Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Saratoga Investment Corp. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −2 vs. Q2 2023
- Shares held
- 2.37M
- +595.0K (+33.6%) vs. Q2 2023
- Total value
- $60.8M
- +$13.0M (+27.2%) vs. Q2 2023
- New holders
- 11
- 29 more added
- Sold out
- 13
- 9 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Millennium Management LLC | 295,736 | $7.60M | 0.01% | +169,910+135.0% | Added |
| Two Sigma Investments, LP | 210,616 | $5.41M | 0.02% | +117,213+125.5% | Added |
| Two Sigma Advisers, LP | 181,300 | $4.66M | 0.01% | +80,500+79.9% | Added |
| Advisors Asset Management, Inc. | 140,051 | $3.60M | 0.08% | +11,500+8.9% | Added |
| Scoggin Management LP | 113,700 | $2.92M | 3.94% | +113,700 | New |
| Wells Fargo & Company | 92,426 | $2.38M | 0.00% | +6,322+7.3% | Added |
| Legal & General Group Plc | 87,048 | $2.24M | 0.00% | −1,987−2.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 82,974 | $2.13M | 0.14% | +2,192+2.7% | Added |
| Private Advisor Group, LLC | 82,324 | $2.12M | 0.02% | +22,950+38.7% | Added |
| LPL Financial LLC | 73,965 | $1.90M | 0.00% | +2,146+3.0% | Added |
| Marshall Wace, LLP | 58,975 | $1.52M | 0.00% | +25,454+75.9% | Added |
| Quadrature Capital Ltd | 55,663 | $1.43M | 0.03% | +39,297+240.1% | Added |
| Alpine Global Management, LLC | 52,000 | $1.34M | 0.31% | +52,000 | New |
| Morgan Stanley | 51,409 | $1.32M | 0.00% | +15,919+44.9% | Added |
| Raymond James & Associates | 49,691 | $1.28M | 0.00% | −14,118−22.1% | Reduced |
| Simplify Asset Management Inc. | 48,500 | $1.25M | 0.21% | +48,500 | New |
| Palogic Value Management, L.P. | 47,680 | $1.23M | 0.61% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 46,908 | $1.21M | 0.00% | −11,431−19.6% | Reduced |
| Claybrook Capital, LLC | 41,817 | $1.07M | 0.61% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 39,220 | $1.01M | 0.00% | +4,702+13.6% | Added |
| Citadel Advisors LLC | 39,213 | $1.01M | 0.00% | +31,202+389.5% | Added |
| Putnam Investments LLC | 38,294 | $984.2K | 0.00% | +4,705+14.0% | Added |
| JB Capital Partners LP | 33,847 | $869.9K | 0.22% | 00.0% | Unchanged |
| Next Level Private LLC | 31,476 | $786.6K | 0.52% | +3,017+10.6% | Added |
| Trexquant Investment LP | 30,157 | $775.0K | 0.02% | +30,157 | New |
| Royal Bank of Canada | 25,738 | $662.0K | 0.00% | −2,603−9.2% | Reduced |
| PFG Advisors | 25,229 | $648.4K | 0.06% | −1,162−4.4% | Reduced |
| D.A. Davidson & Co. | 23,167 | $595.4K | 0.01% | +327+1.4% | Added |
| Squarepoint Ops LLC | 23,122 | $594.2K | 0.00% | +23,122 | New |
| Virtus ETF Advisers LLC | 21,088 | $542.0K | 0.33% | +11,838+128.0% | Added |
| Commonwealth Equity Services, LLC | 19,040 | $489.0K | 0.00% | +6,895+56.8% | Added |
| Janney Montgomery Scott LLC | 17,383 | $447.0K | 0.00% | +8,563+97.1% | Added |
| Qube Research & Technologies Ltd | 16,570 | $425.8K | 0.00% | +7,579+84.3% | Added |
| Bard Associates Inc | 16,485 | $423.7K | 0.18% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 16,105 | $413.9K | 0.01% | +6,565+68.8% | Added |
| JPMorgan Chase & Co | 13,265 | $340.9K | 0.00% | +10,965+476.7% | Added |
| Jump Financial, LLC | 12,601 | $323.8K | 0.01% | +2,401+23.5% | Added |
| Atria Wealth Solutions, Inc. | 11,655 | $299.5K | 0.00% | +750+6.9% | Added |
| Davidson Trust Co | 11,000 | $282.7K | 0.21% | 00.0% | Unchanged |
| Mariner, LLC | 9,546 | $245.3K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 9,152 | $235.2K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 9,115 | $234.2K | 0.01% | −9,895−52.1% | Reduced |
| Avantax Advisory Services, Inc. | 8,957 | $230.2K | 0.00% | +87+1.0% | Added |
| Quantbot Technologies LP | 6,565 | $168.7K | 0.01% | +4,139+170.6% | Added |
| BNP Paribas Arbitrage, SA | 6,169 | $158.5K | 0.00% | +2,922+90.0% | Added |
| Register Financial Advisors LLC | 5,801 | $149.1K | 0.11% | +14+0.2% | Added |
| Sunbelt Securities, Inc. | 5,082 | $130.6K | 0.02% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 4,900 | $125.9K | 0.01% | +4,900 | New |
| Steward Partners Investment Advisory, LLC | 4,503 | $115.7K | 0.00% | −1,000−18.2% | Reduced |
| UBS Group AG | 4,152 | $106.7K | 0.00% | +1,513+57.3% | Added |
| Strategic Investment Solutions, Inc. | 2,800 | $72.3K | 0.00% | +2,800 | New |
| Bank of America Corp | 2,000 | $51.4K | 0.00% | −46−2.2% | Reduced |
| Tradition Wealth Management, LLC | 1,624 | $42.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,500 | $38.5K | 0.00% | −6,812−82.0% | Reduced |
| Tower Research Capital LLC (TRC) | 1,487 | $38.2K | 0.00% | +1,487 | New |
| Barclays PLC | 1,441 | $37.0K | 0.00% | +1,441 | New |
| C M Bidwell & Associates Ltd | 1,385 | $35.6K | 0.03% | +1,385 | New |
| Harbour Investments, Inc. | 1,000 | $25.7K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 500 | $13.0K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $12.9K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 500 | $12.8K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $6.19K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 222 | $5.71K | 0.00% | +222 | New |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 0 | $10 | 0.00% | 0 | Unchanged |
| Black Diamond Capital Management, L.L.C. | 0 | $0 | 0.00% | −96,507−100.0% | Sold out |
| Advisory Research Inc | 0 | $0 | 0.00% | −26,925−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −23,846−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −20,435−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −18,700−100.0% | Sold out |
| Chicago Partners Investment Group LLC | 0 | $0 | 0.00% | −9,409−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −8,325−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −8,168−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −7,640−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −7,143−100.0% | Sold out |
| Toth Financial Advisory Corp | 0 | $0 | 0.00% | −2,600−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −8−100.0% | Sold out |