Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Saratoga Investment Corp. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +7 vs. Q4 2022
- Shares held
- 1.87M
- −417.9K (−18.3%) vs. Q4 2022
- Total value
- $47.1M
- −$9.78M (−17.2%) vs. Q4 2022
- New holders
- 12
- 25 more added
- Sold out
- 5
- 13 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TCI Wealth Advisors, Inc. | 0 | $3 | 0.00% | 0 | New |
| JPMorgan Chase & Co | 100 | $3.00K | 0.00% | +100 | New |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 237 | $5.99K | 0.00% | +237 | New |
| Laurel Wealth Advisors LLC | 241 | $6.09K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $12.7K | 0.01% | 00.0% | Unchanged |
| Simplex Trading, LLC | 548 | $13.0K | 0.00% | +522+2,007.7% | Added |
| Advisory Services Network, LLC | 772 | $19.5K | 0.00% | +6+0.8% | Added |
| Belpointe Asset Management LLC | 1,000 | $25.3K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,129 | $28.5K | 0.00% | −399−26.1% | Reduced |
| Ahrens Investment Partners LLC | 1,272 | $32.2K | 0.02% | +1,272 | New |
| Tradition Wealth Management, LLC | 1,583 | $40.0K | 0.00% | +81+5.4% | Added |
| Bank of America Corp | 2,053 | $51.9K | 0.00% | +2,053 | New |
| International Assets Investment Management, LLC | 3,116 | $78.8K | 0.01% | +3,116 | New |
| Citadel Advisors LLC | 4,291 | $108.5K | 0.00% | −5,861−57.7% | Reduced |
| ICA Group Wealth Management, LLC | 4,950 | $125.1K | 0.03% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 5,082 | $127.0K | 0.02% | +5,082 | New |
| Register Financial Advisors LLC | 5,775 | $146.0K | 0.11% | +89+1.6% | Added |
| Steward Partners Investment Advisory, LLC | 7,203 | $182.1K | 0.00% | +2,400+50.0% | Added |
| IFP Advisors, Inc | 8,828 | $203.5K | 0.01% | +2,034+29.9% | Added |
| Rockefeller Capital Management L.P. | 8,334 | $210.0K | 0.00% | +125+1.5% | Added |
| Atria Wealth Solutions, Inc. | 8,505 | $215.0K | 0.00% | +8,505 | New |
| Avantax Advisory Services, Inc. | 8,779 | $221.9K | 0.00% | +8,779 | New |
| Commonwealth Equity Services, LLC | 8,916 | $225.0K | 0.00% | +352+4.1% | Added |
| Larson Financial Group LLC | 8,923 | $225.6K | 0.02% | +455+5.4% | Added |
| Virtus ETF Advisers LLC | 9,750 | $246.5K | 0.14% | −25−0.3% | Reduced |
| Mariner, LLC | 9,927 | $251.0K | 0.00% | +381+4.0% | Added |
| Davidson Trust Co | 11,000 | $278.1K | 0.21% | 00.0% | Unchanged |
| Trexquant Investment LP | 11,533 | $291.6K | 0.01% | +11,533 | New |
| First Republic Investment Management, Inc. | 13,677 | $345.8K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 16,410 | $414.8K | 0.17% | +200+1.2% | Added |
| Chicago Partners Investment Group LLC | 20,118 | $492.9K | 0.03% | +147+0.7% | Added |
| National Asset Management, Inc. | 20,831 | $526.6K | 0.01% | +61+0.3% | Added |
| D.A. Davidson & Co. | 22,755 | $575.3K | 0.01% | +2,537+12.5% | Added |
| Cerity Partners LLC | 24,711 | $624.7K | 0.00% | −1,902−7.1% | Reduced |
| Two Sigma Investments, LP | 24,910 | $629.7K | 0.00% | +24,910 | New |
| PFG Advisors | 26,391 | $667.2K | 0.06% | −1,826−6.5% | Reduced |
| Putnam Investments LLC | 27,509 | $695.4K | 0.00% | +19,504+243.6% | Added |
| Royal Bank of Canada | 27,619 | $698.0K | 0.00% | +5,965+27.5% | Added |
| Next Level Private LLC | 28,459 | $719.5K | 0.57% | +776+2.8% | Added |
| Advisory Research Inc | 29,656 | $749.7K | 0.12% | −695−2.3% | Reduced |
| Mackenzie Financial Corp | 30,908 | $781.4K | 0.00% | +8,890+40.4% | Added |
| Morgan Stanley | 32,062 | $810.5K | 0.00% | +6,244+24.2% | Added |
| Claybrook Capital, LLC | 33,445 | $845.5K | 0.47% | +1,581+5.0% | Added |
| JB Capital Partners LP | 33,847 | $855.7K | 0.21% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 35,985 | $909.7K | 0.00% | −1,119−3.0% | Reduced |
| Palogic Value Management, L.P. | 48,780 | $1.23M | 0.60% | −1,200−2.4% | Reduced |
| Private Advisor Group, LLC | 56,574 | $1.43M | 0.01% | +2,350+4.3% | Added |
| Ameriprise Financial Inc | 58,279 | $1.47M | 0.00% | −2,089−3.5% | Reduced |
| Two Sigma Advisers, LP | 63,800 | $1.61M | 0.00% | +24,700+63.2% | Added |
| LPL Financial LLC | 64,884 | $1.64M | 0.00% | −3,580−5.2% | Reduced |
| Raymond James & Associates | 69,576 | $1.76M | 0.00% | −12,945−15.7% | Reduced |
| Millennium Management LLC | 75,717 | $1.91M | 0.00% | +75,717 | New |
| Legal & General Group Plc | 81,849 | $2.06M | 0.00% | +2,232+2.8% | Added |
| Wells Fargo & Company | 84,629 | $2.14M | 0.00% | +1,080+1.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 97,345 | $2.46M | 0.15% | −16,134−14.2% | Reduced |
| Advisors Asset Management, Inc. | 138,850 | $3.51M | 0.07% | +5,265+3.9% | Added |
| Black Diamond Capital Management, L.L.C. | 441,770 | $11.2M | 6.44% | −509,570−53.6% | Reduced |
| Banque Pictet & Cie SA | 0 | $0 | 0.00% | −44,468−100.0% | Sold out |
| Pictet North America Advisors SA | 0 | $0 | 0.00% | −44,468−100.0% | Sold out |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Cornerstone Planning Group LLC | – | – | – | – | Not filed |