Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Saratoga Investment Corp. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- −3 vs. Q1 2022
- Shares held
- 2.39M
- +45.1K (+1.9%) vs. Q1 2022
- Total value
- $57.3M
- −$6.60M (−10.3%) vs. Q1 2022
- New holders
- 8
- 15 more added
- Sold out
- 11
- 16 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Black Diamond Capital Management, L.L.C. | 1,037,331 | $24.9M | 13.49% | +20,389+2.0% | Added |
| Advisors Asset Management, Inc. | 143,994 | $3.45M | 0.06% | +143,994 | New |
| Hennion & Walsh Asset Management, Inc. | 101,958 | $2.44M | 0.15% | +11,441+12.6% | Added |
| Raymond James & Associates | 84,808 | $2.03M | 0.00% | +3,122+3.8% | Added |
| Wells Fargo & Company | 82,256 | $1.97M | 0.00% | +2,713+3.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 81,998 | $1.97M | 0.81% | −82,251−50.1% | Reduced |
| Legal & General Group Plc | 71,023 | $1.70M | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 64,011 | $1.53M | 0.00% | −5,675−8.1% | Reduced |
| Two Sigma Advisers, LP | 54,400 | $1.30M | 0.00% | −8,100−13.0% | Reduced |
| Advisor Group Holdings, Inc. | 43,316 | $1.04M | 0.00% | +2,806+6.9% | Added |
| Banque Pictet & Cie SA | 42,400 | $1.02M | 0.01% | +42,400 | New |
| Pictet North America Advisors SA | 42,400 | $1.02M | 0.13% | +42,400 | New |
| Private Advisor Group, LLC | 41,524 | $995.0K | 0.01% | +10,104+32.2% | Added |
| Ameriprise Financial Inc | 40,901 | $979.0K | 0.00% | +15,523+61.2% | Added |
| Advisory Research Inc | 35,221 | $844.0K | 0.08% | +3,669+11.6% | Added |
| Morgan Stanley | 34,216 | $820.0K | 0.00% | +5,944+21.0% | Added |
| JB Capital Partners LP | 33,847 | $811.0K | 0.22% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 30,229 | $725.0K | 0.00% | −18,147−37.5% | Reduced |
| PFG Advisors | 29,965 | $718.0K | 0.08% | 00.0% | Unchanged |
| Cerity Partners LLC | 28,691 | $688.0K | 0.01% | −21,608−43.0% | Reduced |
| RMB Capital Management, LLC | 25,901 | $621.0K | 0.02% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 21,244 | $509.0K | 0.01% | +65+0.3% | Added |
| Chicago Partners Investment Group LLC | 19,786 | $466.0K | 0.03% | −3,314−14.3% | Reduced |
| Rockefeller Capital Management L.P. | 19,141 | $458.0K | 0.00% | −1,593−7.7% | Reduced |
| Virtus ETF Advisers LLC | 17,268 | $414.0K | 0.15% | −314−1.8% | Reduced |
| Millennium Management LLC | 16,392 | $393.0K | 0.00% | +16,392 | New |
| Bard Associates Inc | 16,245 | $389.0K | 0.17% | −1,850−10.2% | Reduced |
| Two Sigma Investments, LP | 15,788 | $378.0K | 0.00% | −36,109−69.6% | Reduced |
| National Asset Management, Inc. | 15,525 | $373.0K | 0.02% | +1,980+14.6% | Added |
| Northern Trust Corp | 14,201 | $340.0K | 0.00% | +325+2.3% | Added |
| Royal Bank of Canada | 13,072 | $313.0K | 0.00% | −6,492−33.2% | Reduced |
| Davidson Trust Co | 13,000 | $312.0K | 0.28% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 11,981 | $287.0K | 0.00% | −1,000−7.7% | Reduced |
| Claybrook Capital, LLC | 11,105 | $266.0K | 0.16% | +11,105 | New |
| Avantax Advisory Services, Inc. | 8,852 | $212.0K | 0.00% | +469+5.6% | Added |
| IFP Advisors, Inc | 6,652 | $154.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 4,972 | $120.0K | 0.00% | −838−14.4% | Reduced |
| Ahrens Investment Partners LLC | 4,243 | $102.0K | 0.05% | −7,687−64.4% | Reduced |
| Lazard Asset Management LLC | 2,963 | $71.0K | 0.00% | +1,542+108.5% | Added |
| Tradition Wealth Management, LLC | 1,465 | $35.0K | 0.01% | +32+2.2% | Added |
| Credit Agricole S A | 1,000 | $24.0K | 0.00% | 00.0% | Unchanged |
| Fairfield, Bush & Co. | 1,000 | $24.0K | 0.01% | +1,000 | New |
| Cullen/Frost Bankers, Inc. | 900 | $22.0K | 0.00% | −457−33.7% | Reduced |
| American Portfolios Advisors | 880 | $21.1K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 734 | $18.0K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $12.1K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 381 | $9.00K | 0.00% | −1,375−78.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 361 | $9.00K | 0.00% | +361 | New |
| Carmichael Hill & Associates, Inc. | 315 | $8.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $6.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 271 | $6.00K | 0.00% | +271 | New |
| Financial Management Professionals, Inc. | 181 | $4.00K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Ares Management LLC | 0 | $0 | 0.00% | −27,798−100.0% | Sold out |
| Next Level Private LLC | 0 | $0 | 0.00% | −22,841−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,225−100.0% | Sold out |
| Financial Advocates Investment Management | 0 | $0 | 0.00% | −8,808−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −8,771−100.0% | Sold out |
| TAP Consulting, LLC | 0 | $0 | 0.00% | −8,318−100.0% | Sold out |
| Modera Wealth Management, LLC | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Motco | 0 | $0 | 0.00% | −249−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −93−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Lee Financial Co | 0 | $0 | 0.00% | −15−100.0% | Sold out |