901$14.6M1.16%––
Integrated Advisors Network LLC62,959$14.6M1.33%––
Marshall Wace North America L.P.63,209$14.7M0.06%––
Fiduciary Trust Co63,301$14.7M0.30%––
Andra AP-fonden63,600$14.7M0.33%––
Dearborn Partners LLC63,653$14.8M0.63%––
Capital International Inc63,940$14.8M0.14%––
Tufton Capital Management64,537$15.0M2.56%––
Mercer Global Advisors Inc65,134$15.1M0.14%––
Hartford Investment Management Co65,368$15.2M0.40%––
Kestra Advisory Services, LLC66,115$15.3M0.19%––
Delta Asset Management LLC66,388$15.4M1.56%––
Pinnacle Associates Ltd66,565$15.4M0.29%––
Metropolitan Life Insurance Co66,657$15.5M0.23%––
Bridgeway Capital Management, LLC66,750$15.5M0.29%––
Norinchukin Bank, The67,113$15.6M0.21%––
Alpha Cubed Investments, LLC67,594$15.7M1.22%––
Commonwealth of Pennsylvania Public School Empls Retrmt Sys68,200$15.8M0.19%––
Grassi Investment Management69,600$16.1M1.83%––
Lockheed Martin Investment Management Co69,916$16.2M0.83%––
Ossiam70,215$16.3M0.51%––
Philadelphia Trust Co70,693$16.4M1.26%––
FineMark National Bank & Trust71,320$16.5M0.70%––
Independent Advisor Alliance71,483$16.6M0.98%––
Spire Wealth Management72,678$16.7M0.44%––
Vaughan David Investments LLC72,617$16.8M0.53%––
CCM Investment Advisers LLC73,591$17.1M2.31%––
Westchester Capital Management, Inc.75,297$17.5M5.06%––
Wolverine Trading, LLC74,963$17.5M0.34%––
Mutual of America Capital Management LLC75,355$17.5M0.18%––
Fort Washington Investment Advisors Inc75,814$17.6M0.17%––
Stephens Inc76,194$17.7M0.29%––
Community Bank of Raymore76,195$17.7M5.82%––
Waddell & Reed Financial Inc77,039$17.9M0.04%––
Stock Yards Bank & Trust Co77,719$18.0M1.22%––
Associated Banc-Corp159,507$18.5M1.15%––
Private Advisor Group, LLC80,378$18.6M0.18%––
Northwestern Mutual Wealth Management Co80,682$18.7M0.04%––
MML Investors Services, LLC81,705$18.9M0.18%––
KBC Group NV81,778$19.0M0.08%––
Old National Bancorp82,834$19.2M0.76%––
Colony Group LLC82,952$19.2M0.40%––
Cutler Investment Counsel LLC83,430$19.3M3.36%––
Caisse de Depot Et Placement du Quebec83,732$19.4M0.04%––
Atalanta Sosnoff Capital, LLC85,595$19.8M0.49%––
Swiss Life Asset Management Ltd85,647$19.9M0.28%––
Avalon Investment & Advisory86,089$20.0M0.46%––
Squarepoint Ops LLC86,272$20.0M0.18%––
Daiwa Securities Group Inc.86,448$20.0M0.15%––
Advisors Asset Management, Inc.86,617$20.1M0.31%––
Point72 Asset Management, L.P.87,153$20.2M0.10%––
Nordea Investment Management AB86,691$20.3M0.03%––
Nikko Asset Management Americas, Inc.88,422$20.5M0.10%––
CIBC World Markets Inc.88,737$20.6M0.06%––
Chartwell Investment Partners, LLC89,008$20.6M0.62%––
British Columbia Investment Management Corp89,176$20.7M0.15%––
Willis Investment Counsel89,649$20.8M1.26%––
Levin Capital Strategies, L.P.89,829$20.8M2.24%––
Front Barnett Associates LLC90,725$21.0M2.34%––
Texas Permanent School Fund91,056$21.1M0.26%––
Parallax Volatility Advisers, L.P.92,478$21.4M0.19%––
O'Shaughnessy Asset Management, LLC92,974$21.5M0.48%––
Chilton Capital Management LLC93,059$21.6M1.45%––
Wilbanks Smith & Thomas Asset Management LLC93,725$21.7M0.94%––
Banco Bilbao Vizcaya Argentaria, S.A.94,648$21.8M0.43%––
Ziegler Capital Management, LLC94,029$21.8M0.69%––
Mackay Shields LLC94,361$21.9M0.16%––
Tower Research Capital LLC (TRC)94,696$22.0M0.37%––
Regions Financial Corp96,091$22.3M0.20%––
Sabal Trust CO96,562$22.4M1.66%––
Public Employees Retirement Association of Colorado96,741$22.4M0.10%––
Cadinha & Co LLC96,947$22.5M3.24%––
Mirae Asset Global Investments Co., Ltd.97,167$22.5M0.08%––
Alps Advisors Inc100,000$23.2M0.23%––
Thrivent Financial for Lutherans100,569$23.3M0.05%––
Glenmede Trust Co NA101,252$23.5M0.13%––
Bradley Foster & Sargent Inc101,757$23.6M0.60%––
Banco Santander, S.A.101,996$23.6M0.17%––
Vontobel Holding Ltd.102,922$23.9M0.18%––
Utah Retirement Systems104,058$24.1M0.34%––
Sumitomo Mitsui DS Asset Management Company, Ltd105,995$24.6M0.64%––