Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Saratoga Investment Corp. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- −6 vs. Q4 2021
- Shares held
- 2.35M
- −205.0K (−8.0%) vs. Q4 2021
- Total value
- $63.9M
- −$11.0M (−14.7%) vs. Q4 2021
- New holders
- 8
- 24 more added
- Sold out
- 14
- 10 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Black Diamond Capital Management, L.L.C. | 1,016,942 | $27.7M | 13.97% | +38,545+3.9% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 164,249 | $4.48M | 1.68% | +63,359+62.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 90,517 | $2.47M | 0.13% | −29,996−24.9% | Reduced |
| Raymond James & Associates | 81,686 | $2.23M | 0.00% | +7,043+9.4% | Added |
| Wells Fargo & Company | 79,543 | $2.17M | 0.00% | +6,220+8.5% | Added |
| Legal & General Group Plc | 71,023 | $1.94M | 0.00% | +2,771+4.1% | Added |
| LPL Financial LLC | 69,686 | $1.90M | 0.00% | −10,127−12.7% | Reduced |
| Two Sigma Advisers, LP | 62,500 | $1.70M | 0.00% | −7,700−11.0% | Reduced |
| Two Sigma Investments, LP | 51,897 | $1.42M | 0.00% | −32,741−38.7% | Reduced |
| Cerity Partners LLC | 50,299 | $1.37M | 0.02% | −1,747−3.4% | Reduced |
| Mackenzie Financial Corp | 48,376 | $1.32M | 0.00% | −2,877−5.6% | Reduced |
| Advisor Group Holdings, Inc. | 40,510 | $1.10M | 0.00% | −1,123−2.7% | Reduced |
| JB Capital Partners LP | 33,847 | $923.0K | 0.21% | 00.0% | Unchanged |
| Advisory Research Inc | 31,552 | $860.0K | 0.07% | +5,056+19.1% | Added |
| Private Advisor Group, LLC | 31,420 | $857.0K | 0.01% | +17,020+118.2% | Added |
| PFG Advisors | 29,965 | $817.0K | 0.08% | 00.0% | Unchanged |
| Morgan Stanley | 28,272 | $770.0K | 0.00% | +699+2.5% | Added |
| Ares Management LLC | 27,798 | $758.0K | 0.03% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 25,901 | $706.0K | 0.02% | +501+2.0% | Added |
| Ameriprise Financial Inc | 25,378 | $692.0K | 0.00% | −1,003−3.8% | Reduced |
| Next Level Private LLC | 22,841 | $623.0K | 0.50% | +891+4.1% | Added |
| Chicago Partners Investment Group LLC | 23,100 | $605.0K | 0.05% | +2,010+9.5% | Added |
| D.A. Davidson & Co. | 21,179 | $577.0K | 0.01% | +108+0.5% | Added |
| Rockefeller Capital Management L.P. | 20,734 | $565.0K | 0.00% | +3,987+23.8% | Added |
| Royal Bank of Canada | 19,564 | $533.0K | 0.00% | −11−0.1% | Reduced |
| Bard Associates Inc | 18,095 | $493.0K | 0.17% | +2,390+15.2% | Added |
| Virtus ETF Advisers LLC | 17,582 | $479.0K | 0.21% | +3,435+24.3% | Added |
| Northern Trust Corp | 13,876 | $378.0K | 0.00% | +1,378+11.0% | Added |
| National Asset Management, Inc. | 13,545 | $370.0K | 0.01% | +1,430+11.8% | Added |
| Davidson Trust Co | 13,000 | $354.0K | 0.26% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 12,981 | $354.0K | 0.00% | +4,006+44.6% | Added |
| Ahrens Investment Partners LLC | 11,930 | $325.0K | 0.10% | +2,220+22.9% | Added |
| Citadel Advisors LLC | 11,225 | $306.0K | 0.00% | −20,913−65.1% | Reduced |
| Financial Advocates Investment Management | 8,808 | $240.0K | 0.02% | +1,602+22.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 8,771 | $239.0K | 0.00% | +8,771 | New |
| Avantax Advisory Services, Inc. | 8,383 | $228.0K | 0.00% | +8,383 | New |
| TAP Consulting, LLC | 8,318 | $227.0K | 0.06% | +310+3.9% | Added |
| Modera Wealth Management, LLC | 8,000 | $218.0K | 0.01% | +8,000 | New |
| UBS Group AG | 5,810 | $158.0K | 0.00% | +1,783+44.3% | Added |
| IFP Advisors, Inc | 6,652 | $154.0K | 0.00% | +6,652 | New |
| Geneos Wealth Management Inc. | 1,756 | $47.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,433 | $39.0K | 0.00% | +53+3.8% | Added |
| Lazard Asset Management LLC | 1,421 | $38.0K | 0.00% | +1,421 | New |
| Cullen/Frost Bankers, Inc. | 1,357 | $37.0K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 1,000 | $27.0K | 0.00% | +650+185.7% | Added |
| American Portfolios Advisors | 880 | $24.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 734 | $20.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 500 | $14.0K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $13.7K | 0.01% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 315 | $9.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $7.00K | 0.00% | 00.0% | Unchanged |
| Motco | 249 | $7.00K | 0.00% | +249 | New |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 93 | $3.00K | 0.00% | +93 | New |
| Lee Financial Co | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 13 | $0 | 0.00% | +13 | New |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −138,230−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −30,523−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −28,397−100.0% | Sold out |
| Putnam Investments LLC | 0 | $0 | 0.00% | −23,936−100.0% | Sold out |
| Chemistry Wealth Management LLC | 0 | $0 | 0.00% | −21,950−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −19,747−100.0% | Sold out |
| All Season Financial Advisors, Inc. | 0 | $0 | 0.00% | −11,301−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −9,880−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −8,800−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −840−100.0% | Sold out |
| Mark Sheptoff Financial Planning, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Vectors Research Management, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |