Skip to main content

Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Bridge Creek Capital Management LLC21,012$4.87M1.88%––
Ipswich Investment Management Co., Inc.21,149$4.90M1.38%––
Principle Wealth Partners LLC21,181$4.91M0.59%––
Fayez Sarofim & Co21,232$4.92M0.02%––
BKD Wealth Advisors, LLC21,387$4.96M0.25%––
Paradiem, LLC21,279$4.97M1.64%––
Veritable, L.P.21,473$4.98M0.08%––
Stonebridge Capital Management Inc21,487$4.98M1.90%––
Financial Enhancement Group LLC21,568$5.00M1.02%––
M&G Investment Management Ltd21,606$5.01M0.04%––
MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH21,676$5.03M0.51%––
TCF National Bank21,721$5.04M0.57%––
Coldstream Capital Management Inc21,771$5.05M0.30%––
Advisor Partners LLC21,923$5.08M0.36%––
Federation des caisses Desjardins du Quebec22,024$5.11M0.06%––
City Holding Co22,063$5.12M0.97%––
SG Americas Securities, LLC22,067$5.12M0.03%––
Synovus Financial Corp22,088$5.12M0.06%––
Retirement Group, LLC22,184$5.14M2.33%––
Mathes Company, Inc.22,316$5.17M2.00%––
Bank of Hawaii22,358$5.18M0.31%––
Welch Group, LLC22,423$5.20M0.37%––
Alerus Financial NA22,450$5.21M0.55%––
People's United Financial, Inc.22,476$5.21M0.12%––
Bank Julius Baer & Co. Ltd, Zurich22,480$5.21M0.04%––
Tiaa, FSB22,546$5.23M0.02%––
Simmons Bank22,562$5.23M0.39%––
L & S Advisors Inc22,663$5.25M0.60%––
Biechele Royce Advisors22,666$5.26M2.65%––
Signet Financial Management, LLC22,846$5.30M0.99%––
Brown Brothers Harriman & Co22,975$5.33M0.03%––
Citizens National Bank Trust Department23,299$5.40M1.64%––
Albar Capital Ltd23,465$5.44M2.02%––
Sandbar Asset Management LLP23,486$5.45M0.72%––
Oak Harvest Investment Services23,717$5.50M2.10%––
Mizuho Securities USA LLC23,846$5.53M0.53%––
NBT Bank N A24,151$5.60M0.81%––
Northwest Investment Counselors, LLC24,245$5.62M1.60%––
Silverleafe Capital Partners, LLC24,282$5.63M2.32%––
GWM Advisors LLC24,448$5.67M0.17%––
Brookstone Capital Management24,507$5.68M0.22%––
Regentatlantic Capital LLC24,603$5.71M0.19%––
Northwestern Mutual Investment Management Company, LLC24,720$5.73M0.10%––
Kanawha Capital Management LLC25,080$5.82M0.57%––
Hartford Financial Management Inc.25,188$5.84M1.45%––
Banque Cantonale Vaudoise25,238$5.85M0.30%––
First Financial Bank - Trust Division25,331$5.87M0.66%––
Sitrin Capital Management LLC25,688$5.96M2.83%––
Neville Rodie & Shaw Inc25,703$5.96M0.49%––
Cetera Advisors LLC25,833$5.99M0.16%––
Howland Capital Management LLC25,970$6.02M0.34%––
American National Bank26,350$6.11M1.44%––
Chase Investment Counsel Corp26,560$6.16M2.82%––
Sigma Investment Counselors Inc26,599$6.17M0.50%––
Aull & Monroe Investment Management Corp26,698$6.19M3.01%––
Advisory Services Network, LLC26,746$6.20M0.23%––
Weiss Multi-Strategy Advisers LLC26,882$6.23M0.14%––
Kinneret Advisory, LLC27,113$6.29M0.81%––
Pittenger & Anderson Inc27,120$6.29M0.34%––
Brewin Dolphin Ltd27,192$6.31M0.34%––
Ferguson Wellman Capital Management, Inc27,197$6.31M0.22%––
Cornerstone Wealth Group, LLC27,144$6.31M1.28%––
Essex Investment Management Co LLC27,426$6.36M0.78%––
Eagle Global Advisors LLC27,423$6.36M0.47%––
Silvercrest Asset Management Group LLC27,455$6.37M0.04%––
Barometer Capital Management Inc.27,600$6.37M1.07%––
Equitable Trust Co27,700$6.42M0.48%––
Farmers & Merchants Investments Inc27,785$6.44M0.31%––
Hantz Financial Services, Inc.27,937$6.48M0.27%––
Crossmark Global Holdings, Inc.28,001$6.49M0.16%––
Spinnaker Trust28,099$6.51M0.49%––
Healthcare of Ontario Pension Plan Trust Fund28,194$6.54M0.02%––
Koshinski Asset Management, Inc.28,227$6.54M0.69%––
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main28,636$6.64M0.01%––
Connor, Clark & Lunn Investment Management Ltd.29,415$6.82M0.04%––
Amalgamated Bank29,647$6.87M0.26%––
Welch & Forbes LLC29,689$6.88M0.13%––
Texas Capital Bank Wealth Management Services Inc29,902$6.93M0.99%––
Axel Capital Management, LLC30,000$6.96M3.08%––
Aptus Capital Advisors, LLC30,279$7.02M0.37%––
Consolidated Capital Management, LLC30,421$7.05M3.52%––
Whittier Trust Co of Nevada Inc30,620$7.10M0.32%––
Achmea Investment Management B.V.30,643$7.11M0.25%––
Transform Wealth, LLC30,744$7.13M1.43%––
Harbour Investments, Inc.31,062$7.20M0.26%––
Gluskin Sheff & Assoc Inc31,098$7.21M0.32%––
Edge Wealth Management LLC31,204$7.24M1.54%––
Segall Bryant & Hamill, LLC31,223$7.24M0.07%––
Sigma Planning Corp31,422$7.29M0.23%––
Geneos Wealth Management Inc.32,300$7.37M0.21%––
HAP Trading, LLC31,886$7.39M0.84%––
Knuff & Co LLC32,200$7.47M3.19%––
Salem Investment Counselors Inc32,340$7.50M0.46%––
B. Metzler seel. Sohn & Co. Holding AG32,544$7.55M0.12%––
Cannell Peter B & Co Inc32,780$7.60M0.24%––
Kentucky Retirement Systems33,023$7.66M0.37%––
Socorro Asset Management LP33,048$7.66M3.39%––
Edgestream Partners, L.P.33,226$7.70M0.43%––
KCM Investment Advisors LLC33,307$7.72M0.34%––
Pacer Advisors, Inc.33,310$7.72M0.13%––