Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
Q3 2023 vs. Q2 2023
How the institutions holding Saratoga Investment Corp. changed between Q2 2023 and Q3 2023.
All holders in Q3 2023All holders in Q2 2023
| Measure | Q2 2023 | Q3 2023 | Change |
|---|---|---|---|
| Holders | 67 | 65 | −2 |
| Shares | 1.77M | 2.37M | +595.0K (+33.6%) |
| Value | $47.8M | $60.8M | +$13.0M (+27.2%) |
New holders (11)
Institutions that held Saratoga Investment Corp. at the end of Q3 2023 but not at the end of Q2 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Scoggin Management LP | 113,700 | $2.92M | 3.94% |
| Alpine Global Management, LLC | 52,000 | $1.34M | 0.31% |
| Simplify Asset Management Inc. | 48,500 | $1.25M | 0.21% |
| Trexquant Investment LP | 30,157 | $775.0K | 0.02% |
| Squarepoint Ops LLC | 23,122 | $594.2K | 0.00% |
| Hillsdale Investment Management Inc. | 4,900 | $125.9K | 0.01% |
| Strategic Investment Solutions, Inc. | 2,800 | $72.3K | 0.00% |
| Tower Research Capital LLC (TRC) | 1,487 | $38.2K | 0.00% |
| Barclays PLC | 1,441 | $37.0K | 0.00% |
| C M Bidwell & Associates Ltd | 1,385 | $35.6K | 0.03% |
| Signaturefd, LLC | 222 | $5.71K | 0.00% |
Sold out (13)
Institutions that held Saratoga Investment Corp. at the end of Q2 2023 and filed for Q3 2023 without it.
| Institution | Shares, Q2 2023 | Value, Q2 2023 |
|---|---|---|
| Black Diamond Capital Management, L.L.C. | 96,507 | $2.60M |
| Advisory Research Inc | 26,925 | $726.7K |
| Mackenzie Financial Corp | 23,846 | $648.1K |
| D. E. Shaw & Co., Inc. | 20,435 | $551.5K |
| Cerity Partners LLC | 18,700 | $504.7K |
| Chicago Partners Investment Group LLC | 9,409 | $248.7K |
| Cetera Advisors LLC | 8,325 | $224.7K |
| SG Americas Securities, LLC | 8,168 | $220.0K |
| HRT Financial LP | 7,640 | $206.0K |
| First Republic Investment Management, Inc. | 7,500 | $202.4K |
| Rockefeller Capital Management L.P. | 7,143 | $192.8K |
| Toth Financial Advisory Corp | 2,600 | $70.2K |
| Citigroup Inc | 8 | $216 |