Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
Q3 2022 vs. Q2 2022
How the institutions holding Saratoga Investment Corp. changed between Q2 2022 and Q3 2022.
All holders in Q3 2022All holders in Q2 2022
| Measure | Q2 2022 | Q3 2022 | Change |
|---|---|---|---|
| Holders | 54 | 48 | −6 |
| Shares | 2.39M | 2.34M | −55.9K (−2.3%) |
| Value | $57.3M | $48.6M | −$8.69M (−15.2%) |
New holders (5)
Institutions that held Saratoga Investment Corp. at the end of Q3 2022 but not at the end of Q2 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Next Level Private LLC | 27,683 | $608.0K | 0.54% |
| Larson Financial Group LLC | 8,468 | $176.0K | 0.03% |
| Tower Research Capital LLC (TRC) | 301 | $6.00K | 0.00% |
| BlackRock Inc. | 1 | $0 | 0.00% |
| Signaturefd, LLC | 1 | $0 | 0.00% |
Sold out (11)
Institutions that held Saratoga Investment Corp. at the end of Q2 2022 and filed for Q3 2022 without it.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 81,998 | $1.97M |
| Millennium Management LLC | 16,392 | $393.0K |
| Two Sigma Investments, LP | 15,788 | $378.0K |
| Avantax Advisory Services, Inc. | 8,852 | $212.0K |
| Ahrens Investment Partners LLC | 4,243 | $102.0K |
| Lazard Asset Management LLC | 2,963 | $71.0K |
| Fairfield, Bush & Co. | 1,000 | $24.0K |
| Credit Agricole S A | 1,000 | $24.0K |
| Northwestern Mutual Wealth Management Co | 361 | $9.00K |
| Geneos Wealth Management Inc. | 381 | $9.00K |
| Center for Financial Planning, Inc. | 2 | $0 |