Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
Q4 2022 vs. Q3 2022
How the institutions holding Saratoga Investment Corp. changed between Q3 2022 and Q4 2022.
All holders in Q4 2022All holders in Q3 2022
| Measure | Q3 2022 | Of which not filed for Q4 2022 | Q4 2022 | Change |
|---|---|---|---|---|
| Holders | 48 | 1 | 52 | +5 |
| Shares | 2.34M | 880 | 2.28M | −50.7K (−2.2%) |
| Value | $48.6M | $18.3K | $56.9M | +$8.30M (+17.1%) |
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Saratoga Investment Corp. at the end of Q4 2022 but not at the end of Q3 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Palogic Value Management, L.P. | 49,980 | $1.27M | 0.66% |
| Citadel Advisors LLC | 10,152 | $258.8K | 0.00% |
| Mariner, LLC | 9,546 | $243.0K | 0.00% |
| Commonwealth Equity Services, LLC | 8,564 | $218.0K | 0.00% |
| Putnam Investments LLC | 8,005 | $204.0K | 0.00% |
| Register Financial Advisors LLC | 5,686 | $144.9K | 0.09% |
| ICA Group Wealth Management, LLC | 4,950 | $126.2K | 0.03% |
| Belpointe Asset Management LLC | 1,000 | $25.5K | 0.00% |
| Advisory Services Network, LLC | 766 | $19.5K | 0.00% |
| Cornerstone Planning Group LLC | 287 | $7.76K | 0.00% |
| Simplex Trading, LLC | 26 | $0 | 0.00% |
Sold out (6)
Institutions that held Saratoga Investment Corp. at the end of Q3 2022 and filed for Q4 2022 without it.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| RMB Capital Management, LLC | 25,901 | $538.0K |
| Northern Trust Corp | 15,395 | $320.0K |
| National Bank of Canada | 500 | $10.0K |
| Aquatic Capital Management LLC | 500 | $10.0K |
| Carmichael Hill & Associates, Inc. | 315 | $7.00K |
| Tower Research Capital LLC (TRC) | 301 | $6.00K |
Not filed for Q4 2022 yet (1)
Institutions that held Saratoga Investment Corp. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| American Portfolios Advisors | 880 | $18.3K |