Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Saratoga Investment Corp. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- −4 vs. Q1 2026
- Shares held
- 1.87M
- −46.1K (−2.4%) vs. Q1 2026
- Total value
- $41.7M
- −$221.8K (−0.5%) vs. Q1 2026
- New holders
- 4
- 21 more added
- Sold out
- 8
- 21 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Frazier Financial Advisors, LLC | 10 | $224 | 0.00% | +10 | New |
| Hurley Capital, LLC | 15 | $344 | 0.00% | 00.0% | Unchanged |
| Quarry LP | 20 | $446 | 0.00% | +20 | New |
| Larson Financial Group LLC | 49 | $1.09K | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 57 | $1.28K | 0.00% | +1+1.8% | Added |
| MJT & Associates Financial Advisory Group, Inc. | 94 | $2.10K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 100 | $2.23K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 100 | $2.23K | 0.00% | +100 | New |
| Avion Wealth | 218 | $4.00K | 0.00% | +7+3.3% | Added |
| Russell Investments Group, Ltd. | 285 | $6.36K | 0.00% | −43−13.1% | Reduced |
| PFS Partners, LLC | 503 | $11.2K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 630 | $14.0K | 0.00% | 00.0% | Unchanged |
| Evolution Wealth Management Inc. | 701 | $15.6K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 809 | $18.0K | 0.00% | +125+18.3% | Added |
| IFP Advisors, Inc | 1,000 | $22.3K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 1,000 | $22.3K | 0.00% | +1,000 | New |
| Aquatic Capital Management LLC | 1,014 | $22.6K | 0.00% | −4,711−82.3% | Reduced |
| Triumph Capital Management | 2,950 | $65.8K | 0.01% | +1,175+66.2% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 4,984 | $111.0K | 0.00% | −22,043−81.6% | Reduced |
| Register Financial Advisors LLC | 6,027 | $134.5K | 0.04% | +24+0.4% | Added |
| UBS Group AG | 6,665 | $148.7K | 0.00% | −20,615−75.6% | Reduced |
| JPMorgan Chase & Co | 6,929 | $154.3K | 0.00% | −92−1.3% | Reduced |
| Bank of America Corp | 9,580 | $213.7K | 0.00% | −15,447−61.7% | Reduced |
| VestGen Advisors, LLC | 9,719 | $216.8K | 0.01% | −9,531−49.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 9,851 | $219.8K | 0.00% | +2,374+31.8% | Added |
| Wedbush Securities Inc | 10,200 | $228.0K | 0.01% | −500−4.7% | Reduced |
| Davidson Trust Co | 11,000 | $245.4K | 0.10% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 11,122 | $248.1K | 0.00% | −6,060−35.3% | Reduced |
| Ameriprise Financial Inc | 14,782 | $329.8K | 0.00% | −3,349−18.5% | Reduced |
| D.A. Davidson & Co. | 14,895 | $332.3K | 0.00% | −3,408−18.6% | Reduced |
| Two Sigma Investments, LP | 17,419 | $388.6K | 0.00% | −37,327−68.2% | Reduced |
| Royal Bank of Canada | 19,238 | $429.0K | 0.00% | +1,288+7.2% | Added |
| Virtus Investment Advisers, Inc. | 20,757 | $463.1K | 0.11% | −4,995−19.4% | Reduced |
| Greenwood Gearhart Inc | 21,500 | $479.7K | 0.02% | +3,700+20.8% | Added |
| Advisor Group Holdings, Inc. | 22,747 | $507.5K | 0.00% | +53+0.2% | Added |
| Cetera Investment Advisers | 23,001 | $513.1K | 0.00% | +700+3.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 23,199 | $518.0K | 0.00% | −777−3.2% | Reduced |
| XTX Topco Ltd | 24,939 | $556.4K | 0.01% | +14,860+147.4% | Added |
| Focus Financial Network, Inc. | 25,218 | $562.6K | 0.02% | +4,042+19.1% | Added |
| Colony Group, LLC | 31,441 | $701.4K | 0.00% | +3,732+13.5% | Added |
| JB Capital Partners LP | 33,847 | $737.2K | 0.11% | 00.0% | Unchanged |
| Morgan Stanley | 41,713 | $930.6K | 0.00% | +13,427+47.5% | Added |
| Next Level Private LLC | 43,527 | $971.1K | 0.19% | 00.0% | Unchanged |
| Palogic Value Management, L.P. | 46,680 | $1.04M | 0.37% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 49,141 | $1.10M | 0.02% | −1,432−2.8% | Reduced |
| Raymond James Financial Inc | 49,143 | $1.10M | 0.00% | +689+1.4% | Added |
| Citadel Advisors LLC | 50,507 | $1.13M | 0.00% | +27,204+116.7% | Added |
| BlackRock, Inc. | 53,261 | $1.19M | 0.00% | −1,335−2.4% | Reduced |
| Janney Montgomery Scott LLC | 56,157 | $1.25M | 0.00% | +45,901+447.6% | Added |
| Ethos Financial Group, LLC | 56,533 | $1.26M | 0.08% | +3,687+7.0% | Added |
| Wells Fargo & Company | 85,079 | $1.90M | 0.00% | −188−0.2% | Reduced |
| LPL Financial LLC | 111,909 | $2.50M | 0.00% | −2,086−1.8% | Reduced |
| International Assets Investment Management, LLC | 116,012 | $2.61M | 0.16% | +33,605+40.8% | Added |
| Advisors Asset Management, Inc. | 121,635 | $2.71M | 0.04% | +15,010+14.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 127,040 | $2.83M | 0.08% | −10,635−7.7% | Reduced |
| Legal & General Group Plc | 141,229 | $3.16M | 0.00% | +18,288+14.9% | Added |
| Private Advisor Group, LLC | 146,681 | $3.27M | 0.01% | −18,458−11.2% | Reduced |
| Lido Advisors, LLC | 181,518 | $4.05M | 0.01% | −17,620−8.8% | Reduced |
| PFG Advisors | 0 | $0 | 0.00% | −21,704−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −21,519−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −10,221−100.0% | Sold out |
| Daytona Street Capital LLC | 0 | $0 | 0.00% | −1,999−100.0% | Sold out |
| Bryn Mawr Trust Co | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −241−100.0% | Sold out |
| Fortitude Family Office, LLC | 0 | $0 | 0.00% | −140−100.0% | Sold out |
| MAI Capital Management | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| Sunbelt Securities, Inc. | – | – | – | – | Not filed |