Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Saratoga Investment Corp. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- +11 vs. Q3 2024
- Shares held
- 2.21M
- +124.8K (+6.0%) vs. Q3 2024
- Total value
- $52.9M
- +$2.29M (+4.5%) vs. Q3 2024
- New holders
- 16
- 15 more added
- Sold out
- 5
- 16 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Advisers, LP | 145,100 | $3.47M | 0.01% | −1,900−1.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 144,817 | $3.46M | 0.16% | +6,632+4.8% | Added |
| Two Sigma Investments, LP | 128,379 | $3.07M | 0.01% | +7,556+6.3% | Added |
| Private Advisor Group, LLC | 122,295 | $2.93M | 0.02% | −7,326−5.7% | Reduced |
| Wells Fargo & Company | 109,784 | $2.63M | 0.00% | +3,292+3.1% | Added |
| Advisors Asset Management, Inc. | 107,401 | $2.57M | 0.05% | −4,972−4.4% | Reduced |
| Millennium Management LLC | 105,129 | $2.51M | 0.00% | −18,491−15.0% | Reduced |
| Lido Advisors, LLC | 94,981 | $2.27M | 0.01% | +23,089+32.1% | Added |
| Morgan Stanley | 94,192 | $2.25M | 0.00% | +9,257+10.9% | Added |
| Legal & General Group Plc | 90,997 | $2.17M | 0.00% | −11,227−11.0% | Reduced |
| LPL Financial LLC | 87,304 | $2.09M | 0.00% | −5,463−5.9% | Reduced |
| International Assets Investment Management, LLC | 79,569 | $1.93M | 0.16% | −32,669−29.1% | Reduced |
| Trexquant Investment LP | 64,017 | $1.53M | 0.02% | +36,544+133.0% | Added |
| Ameriprise Financial Inc | 59,961 | $1.43M | 0.00% | −4,777−7.4% | Reduced |
| Kovitz Investment Group Partners, LLC | 59,239 | $1.42M | 0.01% | −3,306−5.3% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 59,059 | $1.41M | 0.01% | +2,694+4.8% | Added |
| BlackRock, Inc. | 52,998 | $1.27M | 0.00% | +13,972+35.8% | Added |
| Palogic Value Management, L.P. | 46,680 | $1.12M | 0.45% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 43,852 | $1.05M | 0.00% | −2,508−5.4% | Reduced |
| Next Level Private LLC | 39,154 | $936.6K | 0.38% | 00.0% | Unchanged |
| Marshall Wace, LLP | 35,962 | $860.2K | 0.00% | +35,962 | New |
| Raymond James Financial Inc | 34,032 | $814.0K | 0.00% | +34,032 | New |
| JB Capital Partners LP | 33,847 | $809.6K | 0.15% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 33,759 | $807.5K | 0.33% | −757−2.2% | Reduced |
| Wealthcare Advisory Partners LLC | 32,845 | $785.6K | 0.02% | +911+2.9% | Added |
| RMB Capital Management, LLC | 30,000 | $717.6K | 0.02% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 29,929 | $715.9K | 0.01% | +2,929+10.8% | Added |
| Royal Bank of Canada | 22,458 | $537.0K | 0.00% | +285+1.3% | Added |
| PFG Advisors | 22,074 | $528.0K | 0.03% | −375−1.7% | Reduced |
| Campbell & CO Investment Adviser LLC | 20,505 | $490.5K | 0.04% | +6,714+48.7% | Added |
| Citadel Advisors LLC | 17,889 | $427.9K | 0.00% | +17,889 | New |
| Bard Associates Inc | 15,945 | $381.4K | 0.13% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 15,411 | $369.0K | 0.00% | −1,276−7.6% | Reduced |
| Mariner, LLC | 13,235 | $316.6K | 0.00% | +13,235 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 11,914 | $285.0K | 0.00% | +11,914 | New |
| Northern Trust Corp | 11,315 | $270.7K | 0.00% | +11,315 | New |
| HighTower Advisors, LLC | 11,124 | $266.1K | 0.00% | +11,124 | New |
| Davidson Trust Co | 11,000 | $263.1K | 0.14% | 00.0% | Unchanged |
| Jane Street Group, LLC | 10,520 | $251.6K | 0.00% | +10,520 | New |
| Avantax Advisory Services, Inc. | 10,382 | $248.3K | 0.00% | −66−0.6% | Reduced |
| Janney Montgomery Scott LLC | 8,882 | $212.0K | 0.00% | +8,882 | New |
| Wedbush Securities Inc | 8,700 | $208.0K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,789 | $162.4K | 0.00% | +1,789+35.8% | Added |
| Register Financial Advisors LLC | 5,894 | $141.0K | 0.07% | +26+0.4% | Added |
| Advisor Group Holdings, Inc. | 5,376 | $128.6K | 0.00% | −1,446−21.2% | Reduced |
| Sunbelt Securities, Inc. | 5,082 | $121.3K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,269 | $54.3K | 0.00% | 00.0% | Unchanged |
| Promus Capital, LLC | 1,273 | $30.4K | 0.02% | +1,273 | New |
| Harbour Investments, Inc. | 1,000 | $23.9K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,000 | $23.9K | 0.00% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 1,000 | $23.9K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 954 | $22.8K | 0.00% | +33+3.6% | Added |
| Bank of America Corp | 700 | $16.7K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $12.0K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $5.76K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 222 | $5.31K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 247 | $5.00K | 0.00% | +247 | New |
| CIBC Private Wealth Group, LLC | 200 | $4.90K | 0.00% | −200−50.0% | Reduced |
| Proequities, Inc. | 188 | $4.69K | 0.00% | +188 | New |
| Financial Management Professionals, Inc. | 181 | $4.33K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 100 | $2.39K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 93 | $2.23K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 78 | $1.87K | 0.00% | +78 | New |
| Hurley Capital, LLC | 13 | $311 | 0.00% | +13 | New |
| Tower Research Capital LLC (TRC) | 2 | $48 | 0.00% | +2 | New |
| FMR LLC | 1 | $24 | 0.00% | +1 | New |
| McDonald Partners LLC | 0 | $0 | 0.00% | −20,264−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| PVG Asset Management Corp | 0 | $0 | 0.00% | −10,165−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −9,955−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |