Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,015; No complete 13F data for Q4 2020
Shares held: 379.9M; No complete 13F data for Q4 2020
Total value: $88.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions

Value heldQ1 2021: $88.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,070	$351.1B
Q1 2026	3,773	$232.0B
Q4 2025	3,543	$188.7B
Q3 2025	3,151	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Woodstock Corp	4,935	$1.14M	0.15%	–	–
River Wealth Advisors LLC	4,933	$1.14M	0.21%	–	–
Independent Financial Group, LLC	4,961	$1.15M	0.15%	–	–
Legacy Wealth Asset Management, LLC	4,975	$1.15M	0.53%	–	–
Navellier & Associates Inc	5,000	$1.16M	0.21%	–	–
Quattro Financial Advisors LLC	5,000	$1.16M	0.26%	–	–
HM Payson & Co	5,011	$1.16M	0.03%	–	–
FourThought Financial, LLC	5,040	$1.17M	0.17%	–	–
Graypoint LLC	5,046	$1.17M	0.18%	–	–
Comerica Securities,inc.	5,054	$1.17M	0.09%	–	–
Trust Co	5,065	$1.17M	0.85%	–	–
Xcel Wealth Management, LLC	5,083	$1.18M	0.42%	–	–
HYA Advisors, Inc	5,088	$1.18M	0.56%	–	–
Park Avenue Securities LLC	5,092	$1.18M	0.03%	–	–
Hixon Zuercher, LLC	5,099	$1.18M	0.78%	–	–
Investment Partners, Ltd.	5,134	$1.19M	0.58%	–	–
Eastern Bank	5,167	$1.20M	0.06%	–	–
CPWM, LLC	5,174	$1.20M	0.10%	–	–
Trustmark National Bank Trust Department	5,182	$1.20M	0.10%	–	–
Schnieders Capital Management LLC	5,185	$1.20M	0.36%	–	–
Nachman Norwood & Parrott, Inc	5,185	$1.20M	0.13%	–	–
Longfellow Investment Management Co LLC	5,185	$1.20M	0.14%	–	–
Essex Savings Bank	5,588	$1.21M	0.53%	–	–
Institute for Wealth Management, LLC.	5,214	$1.21M	0.23%	–	–
Sentry Investment Management LLC	5,270	$1.22M	0.34%	–	–
Resources Investment Advisors, LLC.	5,276	$1.22M	0.06%	–	–
RFG Advisory, LLC	5,281	$1.22M	0.13%	–	–
Garrison Point Advisors, LLC	5,290	$1.23M	0.95%	–	–
Tempus Wealth Planning, LLC	5,300	$1.23M	1.30%	–	–
Cypress Capital Group	5,315	$1.23M	0.17%	–	–
Aspen Investment Management Inc	5,323	$1.23M	0.69%	–	–
Lavaca Capital LLC	5,320	$1.23M	0.71%	–	–
Orleans Capital Management Corp	5,325	$1.24M	0.84%	–	–
RMB Capital Management, LLC	5,329	$1.24M	0.05%	–	–
Argent Trust Co	5,331	$1.24M	0.09%	–	–
SevenBridge Financial Group, LLC	5,377	$1.25M	0.45%	–	–
Sawgrass Asset Management LLC	5,388	$1.25M	0.10%	–	–
Arbor Trust Wealth Advisors, LLC	5,410	$1.25M	0.84%	–	–
IHT Wealth Management, LLC	5,402	$1.25M	0.09%	–	–
Wolff Financial Management LLC	5,413	$1.25M	0.58%	–	–
Wintrust Investments LLC	5,455	$1.26M	0.13%	–	–
Checchi Capital Advisers, LLC	5,454	$1.26M	0.17%	–	–
Rothschild Investment Corp	5,460	$1.27M	0.11%	–	–
Integrated Wealth Concepts LLC	5,467	$1.27M	0.05%	–	–
Tudor Investment Corp Et Al	5,483	$1.27M	0.03%	–	–
Van Strum & Towne Inc.	5,484	$1.27M	0.64%	–	–
