Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Saratoga Investment Corp. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- 0 vs. Q4 2024
- Shares held
- 2.52M
- +314.2K (+14.2%) vs. Q4 2024
- Total value
- $63.9M
- +$11.0M (+20.9%) vs. Q4 2024
- New holders
- 8
- 27 more added
- Sold out
- 8
- 12 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $25 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 1 | $25 | 0.00% | +1 | New |
| Hurley Capital, LLC | 13 | $333 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 81 | $2.05K | 0.00% | +3+3.8% | Added |
| MJT & Associates Financial Advisory Group, Inc. | 94 | $2.38K | 0.00% | +94 | New |
| Strategic Investment Solutions, Inc. | 100 | $2.53K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 200 | $4.29K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 181 | $4.58K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $6.11K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 339 | $8.59K | 0.00% | +117+52.7% | Added |
| NewSquare Capital LLC | 500 | $12.7K | 0.00% | +500 | New |
| PFS Partners, LLC | 503 | $12.7K | 0.01% | 00.0% | Unchanged |
| Simplex Trading, LLC | 568 | $14.0K | 0.00% | +321+130.0% | Added |
| Bank of America Corp | 700 | $17.7K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 976 | $24.7K | 0.00% | +22+2.3% | Added |
| Harbour Investments, Inc. | 1,000 | $25.3K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,000 | $25.3K | 0.00% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 1,000 | $25.3K | 0.01% | 00.0% | Unchanged |
| Promus Capital, LLC | 1,273 | $32.2K | 0.02% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 2,000 | $50.7K | 0.00% | +1,500+300.0% | Added |
| Steward Partners Investment Advisory, LLC | 2,269 | $57.5K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 5,045 | $127.8K | 0.00% | −331−6.2% | Reduced |
| Register Financial Advisors LLC | 5,912 | $149.8K | 0.08% | +18+0.3% | Added |
| Sunbelt Securities, Inc. | 6,932 | $175.6K | 0.02% | +1,850+36.4% | Added |
| Janney Montgomery Scott LLC | 9,229 | $234.0K | 0.00% | +347+3.9% | Added |
| Cetera Investment Advisers | 10,049 | $254.5K | 0.00% | +10,049 | New |
| Avantax Advisory Services, Inc. | 10,382 | $263.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 10,700 | $271.0K | 0.01% | +2,000+23.0% | Added |
| HighTower Advisors, LLC | 10,731 | $271.8K | 0.00% | −393−3.5% | Reduced |
| Cubist Systematic Strategies, LLC | 10,869 | $275.3K | 0.00% | +10,869 | New |
| JPMorgan Chase & Co | 10,923 | $276.7K | 0.00% | +4,134+60.9% | Added |
| Davidson Trust Co | 11,000 | $278.6K | 0.13% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 12,094 | $306.4K | 0.00% | −47,145−79.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 15,700 | $398.0K | 0.00% | +15,700 | New |
| Bard Associates Inc | 15,945 | $403.9K | 0.15% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,854 | $427.0K | 0.00% | +1,443+9.4% | Added |
| PFG Advisors | 21,905 | $554.9K | 0.03% | −169−0.8% | Reduced |
| Royal Bank of Canada | 23,476 | $595.0K | 0.00% | +1,018+4.5% | Added |
| Marshall Wace, LLP | 28,083 | $711.3K | 0.00% | −7,879−21.9% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 29,509 | $747.5K | 0.00% | +17,595+147.7% | Added |
| RMB Capital Management, LLC | 30,000 | $759.9K | 0.02% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 30,016 | $760.3K | 0.01% | +87+0.3% | Added |
| Wealthcare Advisory Partners LLC | 32,886 | $833.0K | 0.02% | +41+0.1% | Added |
| Raymond James Financial Inc | 33,032 | $836.7K | 0.00% | −1,000−2.9% | Reduced |
| JB Capital Partners LP | 33,847 | $839.4K | 0.18% | 00.0% | Unchanged |
| Citadel Advisors LLC | 39,043 | $989.0K | 0.00% | +21,154+118.3% | Added |
| Next Level Private LLC | 39,154 | $991.8K | 0.37% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 43,188 | $1.09M | 0.30% | +43,188 | New |
| Ethos Financial Group, LLC | 45,507 | $1.15M | 0.11% | +45,507 | New |
| Palogic Value Management, L.P. | 46,680 | $1.18M | 0.52% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 50,232 | $1.27M | 0.01% | −8,827−14.9% | Reduced |
| BlackRock, Inc. | 51,916 | $1.32M | 0.00% | −1,082−2.0% | Reduced |
| Qube Research & Technologies Ltd | 53,025 | $1.34M | 0.00% | +9,173+20.9% | Added |
| International Assets Investment Management, LLC | 54,886 | $1.39M | 0.12% | −24,683−31.0% | Reduced |
| Trexquant Investment LP | 66,974 | $1.70M | 0.02% | +2,957+4.6% | Added |
| Ameriprise Financial Inc | 68,540 | $1.74M | 0.00% | +8,579+14.3% | Added |
| Millennium Management LLC | 70,447 | $1.78M | 0.00% | −34,682−33.0% | Reduced |
| LPL Financial LLC | 88,665 | $2.25M | 0.00% | +1,361+1.6% | Added |
| Morgan Stanley | 92,653 | $2.35M | 0.00% | −1,539−1.6% | Reduced |
| Legal & General Group Plc | 93,930 | $2.38M | 0.00% | +2,933+3.2% | Added |
| Wells Fargo & Company | 100,265 | $2.54M | 0.00% | −9,519−8.7% | Reduced |
| Advisors Asset Management, Inc. | 114,511 | $2.90M | 0.05% | +7,110+6.6% | Added |
| Private Advisor Group, LLC | 125,792 | $3.19M | 0.02% | +3,497+2.9% | Added |
| Lido Advisors, LLC | 130,128 | $3.30M | 0.02% | +35,147+37.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 193,168 | $4.89M | 0.22% | +48,351+33.4% | Added |
| Two Sigma Investments, LP | 235,867 | $5.97M | 0.01% | +107,488+83.7% | Added |
| Two Sigma Advisers, LP | 282,000 | $7.14M | 0.02% | +136,900+94.3% | Added |
| Proequities, Inc. | 0 | $0 | 0.00% | −188−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −33,759−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −20,505−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −13,235−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −11,315−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −10,520−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −93−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −2−100.0% | Sold out |