Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Saratoga Investment Corp. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +5 vs. Q3 2022
- Shares held
- 2.28M
- −50.7K (−2.2%) vs. Q3 2022
- Total value
- $56.9M
- +$8.30M (+17.1%) vs. Q3 2022
- New holders
- 11
- 16 more added
- Sold out
- 6
- 12 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Black Diamond Capital Management, L.L.C. | 951,340 | $24.2M | 14.88% | −97,871−9.3% | Reduced |
| Advisors Asset Management, Inc. | 133,585 | $3.41M | 0.07% | −17,214−11.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 113,479 | $2.89M | 0.18% | +1,342+1.2% | Added |
| Wells Fargo & Company | 83,549 | $2.13M | 0.00% | +1,360+1.7% | Added |
| Raymond James & Associates | 82,521 | $2.10M | 0.00% | −3,036−3.5% | Reduced |
| Legal & General Group Plc | 79,617 | $2.03M | 0.00% | +3,968+5.2% | Added |
| LPL Financial LLC | 68,464 | $1.75M | 0.00% | +1,912+2.9% | Added |
| Ameriprise Financial Inc | 60,368 | $1.54M | 0.00% | +12,495+26.1% | Added |
| Palogic Value Management, L.P. | 49,980 | $1.27M | 0.66% | +49,980 | New |
| Banque Pictet & Cie SA | 44,468 | $1.13M | 0.01% | +1,065+2.5% | Added |
| Pictet North America Advisors SA | 44,468 | $1.13M | 0.20% | +1,065+2.5% | Added |
| Two Sigma Advisers, LP | 39,100 | $996.7K | 0.00% | −900−2.3% | Reduced |
| Advisor Group Holdings, Inc. | 37,104 | $946.4K | 0.00% | +303+0.8% | Added |
| JB Capital Partners LP | 33,847 | $862.8K | 0.23% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 31,864 | $812.2K | 0.50% | +9,209+40.6% | Added |
| Advisory Research Inc | 30,351 | $773.6K | 0.07% | −5,370−15.0% | Reduced |
| Next Level Private LLC | 27,683 | $732.2K | 0.54% | 00.0% | Unchanged |
| PFG Advisors | 28,217 | $719.3K | 0.07% | −585−2.0% | Reduced |
| Cerity Partners LLC | 26,613 | $678.4K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 25,818 | $658.1K | 0.00% | −9,342−26.6% | Reduced |
| Mackenzie Financial Corp | 22,018 | $561.2K | 0.00% | −4,285−16.3% | Reduced |
| Royal Bank of Canada | 21,654 | $552.0K | 0.00% | +2,728+14.4% | Added |
| National Asset Management, Inc. | 20,770 | $543.5K | 0.02% | +4,020+24.0% | Added |
| Chicago Partners Investment Group LLC | 19,971 | $539.0K | 0.03% | +108+0.5% | Added |
| D.A. Davidson & Co. | 20,218 | $515.4K | 0.01% | −1,100−5.2% | Reduced |
| Bard Associates Inc | 16,210 | $424.0K | 0.18% | +125+0.8% | Added |
| First Republic Investment Management, Inc. | 13,677 | $348.6K | 0.00% | 00.0% | Unchanged |
| Davidson Trust Co | 11,000 | $280.4K | 0.25% | 00.0% | Unchanged |
| Citadel Advisors LLC | 10,152 | $258.8K | 0.00% | +10,152 | New |
| Virtus ETF Advisers LLC | 9,775 | $249.2K | 0.13% | −6,435−39.7% | Reduced |
| Mariner, LLC | 9,546 | $243.0K | 0.00% | +9,546 | New |
| Commonwealth Equity Services, LLC | 8,564 | $218.0K | 0.00% | +8,564 | New |
| Larson Financial Group LLC | 8,468 | $215.8K | 0.03% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 8,209 | $209.0K | 0.00% | −10,106−55.2% | Reduced |
| Putnam Investments LLC | 8,005 | $204.0K | 0.00% | +8,005 | New |
| IFP Advisors, Inc | 6,794 | $157.0K | 0.00% | +66+1.0% | Added |
| Register Financial Advisors LLC | 5,686 | $144.9K | 0.09% | +5,686 | New |
| ICA Group Wealth Management, LLC | 4,950 | $126.2K | 0.03% | +4,950 | New |
| Steward Partners Investment Advisory, LLC | 4,803 | $122.4K | 0.00% | +4,069+554.4% | Added |
| UBS Group AG | 1,528 | $38.9K | 0.00% | −2,667−63.6% | Reduced |
| Tradition Wealth Management, LLC | 1,502 | $38.0K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 1,000 | $25.5K | 0.00% | +1,000 | New |
| Cullen/Frost Bankers, Inc. | 900 | $22.9K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 766 | $19.5K | 0.00% | +766 | New |
| PFS Partners, LLC | 503 | $12.8K | 0.01% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 287 | $7.76K | 0.00% | +287 | New |
| Laurel Wealth Advisors LLC | 241 | $6.14K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 54,224 | $1.38K | 0.00% | +8,300+18.1% | Added |
| Signaturefd, LLC | 1 | $15 | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 1 | $14 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 26 | $0 | 0.00% | +26 | New |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −25,901−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −15,395−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Carmichael Hill & Associates, Inc. | 0 | $0 | 0.00% | −315−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −301−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |