Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Saratoga Investment Corp. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- 0 vs. Q2 2024
- Shares held
- 2.12M
- +174.5K (+9.0%) vs. Q2 2024
- Total value
- $51.4M
- +$7.24M (+16.4%) vs. Q2 2024
- New holders
- 7
- 16 more added
- Sold out
- 7
- 18 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BNP Paribas Arbitrage, SA | 1 | $23 | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 93 | $2.16K | 0.00% | +93 | New |
| Strategic Investment Solutions, Inc. | 100 | $2.32K | 0.00% | +100 | New |
| Financial Management Professionals, Inc. | 181 | $4.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 222 | $5.15K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $5.59K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 400 | $9.28K | 0.00% | −100−20.0% | Reduced |
| Bartlett & Co. Wealth Management LLC | 500 | $11.6K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $11.7K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 700 | $16.2K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 921 | $21.4K | 0.00% | −2−0.2% | Reduced |
| IFP Advisors, Inc | 1,000 | $23.2K | 0.00% | −500−33.3% | Reduced |
| Harbour Investments, Inc. | 1,000 | $23.2K | 0.00% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 1,000 | $23.2K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,269 | $52.6K | 0.00% | −1,695−42.8% | Reduced |
| JPMorgan Chase & Co | 5,000 | $116.0K | 0.00% | +5,000 | New |
| Sunbelt Securities, Inc. | 5,082 | $117.9K | 0.01% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 5,868 | $136.1K | 0.07% | +18+0.3% | Added |
| Advisor Group Holdings, Inc. | 6,822 | $158.2K | 0.00% | +219+3.3% | Added |
| Wedbush Securities Inc | 8,700 | $202.0K | 0.01% | −1,200−12.1% | Reduced |
| Atria Wealth Solutions, Inc. | 9,955 | $230.9K | 0.00% | 00.0% | Unchanged |
| PVG Asset Management Corp | 10,165 | $235.7K | 0.95% | +10,165 | New |
| Avantax Advisory Services, Inc. | 10,448 | $242.3K | 0.00% | −1,043−9.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 10,500 | $243.5K | 0.00% | +10,500 | New |
| Davidson Trust Co | 11,000 | $255.1K | 0.13% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 13,791 | $319.8K | 0.02% | −13,722−49.9% | Reduced |
| Bard Associates Inc | 15,945 | $369.8K | 0.13% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,687 | $387.0K | 0.00% | −5,537−24.9% | Reduced |
| McDonald Partners LLC | 20,264 | $469.9K | 0.12% | −11−0.1% | Reduced |
| Royal Bank of Canada | 22,173 | $514.0K | 0.00% | −1,904−7.9% | Reduced |
| PFG Advisors | 22,449 | $520.6K | 0.03% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 27,000 | $626.1K | 0.01% | −736−2.7% | Reduced |
| Trexquant Investment LP | 27,473 | $637.1K | 0.01% | +15,670+132.8% | Added |
| RMB Capital Management, LLC | 30,000 | $695.7K | 0.02% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 31,934 | $740.6K | 0.02% | +1,280+4.2% | Added |
| Raymond James & Associates | 33,000 | $765.3K | 0.00% | +3,142+10.5% | Added |
| JB Capital Partners LP | 33,847 | $784.9K | 0.15% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 34,516 | $800.4K | 0.37% | −7,337−17.5% | Reduced |
| BlackRock, Inc. | 39,026 | $905.0K | 0.00% | +39,026 | New |
| Next Level Private LLC | 39,154 | $908.0K | 0.37% | +6,619+20.3% | Added |
| Qube Research & Technologies Ltd | 46,360 | $1.08M | 0.00% | +253+0.5% | Added |
| Palogic Value Management, L.P. | 46,680 | $1.08M | 0.43% | −1,000−2.1% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 56,365 | $1.31M | 0.02% | +7,668+15.7% | Added |
| Kovitz Investment Group Partners, LLC | 62,545 | $1.45M | 0.01% | +62,545 | New |
| Ameriprise Financial Inc | 64,738 | $1.50M | 0.00% | +2,659+4.3% | Added |
| Lido Advisors, LLC | 71,892 | $1.67M | 0.01% | +1,275+1.8% | Added |
| Morgan Stanley | 84,935 | $1.97M | 0.00% | −12,815−13.1% | Reduced |
| LPL Financial LLC | 92,767 | $2.15M | 0.00% | +3,663+4.1% | Added |
| Legal & General Group Plc | 102,224 | $2.37M | 0.00% | −9,245−8.3% | Reduced |
| Wells Fargo & Company | 106,492 | $2.47M | 0.00% | +7,200+7.3% | Added |
| Advisors Asset Management, Inc. | 112,373 | $2.61M | 0.05% | −2,656−2.3% | Reduced |
| Two Sigma Investments, LP | 120,823 | $2.80M | 0.01% | −9,499−7.3% | Reduced |
| Millennium Management LLC | 123,620 | $2.87M | 0.00% | +12,021+10.8% | Added |
| Private Advisor Group, LLC | 129,621 | $3.01M | 0.02% | +71+0.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 138,185 | $3.20M | 0.15% | +17,379+14.4% | Added |
| Two Sigma Advisers, LP | 147,000 | $3.41M | 0.01% | −13,600−8.5% | Reduced |
| International Assets Investment Management, LLC | 112,238 | $4.84M | 0.02% | +107,499+2,268.4% | Added |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −20,761−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −11,504−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −9,885−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −6,899−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −5,100−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,790−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| TMD Wealth Management, LLC | – | – | – | – | Not filed |