Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Saratoga Investment Corp. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- 0 vs. Q2 2024
- Shares held
- 2.12M
- +174.5K (+9.0%) vs. Q2 2024
- Total value
- $51.4M
- +$7.24M (+16.4%) vs. Q2 2024
- New holders
- 7
- 16 more added
- Sold out
- 7
- 18 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| International Assets Investment Management, LLC | 112,238 | $4.84M | 0.02% | +107,499+2,268.4% | Added |
| Two Sigma Advisers, LP | 147,000 | $3.41M | 0.01% | −13,600−8.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 138,185 | $3.20M | 0.15% | +17,379+14.4% | Added |
| Private Advisor Group, LLC | 129,621 | $3.01M | 0.02% | +71+0.1% | Added |
| Millennium Management LLC | 123,620 | $2.87M | 0.00% | +12,021+10.8% | Added |
| Two Sigma Investments, LP | 120,823 | $2.80M | 0.01% | −9,499−7.3% | Reduced |
| Advisors Asset Management, Inc. | 112,373 | $2.61M | 0.05% | −2,656−2.3% | Reduced |
| Wells Fargo & Company | 106,492 | $2.47M | 0.00% | +7,200+7.3% | Added |
| Legal & General Group Plc | 102,224 | $2.37M | 0.00% | −9,245−8.3% | Reduced |
| LPL Financial LLC | 92,767 | $2.15M | 0.00% | +3,663+4.1% | Added |
| Morgan Stanley | 84,935 | $1.97M | 0.00% | −12,815−13.1% | Reduced |
| Lido Advisors, LLC | 71,892 | $1.67M | 0.01% | +1,275+1.8% | Added |
| Ameriprise Financial Inc | 64,738 | $1.50M | 0.00% | +2,659+4.3% | Added |
| Kovitz Investment Group Partners, LLC | 62,545 | $1.45M | 0.01% | +62,545 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 56,365 | $1.31M | 0.02% | +7,668+15.7% | Added |
| Palogic Value Management, L.P. | 46,680 | $1.08M | 0.43% | −1,000−2.1% | Reduced |
| Qube Research & Technologies Ltd | 46,360 | $1.08M | 0.00% | +253+0.5% | Added |
| Next Level Private LLC | 39,154 | $908.0K | 0.37% | +6,619+20.3% | Added |
| BlackRock, Inc. | 39,026 | $905.0K | 0.00% | +39,026 | New |
| Virtus ETF Advisers LLC | 34,516 | $800.4K | 0.37% | −7,337−17.5% | Reduced |
| JB Capital Partners LP | 33,847 | $784.9K | 0.15% | 00.0% | Unchanged |
| Raymond James & Associates | 33,000 | $765.3K | 0.00% | +3,142+10.5% | Added |
| Wealthcare Advisory Partners LLC | 31,934 | $740.6K | 0.02% | +1,280+4.2% | Added |
| RMB Capital Management, LLC | 30,000 | $695.7K | 0.02% | 00.0% | Unchanged |
| Trexquant Investment LP | 27,473 | $637.1K | 0.01% | +15,670+132.8% | Added |
| D.A. Davidson & Co. | 27,000 | $626.1K | 0.01% | −736−2.7% | Reduced |
| PFG Advisors | 22,449 | $520.6K | 0.03% | 00.0% | Unchanged |
| Royal Bank of Canada | 22,173 | $514.0K | 0.00% | −1,904−7.9% | Reduced |
| McDonald Partners LLC | 20,264 | $469.9K | 0.12% | −11−0.1% | Reduced |
| Commonwealth Equity Services, LLC | 16,687 | $387.0K | 0.00% | −5,537−24.9% | Reduced |
| Bard Associates Inc | 15,945 | $369.8K | 0.13% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 13,791 | $319.8K | 0.02% | −13,722−49.9% | Reduced |
| Davidson Trust Co | 11,000 | $255.1K | 0.13% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 10,500 | $243.5K | 0.00% | +10,500 | New |
| Avantax Advisory Services, Inc. | 10,448 | $242.3K | 0.00% | −1,043−9.1% | Reduced |
| PVG Asset Management Corp | 10,165 | $235.7K | 0.95% | +10,165 | New |
| Atria Wealth Solutions, Inc. | 9,955 | $230.9K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 8,700 | $202.0K | 0.01% | −1,200−12.1% | Reduced |
| Advisor Group Holdings, Inc. | 6,822 | $158.2K | 0.00% | +219+3.3% | Added |
| Register Financial Advisors LLC | 5,868 | $136.1K | 0.07% | +18+0.3% | Added |
| Sunbelt Securities, Inc. | 5,082 | $117.9K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 5,000 | $116.0K | 0.00% | +5,000 | New |
| Steward Partners Investment Advisory, LLC | 2,269 | $52.6K | 0.00% | −1,695−42.8% | Reduced |
| IFP Advisors, Inc | 1,000 | $23.2K | 0.00% | −500−33.3% | Reduced |
| Harbour Investments, Inc. | 1,000 | $23.2K | 0.00% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 1,000 | $23.2K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 921 | $21.4K | 0.00% | −2−0.2% | Reduced |
| Bank of America Corp | 700 | $16.2K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $11.7K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 500 | $11.6K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 400 | $9.28K | 0.00% | −100−20.0% | Reduced |
| Laurel Wealth Advisors LLC | 241 | $5.59K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 222 | $5.15K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 181 | $4.00K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 100 | $2.32K | 0.00% | +100 | New |
| Venturi Wealth Management, LLC | 93 | $2.16K | 0.00% | +93 | New |
| BNP Paribas Arbitrage, SA | 1 | $23 | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −20,761−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −11,504−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −9,885−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −6,899−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −5,100−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,790−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| TMD Wealth Management, LLC | – | – | – | – | Not filed |