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Saratoga Investment Corp.

SAR
Exchange
NYSE
SEC CIK
0001377936

No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.

Other share classesSAJSATSAVSAXSAYSAZ

13F holders, Q3 2022

Institutional positions in Saratoga Investment Corp. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
48
−6 vs. Q2 2022
Shares held
2.34M
−55.9K (−2.3%) vs. Q2 2022
Total value
$48.6M
−$8.69M (−15.2%) vs. Q2 2022
New holders
5
22 more added
Sold out
11
11 more reduced

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 48 institutions
Q1 2021: 47 institutionsQ2 2021: 47 institutionsQ3 2021: 53 institutionsQ4 2021: 63 institutionsQ1 2022: 57 institutionsQ2 2022: 54 institutionsQ3 2022: 48 institutionsQ4 2022: 52 institutionsQ1 2023: 58 institutionsQ2 2023: 67 institutionsQ3 2023: 65 institutionsQ4 2023: 71 institutionsQ1 2024: 61 institutionsQ2 2024: 58 institutionsQ3 2024: 57 institutionsQ4 2024: 67 institutionsQ1 2025: 67 institutionsQ2 2025: 65 institutionsQ3 2025: 71 institutionsQ4 2025: 71 institutionsQ1 2026: 63 institutionsQ2 2026: 58 institutions
Value heldQ3 2022: $48.6M
Q1 2021: $32.1MQ2 2021: $31.6MQ3 2021: $36.5MQ4 2021: $74.9MQ1 2022: $63.9MQ2 2022: $57.3MQ3 2022: $48.6MQ4 2022: $56.9MQ1 2023: $47.1MQ2 2023: $47.8MQ3 2023: $60.8MQ4 2023: $65.6MQ1 2024: $48.7MQ2 2024: $45.7MQ3 2024: $51.4MQ4 2024: $52.9MQ1 2025: $63.9MQ2 2025: $57.9MQ3 2025: $55.1MQ4 2025: $48.4MQ1 2026: $42.2MQ2 2026: $41.7M
Institutions holding SAR and their total value by quarter
QuarterHoldersValue
Q2 202658$41.7M
Q1 202663$42.2M
Q4 202571$48.4M
Q3 202571$55.1M
Q2 202565$57.9M
Q1 202567$63.9M
Q4 202467$52.9M
Q3 202457$51.4M
Q2 202458$45.7M
Q1 202461$48.7M
Q4 202371$65.6M
Q3 202365$60.8M
Q2 202367$47.8M
Q1 202358$47.1M
Q4 202252$56.9M
Q3 202248$48.6M
Q2 202254$57.3M
Q1 202257$63.9M
Q4 202163$74.9M
Q3 202153$36.5M
Q2 202147$31.6M
Q1 202147$32.1M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q2 2022.

Institutions holding SAR in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Black Diamond Capital Management, L.L.C.1,049,211$21.8M13.29%+11,880+1.1%Added
Advisors Asset Management, Inc.150,799$3.13M0.06%+6,805+4.7%Added
Hennion & Walsh Asset Management, Inc.112,137$2.33M0.15%+10,179+10.0%Added
Raymond James & Associates85,557$1.78M0.00%+749+0.9%Added
Wells Fargo & Company82,189$1.71M0.00%−67−0.1%Reduced
Legal & General Group Plc75,649$1.58M0.00%+4,626+6.5%Added
LPL Financial LLC66,552$1.38M0.00%+2,541+4.0%Added
Ameriprise Financial Inc47,873$994.0K0.00%+6,972+17.0%Added
Private Advisor Group, LLC45,924$954.0K0.01%+4,400+10.6%Added
Banque Pictet & Cie SA43,403$901.5K0.01%+1,003+2.4%Added
Pictet North America Advisors SA43,403$901.5K0.14%+1,003+2.4%Added
Two Sigma Advisers, LP40,000$831.0K0.00%−14,400−26.5%Reduced
Advisor Group Holdings, Inc.36,801$764.0K0.00%−6,515−15.0%Reduced
Advisory Research Inc35,721$742.0K0.07%+500+1.4%Added
Morgan Stanley35,160$730.0K0.00%+944+2.8%Added
JB Capital Partners LP33,847$703.0K0.21%00.0%Unchanged
Next Level Private LLC27,683$608.0K0.54%+27,683New
PFG Advisors28,802$598.0K0.07%−1,163−3.9%Reduced
Cerity Partners LLC26,613$553.0K0.01%−2,078−7.2%Reduced
Mackenzie Financial Corp26,303$546.0K0.00%−3,926−13.0%Reduced
RMB Capital Management, LLC25,901$538.0K0.02%00.0%Unchanged
Claybrook Capital, LLC22,655$471.0K0.30%+11,550+104.0%Added
Chicago Partners Investment Group LLC19,863$468.0K0.03%+77+0.4%Added
D.A. Davidson & Co.21,318$443.0K0.01%+74+0.3%Added
Royal Bank of Canada18,926$393.0K0.00%+5,854+44.8%Added
Rockefeller Capital Management L.P.18,315$380.0K0.00%−826−4.3%Reduced
National Asset Management, Inc.16,750$348.0K0.01%+1,225+7.9%Added
Virtus ETF Advisers LLC16,210$337.0K0.13%−1,058−6.1%Reduced
Bard Associates Inc16,085$334.0K0.15%−160−1.0%Reduced
Northern Trust Corp15,395$320.0K0.00%+1,194+8.4%Added
First Republic Investment Management, Inc.13,677$284.0K0.00%+1,696+14.2%Added
Davidson Trust Co11,000$228.0K0.22%−2,000−15.4%Reduced
Larson Financial Group LLC8,468$176.0K0.03%+8,468New
IFP Advisors, Inc6,728$155.0K0.00%+76+1.1%Added
UBS Group AG4,195$87.0K0.00%−777−15.6%Reduced
Tradition Wealth Management, LLC1,502$31.0K0.00%+37+2.5%Added
Cullen/Frost Bankers, Inc.900$19.0K0.00%00.0%Unchanged
American Portfolios Advisors880$18.3K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC734$15.0K0.00%00.0%Unchanged
PFS Partners, LLC503$10.4K0.01%00.0%Unchanged
National Bank of Canada500$10.0K0.00%00.0%Unchanged
Aquatic Capital Management LLC500$10.0K0.00%+229+84.5%Added
Carmichael Hill & Associates, Inc.315$7.00K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)301$6.00K0.00%+301New
Laurel Wealth Advisors LLC241$5.00K0.00%00.0%Unchanged
Financial Management Professionals, Inc.181$4.00K0.00%00.0%Unchanged
BlackRock Inc.1$00.00%+1New
Signaturefd, LLC1$00.00%+1New
Thomas J. Herzfeld Advisors, Inc.0$00.00%−81,998−100.0%Sold out
Millennium Management LLC0$00.00%−16,392−100.0%Sold out
Two Sigma Investments, LP0$00.00%−15,788−100.0%Sold out
Avantax Advisory Services, Inc.0$00.00%−8,852−100.0%Sold out
Ahrens Investment Partners LLC0$00.00%−4,243−100.0%Sold out
Lazard Asset Management LLC0$00.00%−2,963−100.0%Sold out
Fairfield, Bush & Co.0$00.00%−1,000−100.0%Sold out
Credit Agricole S A0$00.00%−1,000−100.0%Sold out
Northwestern Mutual Wealth Management Co0$00.00%−361−100.0%Sold out
Geneos Wealth Management Inc.0$00.00%−381−100.0%Sold out
Center for Financial Planning, Inc.0$00.00%−2−100.0%Sold out