Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $43.2M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Saratoga Investment Corp. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- −4 vs. Q1 2026
- Shares held
- 1.94M
- +23.8K (+1.2%) vs. Q1 2026
- Total value
- $43.2M
- +$1.34M (+3.2%) vs. Q1 2026
- New holders
- 4
- 23 more added
- Sold out
- 8
- 20 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $43.2M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.2M |
| Q2 2025 | 65 | $58.5M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.5M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $52.0M |
| Q4 2023 | 71 | $66.6M |
| Q3 2023 | 65 | $62.1M |
| Q2 2023 | 67 | $48.0M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.9M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lido Advisors, LLC | 181,518 | $4.05M | 0.01% | −17,620−8.8% | Reduced |
| Private Advisor Group, LLC | 146,681 | $3.27M | 0.01% | −18,458−11.2% | Reduced |
| Legal & General Group Plc | 141,229 | $3.16M | 0.00% | +18,288+14.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 127,040 | $2.83M | 0.08% | −10,635−7.7% | Reduced |
| Advisors Asset Management, Inc. | 121,635 | $2.71M | 0.04% | +15,010+14.1% | Added |
| International Assets Investment Management, LLC | 116,012 | $2.61M | 0.16% | +33,605+40.8% | Added |
| LPL Financial LLC | 111,909 | $2.50M | 0.00% | −2,086−1.8% | Reduced |
| Palogic Value Management, L.P. | 93,360 | $2.08M | 0.37% | +46,680+100.0% | Added |
| Wells Fargo & Company | 85,079 | $1.90M | 0.00% | −188−0.2% | Reduced |
| Ethos Financial Group, LLC | 56,533 | $1.26M | 0.08% | +3,687+7.0% | Added |
| Janney Montgomery Scott LLC | 56,157 | $1.25M | 0.00% | +45,901+447.6% | Added |
| BlackRock, Inc. | 53,261 | $1.19M | 0.00% | −1,335−2.4% | Reduced |
| Citadel Advisors LLC | 50,507 | $1.13M | 0.00% | +27,204+116.7% | Added |
| Raymond James Financial Inc | 49,143 | $1.10M | 0.00% | +689+1.4% | Added |
| Wealthcare Advisory Partners LLC | 49,141 | $1.10M | 0.02% | −1,432−2.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 46,398 | $1.04M | 0.00% | +22,422+93.5% | Added |
| Next Level Private LLC | 43,527 | $971.1K | 0.19% | 00.0% | Unchanged |
| Morgan Stanley | 41,713 | $930.6K | 0.00% | +13,427+47.5% | Added |
| JB Capital Partners LP | 33,847 | $737.2K | 0.11% | 00.0% | Unchanged |
| Colony Group, LLC | 31,441 | $701.4K | 0.00% | +3,732+13.5% | Added |
| Focus Financial Network, Inc. | 25,218 | $562.6K | 0.02% | +4,042+19.1% | Added |
| XTX Topco Ltd | 24,939 | $556.4K | 0.01% | +14,860+147.4% | Added |
| Cetera Investment Advisers | 23,001 | $513.1K | 0.00% | +700+3.1% | Added |
| Advisor Group Holdings, Inc. | 22,747 | $507.5K | 0.00% | +53+0.2% | Added |
| Greenwood Gearhart Inc | 21,500 | $479.7K | 0.02% | +3,700+20.8% | Added |
| Virtus Investment Advisers, Inc. | 20,757 | $463.1K | 0.11% | −4,995−19.4% | Reduced |
| Royal Bank of Canada | 19,238 | $429.0K | 0.00% | +1,288+7.2% | Added |
| Two Sigma Investments, LP | 17,419 | $388.6K | 0.00% | −37,327−68.2% | Reduced |
| D.A. Davidson & Co. | 14,895 | $332.3K | 0.00% | −3,408−18.6% | Reduced |
| Ameriprise Financial Inc | 14,782 | $329.8K | 0.00% | −3,349−18.5% | Reduced |
| Commonwealth Equity Services, LLC | 11,122 | $248.1K | 0.00% | −6,060−35.3% | Reduced |
| Davidson Trust Co | 11,000 | $245.4K | 0.10% | 00.0% | Unchanged |
| Wedbush Securities Inc | 10,200 | $228.0K | 0.01% | −500−4.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 9,851 | $219.8K | 0.00% | +2,374+31.8% | Added |
| VestGen Advisors, LLC | 9,719 | $216.8K | 0.01% | −9,531−49.5% | Reduced |
| Bank of America Corp | 9,580 | $213.7K | 0.00% | −15,447−61.7% | Reduced |
| JPMorgan Chase & Co | 6,929 | $154.3K | 0.00% | −92−1.3% | Reduced |
| UBS Group AG | 6,665 | $148.7K | 0.00% | −20,615−75.6% | Reduced |
| Register Financial Advisors LLC | 6,027 | $134.5K | 0.04% | +24+0.4% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 4,984 | $111.0K | 0.00% | −22,043−81.6% | Reduced |
| Triumph Capital Management | 2,950 | $65.8K | 0.01% | +1,175+66.2% | Added |
| Aquatic Capital Management LLC | 1,014 | $22.6K | 0.00% | −4,711−82.3% | Reduced |
| IFP Advisors, Inc | 1,000 | $22.3K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 1,000 | $22.3K | 0.00% | +1,000 | New |
| BNP Paribas Arbitrage, SA | 809 | $18.0K | 0.00% | +125+18.3% | Added |
| Evolution Wealth Management Inc. | 701 | $15.6K | 0.01% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 630 | $14.0K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $11.2K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 285 | $6.36K | 0.00% | −43−13.1% | Reduced |
| Avion Wealth | 218 | $4.00K | 0.00% | +7+3.3% | Added |
| Strategic Investment Solutions, Inc. | 100 | $2.23K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 100 | $2.23K | 0.00% | +100 | New |
| MJT & Associates Financial Advisory Group, Inc. | 94 | $2.10K | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 57 | $1.28K | 0.00% | +1+1.8% | Added |
| Larson Financial Group LLC | 49 | $1.09K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 20 | $446 | 0.00% | +20 | New |
| Hurley Capital, LLC | 15 | $344 | 0.00% | 00.0% | Unchanged |
| Frazier Financial Advisors, LLC | 10 | $224 | 0.00% | +10 | New |
| PFG Advisors | 0 | $0 | 0.00% | −21,704−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −21,519−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −10,221−100.0% | Sold out |
| Daytona Street Capital LLC | 0 | $0 | 0.00% | −1,999−100.0% | Sold out |
| Bryn Mawr Trust Co | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −241−100.0% | Sold out |
| Fortitude Family Office, LLC | 0 | $0 | 0.00% | −140−100.0% | Sold out |
| MAI Capital Management | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| Sunbelt Securities, Inc. | – | – | – | – | Not filed |