Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Saratoga Investment Corp. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- −3 vs. Q1 2024
- Shares held
- 2.01M
- −86.1K (−4.1%) vs. Q1 2024
- Total value
- $45.7M
- −$3.02M (−6.2%) vs. Q1 2024
- New holders
- 6
- 21 more added
- Sold out
- 9
- 15 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Advisers, LP | 160,600 | $3.65M | 0.01% | +7,900+5.2% | Added |
| Two Sigma Investments, LP | 130,322 | $2.96M | 0.01% | −23,620−15.3% | Reduced |
| Private Advisor Group, LLC | 129,550 | $2.94M | 0.02% | +3,417+2.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 120,806 | $2.74M | 0.14% | −4,567−3.6% | Reduced |
| Advisors Asset Management, Inc. | 115,029 | $2.61M | 0.05% | −11,136−8.8% | Reduced |
| Millennium Management LLC | 111,599 | $2.53M | 0.00% | +5,298+5.0% | Added |
| Legal & General Group Plc | 111,469 | $2.53M | 0.00% | +10,625+10.5% | Added |
| Wells Fargo & Company | 99,292 | $2.25M | 0.00% | −104−0.1% | Reduced |
| Morgan Stanley | 97,750 | $2.22M | 0.00% | +41,774+74.6% | Added |
| LPL Financial LLC | 89,104 | $2.02M | 0.00% | +10,269+13.0% | Added |
| Lido Advisors, LLC | 70,617 | $1.60M | 0.01% | 00.0% | Unchanged |
| TMD Wealth Management, LLC | 67,730 | $1.54M | 0.34% | −497−0.7% | Reduced |
| Ameriprise Financial Inc | 62,079 | $1.41M | 0.00% | +3,097+5.3% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 48,697 | $1.10M | 0.02% | +48,697 | New |
| Palogic Value Management, L.P. | 47,680 | $1.08M | 0.46% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 46,107 | $1.05M | 0.00% | +9,075+24.5% | Added |
| Virtus ETF Advisers LLC | 41,853 | $950.1K | 0.47% | +13,952+50.0% | Added |
| JB Capital Partners LP | 33,847 | $768.3K | 0.17% | 00.0% | Unchanged |
| Next Level Private LLC | 32,535 | $738.5K | 0.34% | +1,059+3.4% | Added |
| Wealthcare Advisory Partners LLC | 30,654 | $695.9K | 0.02% | +52+0.2% | Added |
| RMB Capital Management, LLC | 30,000 | $681.0K | 0.02% | +5,000+20.0% | Added |
| Raymond James & Associates | 29,858 | $677.8K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 27,736 | $629.6K | 0.01% | +664+2.5% | Added |
| Campbell & CO Investment Adviser LLC | 27,513 | $624.5K | 0.05% | +883+3.3% | Added |
| Royal Bank of Canada | 24,077 | $546.0K | 0.00% | −2,249−8.5% | Reduced |
| PFG Advisors | 22,449 | $509.6K | 0.03% | −746−3.2% | Reduced |
| Commonwealth Equity Services, LLC | 22,224 | $505.0K | 0.00% | +1,677+8.2% | Added |
| Janney Montgomery Scott LLC | 20,761 | $471.0K | 0.00% | −2,082−9.1% | Reduced |
| McDonald Partners LLC | 20,275 | $460.3K | 0.12% | 00.0% | Unchanged |
| Bard Associates Inc | 15,945 | $362.0K | 0.14% | 00.0% | Unchanged |
| Trexquant Investment LP | 11,803 | $267.9K | 0.00% | +11,803 | New |
| Alpine Global Management, LLC | 11,504 | $261.1K | 0.05% | −19,795−63.2% | Reduced |
| Avantax Advisory Services, Inc. | 11,491 | $260.8K | 0.00% | +98+0.9% | Added |
| Davidson Trust Co | 11,000 | $249.7K | 0.17% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 9,955 | $226.0K | 0.00% | −1,200−10.8% | Reduced |
| Wedbush Securities Inc | 9,900 | $225.0K | 0.01% | +1,075+12.2% | Added |
| National Asset Management, Inc. | 9,885 | $224.7K | 0.01% | +770+8.4% | Added |
| Citadel Advisors LLC | 6,899 | $156.6K | 0.00% | −58,847−89.5% | Reduced |
| Advisor Group Holdings, Inc. | 6,603 | $149.9K | 0.00% | −656−9.0% | Reduced |
| Register Financial Advisors LLC | 5,850 | $132.8K | 0.07% | +18+0.3% | Added |
| Aquatic Capital Management LLC | 5,100 | $115.8K | 0.00% | +2,400+88.9% | Added |
| Sunbelt Securities, Inc. | 5,082 | $115.4K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 4,739 | $107.6K | 0.01% | +4,739 | New |
| Steward Partners Investment Advisory, LLC | 3,964 | $90.0K | 0.00% | −1,000−20.1% | Reduced |
| Quantbot Technologies LP | 2,790 | $63.3K | 0.00% | +2+0.1% | Added |
| IFP Advisors, Inc | 1,500 | $34.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,000 | $22.7K | 0.00% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 1,000 | $22.7K | 0.01% | +1,000 | New |
| UBS Group AG | 923 | $21.0K | 0.00% | −1,863−66.9% | Reduced |
| Bank of America Corp | 700 | $15.9K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $11.4K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 500 | $11.3K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 500 | $11.3K | 0.00% | −100−16.7% | Reduced |
| Laurel Wealth Advisors LLC | 241 | $5.47K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 222 | $5.04K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 181 | $4.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $23 | 0.00% | +1 | New |
| BNP Paribas Arbitrage, SA | 1 | $23 | 0.00% | +1 | New |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −56,977−100.0% | Sold out |
| Franklin Resources Inc | 0 | $0 | 0.00% | −36,023−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −29,641−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −9,969−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −9,124−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −526−100.0% | Sold out |
| EntryPoint Capital, LLC | 0 | $0 | 0.00% | −398−100.0% | Sold out |
| Old Point Trust & Financial Services N A | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Creekmur Asset Management LLC | 0 | $0 | 0.00% | −144−100.0% | Sold out |