Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Saratoga Investment Corp. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- +10 vs. Q1 2023
- Shares held
- 1.77M
- −92.9K (−5.0%) vs. Q1 2023
- Total value
- $47.8M
- +$706.0K (+1.5%) vs. Q1 2023
- New holders
- 18
- 23 more added
- Sold out
- 8
- 18 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | 128,551 | $3.47M | 0.07% | −10,299−7.4% | Reduced |
| Millennium Management LLC | 125,826 | $3.40M | 0.00% | +50,109+66.2% | Added |
| Two Sigma Advisers, LP | 100,800 | $2.72M | 0.01% | +37,000+58.0% | Added |
| Black Diamond Capital Management, L.L.C. | 96,507 | $2.60M | 1.62% | −345,263−78.2% | Reduced |
| Two Sigma Investments, LP | 93,403 | $2.52M | 0.01% | +68,493+275.0% | Added |
| Legal & General Group Plc | 89,035 | $2.40M | 0.00% | +7,186+8.8% | Added |
| Wells Fargo & Company | 86,104 | $2.32M | 0.00% | +1,475+1.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 80,782 | $2.18M | 0.13% | −16,563−17.0% | Reduced |
| LPL Financial LLC | 71,819 | $1.94M | 0.00% | +6,935+10.7% | Added |
| Raymond James & Associates | 63,809 | $1.72M | 0.00% | −5,767−8.3% | Reduced |
| Private Advisor Group, LLC | 59,374 | $1.60M | 0.01% | +2,800+4.9% | Added |
| Ameriprise Financial Inc | 58,339 | $1.57M | 0.00% | +60+0.1% | Added |
| Palogic Value Management, L.P. | 47,680 | $1.29M | 0.60% | −1,100−2.3% | Reduced |
| Claybrook Capital, LLC | 41,817 | $1.13M | 0.60% | +8,372+25.0% | Added |
| Morgan Stanley | 35,490 | $957.9K | 0.00% | +3,428+10.7% | Added |
| Advisor Group Holdings, Inc. | 34,518 | $931.6K | 0.00% | −1,467−4.1% | Reduced |
| JB Capital Partners LP | 33,847 | $913.5K | 0.20% | 00.0% | Unchanged |
| Putnam Investments LLC | 33,589 | $906.6K | 0.00% | +6,080+22.1% | Added |
| Marshall Wace, LLP | 33,521 | $904.7K | 0.00% | +33,521 | New |
| Next Level Private LLC | 28,459 | $781.2K | 0.51% | 00.0% | Unchanged |
| Royal Bank of Canada | 28,341 | $765.0K | 0.00% | +722+2.6% | Added |
| Advisory Research Inc | 26,925 | $726.7K | 0.09% | −2,731−9.2% | Reduced |
| PFG Advisors | 26,391 | $712.3K | 0.05% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 23,846 | $648.1K | 0.00% | −7,062−22.8% | Reduced |
| D.A. Davidson & Co. | 22,840 | $616.5K | 0.01% | +85+0.4% | Added |
| D. E. Shaw & Co., Inc. | 20,435 | $551.5K | 0.00% | +20,435 | New |
| National Asset Management, Inc. | 19,010 | $513.1K | 0.01% | −1,821−8.7% | Reduced |
| Cerity Partners LLC | 18,700 | $504.7K | 0.00% | −6,011−24.3% | Reduced |
| Bard Associates Inc | 16,485 | $444.9K | 0.17% | +75+0.5% | Added |
| Quadrature Capital Ltd | 16,366 | $440.9K | 0.01% | +16,366 | New |
| Commonwealth Equity Services, LLC | 12,145 | $328.0K | 0.00% | +3,229+36.2% | Added |
| Davidson Trust Co | 11,000 | $296.9K | 0.21% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 10,905 | $294.3K | 0.00% | +2,400+28.2% | Added |
| Jump Financial, LLC | 10,200 | $275.3K | 0.01% | +10,200 | New |
| Mariner, LLC | 9,546 | $257.7K | 0.00% | −381−3.8% | Reduced |
| Cubist Systematic Strategies, LLC | 9,540 | $257.5K | 0.00% | +9,540 | New |
| Virtus ETF Advisers LLC | 9,250 | $249.7K | 0.15% | −500−5.1% | Reduced |
| Chicago Partners Investment Group LLC | 9,409 | $248.7K | 0.01% | −10,709−53.2% | Reduced |
| Larson Financial Group LLC | 9,152 | $247.0K | 0.02% | +229+2.6% | Added |
| Qube Research & Technologies Ltd | 8,991 | $242.7K | 0.00% | +8,991 | New |
| Avantax Advisory Services, Inc. | 8,870 | $239.4K | 0.00% | +91+1.0% | Added |
| Janney Montgomery Scott LLC | 8,820 | $238.0K | 0.00% | +8,820 | New |
| Cetera Advisors LLC | 8,325 | $224.7K | 0.00% | +8,325 | New |
| SG Americas Securities, LLC | 8,168 | $220.0K | 0.00% | +8,168 | New |
| Citadel Advisors LLC | 8,011 | $216.2K | 0.00% | +3,720+86.7% | Added |
| HRT Financial LP | 7,640 | $206.0K | 0.00% | +7,640 | New |
| First Republic Investment Management, Inc. | 7,500 | $202.4K | 0.00% | −6,177−45.2% | Reduced |
| Rockefeller Capital Management L.P. | 7,143 | $192.8K | 0.00% | −1,191−14.3% | Reduced |
| IFP Advisors, Inc | 8,312 | $191.6K | 0.01% | −516−5.8% | Reduced |
| Register Financial Advisors LLC | 5,787 | $156.2K | 0.11% | +12+0.2% | Added |
| Steward Partners Investment Advisory, LLC | 5,503 | $148.5K | 0.00% | −1,700−23.6% | Reduced |
| Sunbelt Securities, Inc. | 5,082 | $137.2K | 0.02% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 3,247 | $87.6K | 0.00% | +3,247 | New |
| UBS Group AG | 2,639 | $71.2K | 0.00% | +1,510+133.7% | Added |
| Toth Financial Advisory Corp | 2,600 | $70.2K | 0.01% | +2,600 | New |
| Quantbot Technologies LP | 2,426 | $65.5K | 0.00% | +2,426 | New |
| JPMorgan Chase & Co | 2,300 | $62.1K | 0.00% | +2,200+2,200.0% | Added |
| Bank of America Corp | 2,046 | $55.2K | 0.00% | −7−0.3% | Reduced |
| Tradition Wealth Management, LLC | 1,624 | $44.0K | 0.01% | +41+2.6% | Added |
| Harbour Investments, Inc. | 1,000 | $27.0K | 0.00% | +1,000 | New |
| PFS Partners, LLC | 503 | $13.6K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 500 | $13.5K | 0.00% | +500 | New |
| Bartlett & Co. LLC | 500 | $13.0K | 0.00% | +500 | New |
| Laurel Wealth Advisors LLC | 241 | $6.50K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 8 | $216 | 0.00% | +8 | New |
| Baystate Wealth Management LLC | 0 | $11 | 0.00% | 0 | New |
| Trexquant Investment LP | 0 | $0 | 0.00% | −11,533−100.0% | Sold out |
| ICA Group Wealth Management, LLC | 0 | $0 | 0.00% | −4,950−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −3,116−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −772−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −548−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −237−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | 0 | Sold out |
| Ahrens Investment Partners LLC | – | – | – | – | Not filed |