L2 Asset Management, LLC	5,492	$1.27M	1.31%	–	–
AXS Investments LLC	5,494	$1.27M	0.45%	–	–
Private Asset Management Inc	5,500	$1.27M	0.18%	–	–
Birinyi Associates Inc	5,500	$1.27M	0.49%	–	–
Viking Fund Management LLC	5,500	$1.27M	0.38%	–	–
Beech Hill Advisors, Inc.	5,500	$1.27M	0.53%	–	–
Barber Financial Group, Inc.	5,500	$1.27M	0.19%	–	–
Jackson Square Capital, LLC	5,534	$1.28M	0.49%	–	–
St Germain D J Co Inc	5,553	$1.29M	0.09%	–	–
Kovack Advisors, Inc.	5,565	$1.29M	0.17%	–	–
Optimum Investment Advisors	5,630	$1.30M	0.38%	–	–
Gamco Investors, Inc. Et Al	5,646	$1.31M	0.01%	–	–
Belpointe Asset Management LLC	5,658	$1.31M	0.11%	–	–
Penobscot Investment Management Company, Inc.	5,670	$1.31M	0.21%	–	–
Weatherly Asset Management L. P.	5,690	$1.32M	0.18%	–	–
First Dallas Securities Inc.	5,690	$1.32M	1.12%	–	–
Personal Capital Advisors Corp	5,699	$1.32M	0.01%	–	–
Everett Harris & Co	5,702	$1.32M	0.02%	–	–
OPSEU Pension Plan Trust Fund	5,765	$1.33M	0.34%	–	–
Clarius Group, LLC	5,725	$1.33M	0.13%	–	–
Westshore Wealth, LLC	5,726	$1.33M	0.76%	–	–
Cypress Capital Management LLC (WY)	5,735	$1.33M	1.17%	–	–
Intellectus Partners, LLC	5,737	$1.33M	0.37%	–	–
CFM Wealth Partners LLC	5,736	$1.33M	0.40%	–	–
Palumbo Wealth Management LLC	5,753	$1.33M	1.01%	–	–
Ethic Inc.	5,759	$1.33M	0.24%	–	–
Keudell/Morrison Wealth Management	5,756	$1.33M	0.77%	–	–
Legacy Wealth Partners, Inc.	5,762	$1.34M	0.78%	–	–
CAPROCK Group, Inc.	5,765	$1.34M	0.15%	–	–
Cerity Partners LLC	5,842	$1.35M	0.03%	–	–
Beaton Management Co. Inc.	5,883	$1.36M	0.94%	–	–
Verdence Capital Advisors LLC	5,890	$1.37M	0.23%	–	–
Parallel Advisors, LLC	5,901	$1.37M	0.06%	–	–
Smith, Moore & Co.	5,915	$1.37M	0.22%	–	–
Barings LLC	5,915	$1.37M	0.03%	–	–
Sequoia Financial Advisors, LLC	5,936	$1.38M	0.06%	–	–
Meiji Yasuda Life Insurance Co	5,944	$1.38M	0.03%	–	–
Castleark Management LLC	5,950	$1.38M	0.05%	–	–
Wellington Shields Capital Management, LLC	5,950	$1.38M	0.13%	–	–
Procyon Private Wealth Partners, LLC	5,953	$1.38M	0.63%	–	–
SOL Capital Management CO	5,959	$1.38M	0.29%	–	–
Centaurus Financial, Inc.	5,976	$1.39M	0.14%	–	–
Global Trust Asset Management, LLC	5,977	$1.39M	0.76%	–	–
Cornell Pochily Investment Advisors, Inc.	5,978	$1.39M	0.66%	–	–
Financial Architects, Inc	6,003	$1.39M	0.22%	–	–
HWG Holdings LP	6,016	$1.40M	0.84%	–	–
Fairfield, Bush & Co.	6,020	$1.40M	0.40%	–	–
Aurora Private Wealth, Inc.	6,091	$1.41M	0.59%	–	–
Exane Derivatives	6,099	$1.41M	0.43%	–	–
Investment House LLC	6,106	$1.42M	0.11%	–	–
Sunflower Bank, N.A.	6,112	$1.42M	0.23%	–	–
Douglas Lane & Associates, LLC	6,138	$1.42M	0.02%	–	–
Farmers Trust Co	6,150	$1.43M	0.33%	–	–
Veriti Management LLC	6,176	$1.43M	0.38%	–	–