Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Saratoga Investment Corp. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- +7 vs. Q3 2023
- Shares held
- 2.54M
- +212.8K (+9.2%) vs. Q3 2023
- Total value
- $65.6M
- +$5.90M (+9.9%) vs. Q3 2023
- New holders
- 12
- 28 more added
- Sold out
- 5
- 17 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Investments, LP | 235,054 | $6.08M | 0.01% | +24,438+11.6% | Added |
| Millennium Management LLC | 223,273 | $5.77M | 0.01% | −72,463−24.5% | Reduced |
| Two Sigma Advisers, LP | 212,900 | $5.51M | 0.01% | +31,600+17.4% | Added |
| Citadel Advisors LLC | 194,363 | $5.03M | 0.01% | +155,150+395.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 123,219 | $3.19M | 0.18% | +40,245+48.5% | Added |
| Advisors Asset Management, Inc. | 119,328 | $3.09M | 0.06% | −20,723−14.8% | Reduced |
| Private Advisor Group, LLC | 110,351 | $2.85M | 0.02% | +28,027+34.0% | Added |
| Quadrature Capital Ltd | 100,385 | $2.60M | 0.05% | +44,722+80.3% | Added |
| Legal & General Group Plc | 97,963 | $2.53M | 0.00% | +10,915+12.5% | Added |
| Wells Fargo & Company | 90,398 | $2.34M | 0.00% | −2,028−2.2% | Reduced |
| LPL Financial LLC | 74,435 | $1.92M | 0.00% | +470+0.6% | Added |
| Lido Advisors, LLC | 70,617 | $1.83M | 0.02% | +70,617 | New |
| TMD Wealth Management, LLC | 58,780 | $1.52M | 0.40% | +58,780 | New |
| Simplify Asset Management Inc. | 51,700 | $1.34M | 0.21% | +3,200+6.6% | Added |
| Palogic Value Management, L.P. | 47,680 | $1.23M | 0.55% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 47,463 | $1.23M | 0.00% | +555+1.2% | Added |
| Significant Wealth Partners LLC | 39,560 | $1.02M | 0.74% | +39,560 | New |
| Qube Research & Technologies Ltd | 33,941 | $877.7K | 0.00% | +17,371+104.8% | Added |
| JB Capital Partners LP | 33,847 | $875.3K | 0.18% | 00.0% | Unchanged |
| Raymond James & Associates | 33,808 | $874.3K | 0.00% | −15,883−32.0% | Reduced |
| Morgan Stanley | 32,045 | $828.7K | 0.00% | −19,364−37.7% | Reduced |
| Next Level Private LLC | 31,476 | $814.0K | 0.46% | 00.0% | Unchanged |
| Putnam Investments LLC | 30,289 | $783.3K | 0.00% | −8,005−20.9% | Reduced |
| Jump Financial, LLC | 28,857 | $746.2K | 0.02% | +16,256+129.0% | Added |
| Royal Bank of Canada | 26,025 | $673.0K | 0.00% | +287+1.1% | Added |
| D.A. Davidson & Co. | 24,191 | $625.6K | 0.01% | +1,024+4.4% | Added |
| PFG Advisors | 23,228 | $600.7K | 0.05% | −2,001−7.9% | Reduced |
| Cubist Systematic Strategies, LLC | 22,916 | $592.6K | 0.01% | +6,811+42.3% | Added |
| McDonald Partners LLC | 20,275 | $524.3K | 0.16% | +20,275 | New |
| Janney Montgomery Scott LLC | 18,827 | $487.0K | 0.00% | +1,444+8.3% | Added |
| Cerity Partners LLC | 16,662 | $430.9K | 0.00% | +16,662 | New |
| Commonwealth Equity Services, LLC | 16,486 | $426.0K | 0.00% | −2,554−13.4% | Reduced |
| Virtus ETF Advisers LLC | 16,377 | $423.5K | 0.27% | −4,711−22.3% | Reduced |
| Bard Associates Inc | 15,945 | $412.3K | 0.16% | −540−3.3% | Reduced |
| Trexquant Investment LP | 15,275 | $395.0K | 0.01% | −14,882−49.3% | Reduced |
| Marshall Wace, LLP | 14,656 | $379.0K | 0.00% | −44,319−75.1% | Reduced |
| D. E. Shaw & Co., Inc. | 13,996 | $361.9K | 0.00% | +13,996 | New |
| Dynamic Technology Lab Private Ltd | 13,522 | $350.0K | 0.04% | +13,522 | New |
| Quantbot Technologies LP | 12,726 | $329.1K | 0.02% | +6,161+93.8% | Added |
| Mariner, LLC | 12,220 | $316.0K | 0.00% | +2,674+28.0% | Added |
| Atria Wealth Solutions, Inc. | 11,655 | $301.4K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 11,200 | $290.0K | 0.01% | +11,200 | New |
| Davidson Trust Co | 11,000 | $284.5K | 0.18% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 10,561 | $273.1K | 0.00% | +1,604+17.9% | Added |
| Larson Financial Group LLC | 9,664 | $249.9K | 0.02% | +512+5.6% | Added |
| National Asset Management, Inc. | 9,307 | $240.7K | 0.01% | +192+2.1% | Added |
| Advisor Group Holdings, Inc. | 8,381 | $216.7K | 0.00% | −30,839−78.6% | Reduced |
| Tower Research Capital LLC (TRC) | 7,905 | $204.4K | 0.00% | +6,418+431.6% | Added |
| BNP Paribas Arbitrage, SA | 6,556 | $169.5K | 0.00% | +387+6.3% | Added |
| JPMorgan Chase & Co | 6,435 | $166.4K | 0.00% | −6,830−51.5% | Reduced |
| EntryPoint Capital, LLC | 6,111 | $158.0K | 0.15% | +6,111 | New |
| Steward Partners Investment Advisory, LLC | 6,038 | $156.2K | 0.00% | +1,535+34.1% | Added |
| Register Financial Advisors LLC | 5,815 | $150.4K | 0.10% | +14+0.2% | Added |
| Sunbelt Securities, Inc. | 5,082 | $131.4K | 0.02% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 3,100 | $80.2K | 0.01% | −1,800−36.7% | Reduced |
| Bank of America Corp | 2,000 | $51.7K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,000 | $51.7K | 0.00% | +500+33.3% | Added |
| Huntington National Bank | 2,000 | $51.7K | 0.00% | +2,000 | New |
| Tradition Wealth Management, LLC | 1,715 | $44.0K | 0.00% | +91+5.6% | Added |
| UBS Group AG | 1,355 | $35.0K | 0.00% | −2,797−67.4% | Reduced |
| Harbour Investments, Inc. | 1,000 | $25.9K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 931 | $24.1K | 0.01% | +931 | New |
| Cape Investment Advisory, Inc. | 644 | $16.7K | 0.01% | +644 | New |
| PFS Partners, LLC | 503 | $13.0K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 500 | $13.0K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 500 | $12.9K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 256 | $6.62K | 0.00% | +34+15.3% | Added |
| Laurel Wealth Advisors LLC | 241 | $6.23K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 100 | $2.59K | 0.00% | −2,700−96.4% | Reduced |
| Baystate Wealth Management LLC | 0 | $11 | 0.00% | 0 | Unchanged |
| Scoggin Management LP | 0 | $0 | 0.00% | −113,700−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −52,000−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −23,122−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −1,441−100.0% | Sold out |
| C M Bidwell & Associates Ltd | 0 | $0 | 0.00% | −1,385−100.0% | Sold out |
| Claybrook Capital, LLC | – | – | – | – | Not filed |