Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Saratoga Investment Corp. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- −3 vs. Q1 2024
- Shares held
- 2.01M
- −86.1K (−4.1%) vs. Q1 2024
- Total value
- $45.7M
- −$3.02M (−6.2%) vs. Q1 2024
- New holders
- 6
- 21 more added
- Sold out
- 9
- 15 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $23 | 0.00% | +1 | New |
| BNP Paribas Arbitrage, SA | 1 | $23 | 0.00% | +1 | New |
| Financial Management Professionals, Inc. | 181 | $4.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 222 | $5.04K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $5.47K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 500 | $11.3K | 0.00% | −100−16.7% | Reduced |
| Bartlett & Co. Wealth Management LLC | 500 | $11.3K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $11.4K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 700 | $15.9K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 923 | $21.0K | 0.00% | −1,863−66.9% | Reduced |
| Harbour Investments, Inc. | 1,000 | $22.7K | 0.00% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 1,000 | $22.7K | 0.01% | +1,000 | New |
| IFP Advisors, Inc | 1,500 | $34.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 2,790 | $63.3K | 0.00% | +2+0.1% | Added |
| Steward Partners Investment Advisory, LLC | 3,964 | $90.0K | 0.00% | −1,000−20.1% | Reduced |
| International Assets Investment Management, LLC | 4,739 | $107.6K | 0.01% | +4,739 | New |
| Sunbelt Securities, Inc. | 5,082 | $115.4K | 0.01% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 5,100 | $115.8K | 0.00% | +2,400+88.9% | Added |
| Register Financial Advisors LLC | 5,850 | $132.8K | 0.07% | +18+0.3% | Added |
| Advisor Group Holdings, Inc. | 6,603 | $149.9K | 0.00% | −656−9.0% | Reduced |
| Citadel Advisors LLC | 6,899 | $156.6K | 0.00% | −58,847−89.5% | Reduced |
| National Asset Management, Inc. | 9,885 | $224.7K | 0.01% | +770+8.4% | Added |
| Wedbush Securities Inc | 9,900 | $225.0K | 0.01% | +1,075+12.2% | Added |
| Atria Wealth Solutions, Inc. | 9,955 | $226.0K | 0.00% | −1,200−10.8% | Reduced |
| Davidson Trust Co | 11,000 | $249.7K | 0.17% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 11,491 | $260.8K | 0.00% | +98+0.9% | Added |
| Alpine Global Management, LLC | 11,504 | $261.1K | 0.05% | −19,795−63.2% | Reduced |
| Trexquant Investment LP | 11,803 | $267.9K | 0.00% | +11,803 | New |
| Bard Associates Inc | 15,945 | $362.0K | 0.14% | 00.0% | Unchanged |
| McDonald Partners LLC | 20,275 | $460.3K | 0.12% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 20,761 | $471.0K | 0.00% | −2,082−9.1% | Reduced |
| Commonwealth Equity Services, LLC | 22,224 | $505.0K | 0.00% | +1,677+8.2% | Added |
| PFG Advisors | 22,449 | $509.6K | 0.03% | −746−3.2% | Reduced |
| Royal Bank of Canada | 24,077 | $546.0K | 0.00% | −2,249−8.5% | Reduced |
| Campbell & CO Investment Adviser LLC | 27,513 | $624.5K | 0.05% | +883+3.3% | Added |
| D.A. Davidson & Co. | 27,736 | $629.6K | 0.01% | +664+2.5% | Added |
| Raymond James & Associates | 29,858 | $677.8K | 0.00% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 30,000 | $681.0K | 0.02% | +5,000+20.0% | Added |
| Wealthcare Advisory Partners LLC | 30,654 | $695.9K | 0.02% | +52+0.2% | Added |
| Next Level Private LLC | 32,535 | $738.5K | 0.34% | +1,059+3.4% | Added |
| JB Capital Partners LP | 33,847 | $768.3K | 0.17% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 41,853 | $950.1K | 0.47% | +13,952+50.0% | Added |
| Qube Research & Technologies Ltd | 46,107 | $1.05M | 0.00% | +9,075+24.5% | Added |
| Palogic Value Management, L.P. | 47,680 | $1.08M | 0.46% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 48,697 | $1.10M | 0.02% | +48,697 | New |
| Ameriprise Financial Inc | 62,079 | $1.41M | 0.00% | +3,097+5.3% | Added |
| TMD Wealth Management, LLC | 67,730 | $1.54M | 0.34% | −497−0.7% | Reduced |
| Lido Advisors, LLC | 70,617 | $1.60M | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 89,104 | $2.02M | 0.00% | +10,269+13.0% | Added |
| Morgan Stanley | 97,750 | $2.22M | 0.00% | +41,774+74.6% | Added |
| Wells Fargo & Company | 99,292 | $2.25M | 0.00% | −104−0.1% | Reduced |
| Legal & General Group Plc | 111,469 | $2.53M | 0.00% | +10,625+10.5% | Added |
| Millennium Management LLC | 111,599 | $2.53M | 0.00% | +5,298+5.0% | Added |
| Advisors Asset Management, Inc. | 115,029 | $2.61M | 0.05% | −11,136−8.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 120,806 | $2.74M | 0.14% | −4,567−3.6% | Reduced |
| Private Advisor Group, LLC | 129,550 | $2.94M | 0.02% | +3,417+2.7% | Added |
| Two Sigma Investments, LP | 130,322 | $2.96M | 0.01% | −23,620−15.3% | Reduced |
| Two Sigma Advisers, LP | 160,600 | $3.65M | 0.01% | +7,900+5.2% | Added |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −56,977−100.0% | Sold out |
| Franklin Resources Inc | 0 | $0 | 0.00% | −36,023−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −29,641−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −9,969−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −9,124−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −526−100.0% | Sold out |
| EntryPoint Capital, LLC | 0 | $0 | 0.00% | −398−100.0% | Sold out |
| Old Point Trust & Financial Services N A | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Creekmur Asset Management LLC | 0 | $0 | 0.00% | −144−100.0% | Sold out |