Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,015; No complete 13F data for Q4 2020
Shares held: 379.9M; No complete 13F data for Q4 2020
Total value: $88.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions

Value heldQ1 2021: $88.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,070	$351.1B
Q1 2026	3,773	$232.0B
Q4 2025	3,543	$188.7B
Q3 2025	3,151	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Equitable Holdings, Inc.	6,185	$1.43M	0.03%	–	–
Thompson Siegel & Walmsley LLC	6,193	$1.44M	0.02%	–	–
Paloma Partners Management Co	6,254	$1.45M	0.04%	–	–
International Assets Investment Management, LLC	17,259	$1.45M	0.13%	–	–
Valley Brook Capital Group	6,300	$1.46M	1.32%	–	–
Snow Capital Management LP	6,319	$1.47M	0.21%	–	–
Kingsview Wealth Management, LLC	6,310	$1.47M	0.09%	–	–
Corient Capital Partners, LLC	6,345	$1.47M	0.13%	–	–
First Hawaiian Bank	6,348	$1.47M	0.06%	–	–
Duff & Phelps Investment Management Co	6,385	$1.48M	0.02%	–	–
Bragg Financial Advisors, Inc	6,389	$1.48M	0.10%	–	–
Novak Financial Planning, LLC	6,393	$1.48M	0.81%	–	–
Cahill Financial Advisors Inc	6,396	$1.48M	0.36%	–	–
Altium Wealth Management LLC	6,440	$1.49M	0.12%	–	–
Legacy Bridge, LLC	6,448	$1.50M	0.97%	–	–
Mattern Wealth Management LLC	6,475	$1.50M	0.53%	–	–
Hoylecohen, LLC	6,477	$1.50M	0.15%	–	–
Lester Murray Antman dba SimplyRich	6,493	$1.51M	0.60%	–	–
Franklin Street Advisors Inc	6,500	$1.51M	0.14%	–	–
Mastrapasqua Asset Management Inc	6,500	$1.51M	0.18%	–	–
Thomas White International Ltd	6,542	$1.52M	0.23%	–	–
Rational Advisors LLC	6,563	$1.52M	0.28%	–	–
Sequent Asset Management, LLC	6,600	$1.53M	0.94%	–	–
Brookfield Asset Management Inc.	6,679	$1.55M	0.01%	–	–
Atlantic Trust, LLC	6,698	$1.55M	1.15%	–	–
Founders Financial Securities LLC	6,753	$1.57M	0.36%	–	–
Westwood Holdings Group Inc.	6,765	$1.57M	0.02%	–	–
Harfst & Associates, Inc.	6,773	$1.57M	0.47%	–	–
Staley Capital Advisers Inc	6,800	$1.58M	0.09%	–	–
J.W. Cole Advisors, Inc.	6,807	$1.58M	0.15%	–	–
Vident Investment Advisory, LLC	6,805	$1.58M	0.05%	–	–
Proequities, Inc.	6,814	$1.58M	0.11%	–	–
DCM Advisors, LLC	6,816	$1.58M	0.92%	–	–
Adell Harriman & Carpenter Inc	6,825	$1.58M	0.19%	–	–
Symmetry Partners, LLC	6,879	$1.59M	0.11%	–	–
Ar Asset Management Inc	6,905	$1.60M	0.48%	–	–
Eidelman Virant Capital	7,006	$1.60M	0.65%	–	–
BCM Advisors, LLC	7,000	$1.61M	0.49%	–	–
Tiemann Investment Advisors, LLC	7,013	$1.63M	0.81%	–	–
MidWestOne Financial Group, Inc.	7,039	$1.63M	0.40%	–	–
M Holdings Securities, Inc.	7,060	$1.64M	0.15%	–	–
Moloney Securities Asset Management, LLC	7,069	$1.64M	0.32%	–	–
WBH Advisory Inc	7,080	$1.64M	0.27%	–	–
Meitav Dash Investments Ltd	7,058	$1.64M	0.05%	–	–
Investors Asset Management of Georgia Inc	7,085	$1.64M	0.95%	–	–
