Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Saratoga Investment Corp. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- 0 vs. Q4 2024
- Shares held
- 2.52M
- +314.2K (+14.2%) vs. Q4 2024
- Total value
- $63.9M
- +$11.0M (+20.9%) vs. Q4 2024
- New holders
- 8
- 27 more added
- Sold out
- 8
- 12 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Advisers, LP | 282,000 | $7.14M | 0.02% | +136,900+94.3% | Added |
| Two Sigma Investments, LP | 235,867 | $5.97M | 0.01% | +107,488+83.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 193,168 | $4.89M | 0.22% | +48,351+33.4% | Added |
| Lido Advisors, LLC | 130,128 | $3.30M | 0.02% | +35,147+37.0% | Added |
| Private Advisor Group, LLC | 125,792 | $3.19M | 0.02% | +3,497+2.9% | Added |
| Advisors Asset Management, Inc. | 114,511 | $2.90M | 0.05% | +7,110+6.6% | Added |
| Wells Fargo & Company | 100,265 | $2.54M | 0.00% | −9,519−8.7% | Reduced |
| Legal & General Group Plc | 93,930 | $2.38M | 0.00% | +2,933+3.2% | Added |
| Morgan Stanley | 92,653 | $2.35M | 0.00% | −1,539−1.6% | Reduced |
| LPL Financial LLC | 88,665 | $2.25M | 0.00% | +1,361+1.6% | Added |
| Millennium Management LLC | 70,447 | $1.78M | 0.00% | −34,682−33.0% | Reduced |
| Ameriprise Financial Inc | 68,540 | $1.74M | 0.00% | +8,579+14.3% | Added |
| Trexquant Investment LP | 66,974 | $1.70M | 0.02% | +2,957+4.6% | Added |
| International Assets Investment Management, LLC | 54,886 | $1.39M | 0.12% | −24,683−31.0% | Reduced |
| Qube Research & Technologies Ltd | 53,025 | $1.34M | 0.00% | +9,173+20.9% | Added |
| BlackRock, Inc. | 51,916 | $1.32M | 0.00% | −1,082−2.0% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 50,232 | $1.27M | 0.01% | −8,827−14.9% | Reduced |
| Palogic Value Management, L.P. | 46,680 | $1.18M | 0.52% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 45,507 | $1.15M | 0.11% | +45,507 | New |
| Virtus Investment Advisers, Inc. | 43,188 | $1.09M | 0.30% | +43,188 | New |
| Next Level Private LLC | 39,154 | $991.8K | 0.37% | 00.0% | Unchanged |
| Citadel Advisors LLC | 39,043 | $989.0K | 0.00% | +21,154+118.3% | Added |
| JB Capital Partners LP | 33,847 | $839.4K | 0.18% | 00.0% | Unchanged |
| Raymond James Financial Inc | 33,032 | $836.7K | 0.00% | −1,000−2.9% | Reduced |
| Wealthcare Advisory Partners LLC | 32,886 | $833.0K | 0.02% | +41+0.1% | Added |
| D.A. Davidson & Co. | 30,016 | $760.3K | 0.01% | +87+0.3% | Added |
| RMB Capital Management, LLC | 30,000 | $759.9K | 0.02% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 29,509 | $747.5K | 0.00% | +17,595+147.7% | Added |
| Marshall Wace, LLP | 28,083 | $711.3K | 0.00% | −7,879−21.9% | Reduced |
| Royal Bank of Canada | 23,476 | $595.0K | 0.00% | +1,018+4.5% | Added |
| PFG Advisors | 21,905 | $554.9K | 0.03% | −169−0.8% | Reduced |
| Commonwealth Equity Services, LLC | 16,854 | $427.0K | 0.00% | +1,443+9.4% | Added |
| Bard Associates Inc | 15,945 | $403.9K | 0.15% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 15,700 | $398.0K | 0.00% | +15,700 | New |
| Kovitz Investment Group Partners, LLC | 12,094 | $306.4K | 0.00% | −47,145−79.6% | Reduced |
| Davidson Trust Co | 11,000 | $278.6K | 0.13% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 10,923 | $276.7K | 0.00% | +4,134+60.9% | Added |
| Cubist Systematic Strategies, LLC | 10,869 | $275.3K | 0.00% | +10,869 | New |
| HighTower Advisors, LLC | 10,731 | $271.8K | 0.00% | −393−3.5% | Reduced |
| Wedbush Securities Inc | 10,700 | $271.0K | 0.01% | +2,000+23.0% | Added |
| Avantax Advisory Services, Inc. | 10,382 | $263.0K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 10,049 | $254.5K | 0.00% | +10,049 | New |
| Janney Montgomery Scott LLC | 9,229 | $234.0K | 0.00% | +347+3.9% | Added |
| Sunbelt Securities, Inc. | 6,932 | $175.6K | 0.02% | +1,850+36.4% | Added |
| Register Financial Advisors LLC | 5,912 | $149.8K | 0.08% | +18+0.3% | Added |
| Advisor Group Holdings, Inc. | 5,045 | $127.8K | 0.00% | −331−6.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 2,269 | $57.5K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 2,000 | $50.7K | 0.00% | +1,500+300.0% | Added |
| Promus Capital, LLC | 1,273 | $32.2K | 0.02% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,000 | $25.3K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,000 | $25.3K | 0.00% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 1,000 | $25.3K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 976 | $24.7K | 0.00% | +22+2.3% | Added |
| Bank of America Corp | 700 | $17.7K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 568 | $14.0K | 0.00% | +321+130.0% | Added |
| PFS Partners, LLC | 503 | $12.7K | 0.01% | 00.0% | Unchanged |
| NewSquare Capital LLC | 500 | $12.7K | 0.00% | +500 | New |
| Signaturefd, LLC | 339 | $8.59K | 0.00% | +117+52.7% | Added |
| Laurel Wealth Advisors LLC | 241 | $6.11K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 181 | $4.58K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 200 | $4.29K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 100 | $2.53K | 0.00% | 00.0% | Unchanged |
| MJT & Associates Financial Advisory Group, Inc. | 94 | $2.38K | 0.00% | +94 | New |
| Hexagon Capital Partners LLC | 81 | $2.05K | 0.00% | +3+3.8% | Added |
| Hurley Capital, LLC | 13 | $333 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $25 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 1 | $25 | 0.00% | +1 | New |
| Proequities, Inc. | 0 | $0 | 0.00% | −188−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −33,759−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −20,505−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −13,235−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −11,315−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −10,520−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −93−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −2−100.0% | Sold out |