Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Saratoga Investment Corp. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +7 vs. Q4 2022
- Shares held
- 1.87M
- −417.9K (−18.3%) vs. Q4 2022
- Total value
- $47.1M
- −$9.78M (−17.2%) vs. Q4 2022
- New holders
- 12
- 25 more added
- Sold out
- 5
- 13 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Black Diamond Capital Management, L.L.C. | 441,770 | $11.2M | 6.44% | −509,570−53.6% | Reduced |
| Advisors Asset Management, Inc. | 138,850 | $3.51M | 0.07% | +5,265+3.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 97,345 | $2.46M | 0.15% | −16,134−14.2% | Reduced |
| Wells Fargo & Company | 84,629 | $2.14M | 0.00% | +1,080+1.3% | Added |
| Legal & General Group Plc | 81,849 | $2.06M | 0.00% | +2,232+2.8% | Added |
| Millennium Management LLC | 75,717 | $1.91M | 0.00% | +75,717 | New |
| Raymond James & Associates | 69,576 | $1.76M | 0.00% | −12,945−15.7% | Reduced |
| LPL Financial LLC | 64,884 | $1.64M | 0.00% | −3,580−5.2% | Reduced |
| Two Sigma Advisers, LP | 63,800 | $1.61M | 0.00% | +24,700+63.2% | Added |
| Ameriprise Financial Inc | 58,279 | $1.47M | 0.00% | −2,089−3.5% | Reduced |
| Private Advisor Group, LLC | 56,574 | $1.43M | 0.01% | +2,350+4.3% | Added |
| Palogic Value Management, L.P. | 48,780 | $1.23M | 0.60% | −1,200−2.4% | Reduced |
| Advisor Group Holdings, Inc. | 35,985 | $909.7K | 0.00% | −1,119−3.0% | Reduced |
| JB Capital Partners LP | 33,847 | $855.7K | 0.21% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 33,445 | $845.5K | 0.47% | +1,581+5.0% | Added |
| Morgan Stanley | 32,062 | $810.5K | 0.00% | +6,244+24.2% | Added |
| Mackenzie Financial Corp | 30,908 | $781.4K | 0.00% | +8,890+40.4% | Added |
| Advisory Research Inc | 29,656 | $749.7K | 0.12% | −695−2.3% | Reduced |
| Next Level Private LLC | 28,459 | $719.5K | 0.57% | +776+2.8% | Added |
| Royal Bank of Canada | 27,619 | $698.0K | 0.00% | +5,965+27.5% | Added |
| Putnam Investments LLC | 27,509 | $695.4K | 0.00% | +19,504+243.6% | Added |
| PFG Advisors | 26,391 | $667.2K | 0.06% | −1,826−6.5% | Reduced |
| Two Sigma Investments, LP | 24,910 | $629.7K | 0.00% | +24,910 | New |
| Cerity Partners LLC | 24,711 | $624.7K | 0.00% | −1,902−7.1% | Reduced |
| D.A. Davidson & Co. | 22,755 | $575.3K | 0.01% | +2,537+12.5% | Added |
| National Asset Management, Inc. | 20,831 | $526.6K | 0.01% | +61+0.3% | Added |
| Chicago Partners Investment Group LLC | 20,118 | $492.9K | 0.03% | +147+0.7% | Added |
| Bard Associates Inc | 16,410 | $414.8K | 0.17% | +200+1.2% | Added |
| First Republic Investment Management, Inc. | 13,677 | $345.8K | 0.00% | 00.0% | Unchanged |
| Trexquant Investment LP | 11,533 | $291.6K | 0.01% | +11,533 | New |
| Davidson Trust Co | 11,000 | $278.1K | 0.21% | 00.0% | Unchanged |
| Mariner, LLC | 9,927 | $251.0K | 0.00% | +381+4.0% | Added |
| Virtus ETF Advisers LLC | 9,750 | $246.5K | 0.14% | −25−0.3% | Reduced |
| Larson Financial Group LLC | 8,923 | $225.6K | 0.02% | +455+5.4% | Added |
| Commonwealth Equity Services, LLC | 8,916 | $225.0K | 0.00% | +352+4.1% | Added |
| Avantax Advisory Services, Inc. | 8,779 | $221.9K | 0.00% | +8,779 | New |
| Atria Wealth Solutions, Inc. | 8,505 | $215.0K | 0.00% | +8,505 | New |
| Rockefeller Capital Management L.P. | 8,334 | $210.0K | 0.00% | +125+1.5% | Added |
| IFP Advisors, Inc | 8,828 | $203.5K | 0.01% | +2,034+29.9% | Added |
| Steward Partners Investment Advisory, LLC | 7,203 | $182.1K | 0.00% | +2,400+50.0% | Added |
| Register Financial Advisors LLC | 5,775 | $146.0K | 0.11% | +89+1.6% | Added |
| Sunbelt Securities, Inc. | 5,082 | $127.0K | 0.02% | +5,082 | New |
| ICA Group Wealth Management, LLC | 4,950 | $125.1K | 0.03% | 00.0% | Unchanged |
| Citadel Advisors LLC | 4,291 | $108.5K | 0.00% | −5,861−57.7% | Reduced |
| International Assets Investment Management, LLC | 3,116 | $78.8K | 0.01% | +3,116 | New |
| Bank of America Corp | 2,053 | $51.9K | 0.00% | +2,053 | New |
| Tradition Wealth Management, LLC | 1,583 | $40.0K | 0.00% | +81+5.4% | Added |
| Ahrens Investment Partners LLC | 1,272 | $32.2K | 0.02% | +1,272 | New |
| UBS Group AG | 1,129 | $28.5K | 0.00% | −399−26.1% | Reduced |
| Belpointe Asset Management LLC | 1,000 | $25.3K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 772 | $19.5K | 0.00% | +6+0.8% | Added |
| Simplex Trading, LLC | 548 | $13.0K | 0.00% | +522+2,007.7% | Added |
| PFS Partners, LLC | 503 | $12.7K | 0.01% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $6.09K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 237 | $5.99K | 0.00% | +237 | New |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 100 | $3.00K | 0.00% | +100 | New |
| TCI Wealth Advisors, Inc. | 0 | $3 | 0.00% | 0 | New |
| Banque Pictet & Cie SA | 0 | $0 | 0.00% | −44,468−100.0% | Sold out |
| Pictet North America Advisors SA | 0 | $0 | 0.00% | −44,468−100.0% | Sold out |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Cornerstone Planning Group LLC | – | – | – | – | Not filed |