Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Saratoga Investment Corp. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +10 vs. Q3 2021
- Shares held
- 2.55M
- +1.28M (+100.8%) vs. Q3 2021
- Total value
- $74.9M
- +$38.4M (+105.1%) vs. Q3 2021
- New holders
- 19
- 19 more added
- Sold out
- 9
- 12 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Black Diamond Capital Management, L.L.C. | 978,397 | $28.7M | 15.25% | +978,397 | New |
| Advisors Asset Management, Inc. | 138,230 | $4.06M | 0.06% | +6,143+4.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 120,513 | $3.54M | 0.17% | −7,520−5.9% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 100,890 | $2.96M | 1.08% | +100,890 | New |
| Two Sigma Investments, LP | 84,638 | $2.49M | 0.01% | +50,528+148.1% | Added |
| LPL Financial LLC | 79,813 | $2.35M | 0.00% | +2,875+3.7% | Added |
| Raymond James & Associates | 74,643 | $2.19M | 0.00% | −9,802−11.6% | Reduced |
| Wells Fargo & Company | 73,323 | $2.15M | 0.00% | +5,046+7.4% | Added |
| Two Sigma Advisers, LP | 70,200 | $2.06M | 0.01% | +26,700+61.4% | Added |
| Legal & General Group Plc | 68,252 | $2.00M | 0.00% | +1,333+2.0% | Added |
| Cerity Partners LLC | 52,046 | $1.53M | 0.02% | −1,039−2.0% | Reduced |
| Mackenzie Financial Corp | 51,253 | $1.51M | 0.00% | +111+0.2% | Added |
| Advisor Group Holdings, Inc. | 41,633 | $1.22M | 0.00% | −266−0.6% | Reduced |
| JB Capital Partners LP | 33,847 | $994.0K | 0.21% | 00.0% | Unchanged |
| Citadel Advisors LLC | 32,138 | $944.0K | 0.00% | +32,138 | New |
| Marshall Wace, LLP | 30,523 | $897.0K | 0.00% | +30,523 | New |
| PFG Advisors | 29,965 | $880.0K | 0.09% | −633−2.1% | Reduced |
| Millennium Management LLC | 28,397 | $834.0K | 0.00% | +28,397 | New |
| Ares Management LLC | 27,798 | $817.0K | 0.02% | −17,675−38.9% | Reduced |
| Morgan Stanley | 27,573 | $810.0K | 0.00% | −3,861−12.3% | Reduced |
| Advisory Research Inc | 26,496 | $778.0K | 0.06% | +6,157+30.3% | Added |
| Ameriprise Financial Inc | 26,381 | $775.0K | 0.00% | −428−1.6% | Reduced |
| RMB Capital Management, LLC | 25,400 | $746.0K | 0.02% | 00.0% | Unchanged |
| Putnam Investments LLC | 23,936 | $703.0K | 0.00% | −62,826−72.4% | Reduced |
| Chemistry Wealth Management LLC | 21,950 | $645.0K | 0.54% | +21,950 | New |
| Next Level Private LLC | 21,950 | $645.0K | 0.54% | +21,950 | New |
| D.A. Davidson & Co. | 21,071 | $619.0K | 0.01% | +4,000+23.4% | Added |
| D. E. Shaw & Co., Inc. | 19,747 | $580.0K | 0.00% | +19,747 | New |
| Royal Bank of Canada | 19,575 | $575.0K | 0.00% | +3,676+23.1% | Added |
| Chicago Partners Investment Group LLC | 21,090 | $567.0K | 0.04% | +13,010+161.0% | Added |
| Rockefeller Capital Management L.P. | 16,747 | $492.0K | 0.00% | +14,501+645.6% | Added |
| Bard Associates Inc | 15,705 | $461.0K | 0.15% | +4,610+41.6% | Added |
| Private Advisor Group, LLC | 14,400 | $423.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 14,147 | $416.0K | 0.16% | −2,436−14.7% | Reduced |
| Davidson Trust Co | 13,000 | $382.0K | 0.26% | 00.0% | Unchanged |
| Northern Trust Corp | 12,498 | $367.0K | 0.00% | −99−0.8% | Reduced |
| National Asset Management, Inc. | 12,115 | $356.0K | 0.01% | +17+0.1% | Added |
| All Season Financial Advisors, Inc. | 11,301 | $332.0K | 0.23% | +11,301 | New |
| Commonwealth Equity Services, LLC | 9,880 | $290.0K | 0.00% | +100+1.0% | Added |
| Ahrens Investment Partners LLC | 9,710 | $285.0K | 0.13% | −1,200−11.0% | Reduced |
| First Republic Investment Management, Inc. | 8,975 | $264.0K | 0.00% | +475+5.6% | Added |
| Jump Financial, LLC | 8,800 | $259.0K | 0.02% | +8,800 | New |
| TAP Consulting, LLC | 8,008 | $235.0K | 0.05% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 7,206 | $212.0K | 0.02% | +7,206 | New |
| UBS Group AG | 4,027 | $118.0K | 0.00% | +150+3.9% | Added |
| Confluence Wealth Services, Inc. | 3,000 | $88.0K | 0.03% | +3,000 | New |
| Geneos Wealth Management Inc. | 1,756 | $51.0K | 0.00% | +1,375+360.9% | Added |
| Tradition Wealth Management, LLC | 1,380 | $41.0K | 0.01% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 1,357 | $40.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 880 | $25.9K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 840 | $25.0K | 0.00% | +840 | New |
| Steward Partners Investment Advisory, LLC | 734 | $22.0K | 0.00% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 700 | $21.0K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 500 | $15.0K | 0.00% | +500 | New |
| PFS Partners, LLC | 503 | $14.8K | 0.01% | +503 | New |
| Credit Agricole S A | 350 | $10.0K | 0.00% | +350 | New |
| Carmichael Hill & Associates, Inc. | 315 | $9.00K | 0.00% | +100+46.5% | Added |
| Vectors Research Management, LLC | 300 | $9.00K | 0.00% | +300 | New |
| Laurel Wealth Advisors LLC | 241 | $7.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 200 | $6.00K | 0.01% | +200 | New |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 15 | $0 | 0.00% | +15 | New |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −7,488−100.0% | Sold out |
| Eagle Global Advisors LLC | 0 | $0 | 0.00% | −7,080−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1,725−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,399−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −533−100.0% | Sold out |
| Sandy Spring Bank | 0 | $0 | 0.00% | −360−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −12−100.0% | Sold out |