Capital Wealth Planning, LLC	7,100	$1.65M	0.05%	–	–
Veracity Capital LLC	7,115	$1.65M	0.77%	–	–
Fma Advisory Inc	7,131	$1.65M	0.51%	–	–
Wealthcare Advisory Partners LLC	7,138	$1.66M	0.12%	–	–
Citizens Financial Group Inc	7,143	$1.66M	0.09%	–	–
HawsGoodwin Investment Management LLC	7,165	$1.66M	0.53%	–	–
Amarillo National Bank	7,171	$1.66M	0.42%	–	–
Signaturefd, LLC	7,173	$1.66M	0.07%	–	–
Plimoth Trust Co LLC	7,282	$1.69M	0.50%	–	–
Sheaff Brock Investment Advisors, LLC	7,314	$1.70M	0.18%	–	–
Atlas Brown,Inc.	7,320	$1.70M	0.80%	–	–
Fort Pitt Capital Group, LLC	7,333	$1.70M	0.08%	–	–
Ameritas Investment Company, LLC	7,348	$1.70M	0.15%	–	–
Princeton Global Asset Management LLC	7,349	$1.70M	0.55%	–	–
Conning Inc.	7,353	$1.71M	0.05%	–	–
Pinnacle Financial Partners Inc	7,806	$1.71M	0.08%	–	–
V Wealth Advisors LLC	7,423	$1.72M	0.32%	–	–
Cascade Investment Advisors, Inc.	7,463	$1.73M	1.13%	–	–
Boenning & Scattergood, Inc.	7,480	$1.73M	0.33%	–	–
D. Scott Neal, Inc.	7,514	$1.74M	0.78%	–	–
RB Capital Management, LLC	7,524	$1.75M	0.77%	–	–
Bahl & Gaynor Inc	7,530	$1.75M	0.01%	–	–
Smith, Salley & Associates	7,544	$1.75M	0.16%	–	–
JustInvest LLC	7,547	$1.75M	0.26%	–	–
Argent Advisors, Inc.	7,551	$1.75M	1.13%	–	–
Quest Investment Management LLC	7,588	$1.76M	0.16%	–	–
Gamble Jones Investment Counsel	7,623	$1.77M	0.12%	–	–
Washington Trust Co	7,629	$1.77M	0.05%	–	–
MAI Capital Management	7,642	$1.77M	0.04%	–	–
Washington Trust Bank	7,657	$1.77M	0.22%	–	–
WealthPLAN Partners, LLC	7,616	$1.78M	0.14%	–	–
Agf Investments Inc.	7,696	$1.78M	0.01%	–	–
Strategic Financial Services, Inc,	7,745	$1.80M	0.15%	–	–
Wealthspire Advisors, LLC	7,803	$1.81M	0.04%	–	–
RSM US Wealth Management LLC	7,800	$1.81M	0.12%	–	–
Phoenix Holdings Ltd.	7,792	$1.81M	0.04%	–	–
Gifford Fong Associates	7,800	$1.81M	0.39%	–	–
TD Private Client Wealth LLC	7,888	$1.83M	0.09%	–	–
Horizon Kinetics Asset Management LLC	7,888	$1.83M	0.04%	–	–
Livforsakringsbolaget Skandia, Omsesidigt	7,913	$1.83M	0.13%	–	–
Boston Private Wealth LLC	7,914	$1.83M	0.03%	–	–
Cobblestone Capital Advisors LLC	7,926	$1.84M	0.13%	–	–
Coastline Trust Co	7,940	$1.84M	0.24%	–	–
Horizon Investments, LLC	7,948	$1.84M	0.07%	–	–
Cohen Klingenstein LLC	8,000	$1.85M	0.09%	–	–
Windsor Group LTD	8,010	$1.86M	0.44%	–	–
Essex Financial Services, Inc.	8,015	$1.86M	0.33%	–	–
AMG National Trust Bank	8,097	$1.88M	0.06%	–	–
Diversified Trust Co	8,101	$1.88M	0.07%	–	–
Rathbone Brothers plc	8,157	$1.89M	0.02%	–	–
Anchor Investment Management, LLC	8,168	$1.89M	0.29%	–	–
Probity Advisors, Inc.	8,195	$1.90M	0.42%	–	–
SeaCrest Wealth Management, LLC	8,231	$1.91M	0.25%	–	–
Fruth Investment Management	8,253	$1.91M	0.60%	–	–
Buckingham Strategic Wealth, LLC	8,249	$1.91M	0.09%	–	–