Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
Q2 2023 vs. Q1 2023
How the institutions holding Saratoga Investment Corp. changed between Q1 2023 and Q2 2023.
All holders in Q2 2023All holders in Q1 2023
| Measure | Q1 2023 | Of which not filed for Q2 2023 | Q2 2023 | Change |
|---|---|---|---|---|
| Holders | 58 | 1 | 67 | +10 |
| Shares | 1.87M | 1.27K | 1.77M | −92.9K (−5.0%) |
| Value | $47.1M | $32.2K | $47.8M | +$706.0K (+1.5%) |
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (18)
Institutions that held Saratoga Investment Corp. at the end of Q2 2023 but not at the end of Q1 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Marshall Wace, LLP | 33,521 | $904.7K | 0.00% |
| D. E. Shaw & Co., Inc. | 20,435 | $551.5K | 0.00% |
| Quadrature Capital Ltd | 16,366 | $440.9K | 0.01% |
| Jump Financial, LLC | 10,200 | $275.3K | 0.01% |
| Cubist Systematic Strategies, LLC | 9,540 | $257.5K | 0.00% |
| Qube Research & Technologies Ltd | 8,991 | $242.7K | 0.00% |
| Janney Montgomery Scott LLC | 8,820 | $238.0K | 0.00% |
| Cetera Advisors LLC | 8,325 | $224.7K | 0.00% |
| SG Americas Securities, LLC | 8,168 | $220.0K | 0.00% |
| HRT Financial LP | 7,640 | $206.0K | 0.00% |
| BNP Paribas Arbitrage, SA | 3,247 | $87.6K | 0.00% |
| Toth Financial Advisory Corp | 2,600 | $70.2K | 0.01% |
| Quantbot Technologies LP | 2,426 | $65.5K | 0.00% |
| Harbour Investments, Inc. | 1,000 | $27.0K | 0.00% |
| Bartlett & Co. Wealth Management LLC | 500 | $13.5K | 0.00% |
| Bartlett & Co. LLC | 500 | $13.0K | 0.00% |
| Citigroup Inc | 8 | $216 | 0.00% |
| Baystate Wealth Management LLC | 0 | $11 | 0.00% |
Sold out (8)
Institutions that held Saratoga Investment Corp. at the end of Q1 2023 and filed for Q2 2023 without it.
| Institution | Shares, Q1 2023 | Value, Q1 2023 |
|---|---|---|
| Trexquant Investment LP | 11,533 | $291.6K |
| ICA Group Wealth Management, LLC | 4,950 | $125.1K |
| International Assets Investment Management, LLC | 3,116 | $78.8K |
| Belpointe Asset Management LLC | 1,000 | $25.3K |
| Advisory Services Network, LLC | 772 | $19.5K |
| Simplex Trading, LLC | 548 | $13.0K |
| FMR LLC | 237 | $5.99K |
| TCI Wealth Advisors, Inc. | 0 | $3 |
Not filed for Q2 2023 yet (1)
Institutions that held Saratoga Investment Corp. at the end of Q1 2023 and haven't filed a 13F for Q2 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q1 2023 | Value, Q1 2023 |
|---|---|---|
| Ahrens Investment Partners LLC | 1,272 | $32.2K |