Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Saratoga Investment Corp. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −2 vs. Q2 2023
- Shares held
- 2.37M
- +595.0K (+33.6%) vs. Q2 2023
- Total value
- $60.8M
- +$13.0M (+27.2%) vs. Q2 2023
- New holders
- 11
- 29 more added
- Sold out
- 13
- 9 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baystate Wealth Management LLC | 0 | $10 | 0.00% | 0 | Unchanged |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 222 | $5.71K | 0.00% | +222 | New |
| Laurel Wealth Advisors LLC | 241 | $6.19K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 500 | $12.8K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $12.9K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 500 | $13.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,000 | $25.7K | 0.00% | 00.0% | Unchanged |
| C M Bidwell & Associates Ltd | 1,385 | $35.6K | 0.03% | +1,385 | New |
| Barclays PLC | 1,441 | $37.0K | 0.00% | +1,441 | New |
| Tower Research Capital LLC (TRC) | 1,487 | $38.2K | 0.00% | +1,487 | New |
| IFP Advisors, Inc | 1,500 | $38.5K | 0.00% | −6,812−82.0% | Reduced |
| Tradition Wealth Management, LLC | 1,624 | $42.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 2,000 | $51.4K | 0.00% | −46−2.2% | Reduced |
| Strategic Investment Solutions, Inc. | 2,800 | $72.3K | 0.00% | +2,800 | New |
| UBS Group AG | 4,152 | $106.7K | 0.00% | +1,513+57.3% | Added |
| Steward Partners Investment Advisory, LLC | 4,503 | $115.7K | 0.00% | −1,000−18.2% | Reduced |
| Hillsdale Investment Management Inc. | 4,900 | $125.9K | 0.01% | +4,900 | New |
| Sunbelt Securities, Inc. | 5,082 | $130.6K | 0.02% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 5,801 | $149.1K | 0.11% | +14+0.2% | Added |
| BNP Paribas Arbitrage, SA | 6,169 | $158.5K | 0.00% | +2,922+90.0% | Added |
| Quantbot Technologies LP | 6,565 | $168.7K | 0.01% | +4,139+170.6% | Added |
| Avantax Advisory Services, Inc. | 8,957 | $230.2K | 0.00% | +87+1.0% | Added |
| National Asset Management, Inc. | 9,115 | $234.2K | 0.01% | −9,895−52.1% | Reduced |
| Larson Financial Group LLC | 9,152 | $235.2K | 0.02% | 00.0% | Unchanged |
| Mariner, LLC | 9,546 | $245.3K | 0.00% | 00.0% | Unchanged |
| Davidson Trust Co | 11,000 | $282.7K | 0.21% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 11,655 | $299.5K | 0.00% | +750+6.9% | Added |
| Jump Financial, LLC | 12,601 | $323.8K | 0.01% | +2,401+23.5% | Added |
| JPMorgan Chase & Co | 13,265 | $340.9K | 0.00% | +10,965+476.7% | Added |
| Cubist Systematic Strategies, LLC | 16,105 | $413.9K | 0.01% | +6,565+68.8% | Added |
| Bard Associates Inc | 16,485 | $423.7K | 0.18% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 16,570 | $425.8K | 0.00% | +7,579+84.3% | Added |
| Janney Montgomery Scott LLC | 17,383 | $447.0K | 0.00% | +8,563+97.1% | Added |
| Commonwealth Equity Services, LLC | 19,040 | $489.0K | 0.00% | +6,895+56.8% | Added |
| Virtus ETF Advisers LLC | 21,088 | $542.0K | 0.33% | +11,838+128.0% | Added |
| Squarepoint Ops LLC | 23,122 | $594.2K | 0.00% | +23,122 | New |
| D.A. Davidson & Co. | 23,167 | $595.4K | 0.01% | +327+1.4% | Added |
| PFG Advisors | 25,229 | $648.4K | 0.06% | −1,162−4.4% | Reduced |
| Royal Bank of Canada | 25,738 | $662.0K | 0.00% | −2,603−9.2% | Reduced |
| Trexquant Investment LP | 30,157 | $775.0K | 0.02% | +30,157 | New |
| Next Level Private LLC | 31,476 | $786.6K | 0.52% | +3,017+10.6% | Added |
| JB Capital Partners LP | 33,847 | $869.9K | 0.22% | 00.0% | Unchanged |
| Putnam Investments LLC | 38,294 | $984.2K | 0.00% | +4,705+14.0% | Added |
| Citadel Advisors LLC | 39,213 | $1.01M | 0.00% | +31,202+389.5% | Added |
| Advisor Group Holdings, Inc. | 39,220 | $1.01M | 0.00% | +4,702+13.6% | Added |
| Claybrook Capital, LLC | 41,817 | $1.07M | 0.61% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 46,908 | $1.21M | 0.00% | −11,431−19.6% | Reduced |
| Palogic Value Management, L.P. | 47,680 | $1.23M | 0.61% | 00.0% | Unchanged |
| Simplify Asset Management Inc. | 48,500 | $1.25M | 0.21% | +48,500 | New |
| Raymond James & Associates | 49,691 | $1.28M | 0.00% | −14,118−22.1% | Reduced |
| Morgan Stanley | 51,409 | $1.32M | 0.00% | +15,919+44.9% | Added |
| Alpine Global Management, LLC | 52,000 | $1.34M | 0.31% | +52,000 | New |
| Quadrature Capital Ltd | 55,663 | $1.43M | 0.03% | +39,297+240.1% | Added |
| Marshall Wace, LLP | 58,975 | $1.52M | 0.00% | +25,454+75.9% | Added |
| LPL Financial LLC | 73,965 | $1.90M | 0.00% | +2,146+3.0% | Added |
| Private Advisor Group, LLC | 82,324 | $2.12M | 0.02% | +22,950+38.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 82,974 | $2.13M | 0.14% | +2,192+2.7% | Added |
| Legal & General Group Plc | 87,048 | $2.24M | 0.00% | −1,987−2.2% | Reduced |
| Wells Fargo & Company | 92,426 | $2.38M | 0.00% | +6,322+7.3% | Added |
| Scoggin Management LP | 113,700 | $2.92M | 3.94% | +113,700 | New |
| Advisors Asset Management, Inc. | 140,051 | $3.60M | 0.08% | +11,500+8.9% | Added |
| Two Sigma Advisers, LP | 181,300 | $4.66M | 0.01% | +80,500+79.9% | Added |
| Two Sigma Investments, LP | 210,616 | $5.41M | 0.02% | +117,213+125.5% | Added |
| Millennium Management LLC | 295,736 | $7.60M | 0.01% | +169,910+135.0% | Added |
| Black Diamond Capital Management, L.L.C. | 0 | $0 | 0.00% | −96,507−100.0% | Sold out |
| Advisory Research Inc | 0 | $0 | 0.00% | −26,925−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −23,846−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −20,435−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −18,700−100.0% | Sold out |
| Chicago Partners Investment Group LLC | 0 | $0 | 0.00% | −9,409−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −8,325−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −8,168−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −7,640−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −7,143−100.0% | Sold out |
| Toth Financial Advisory Corp | 0 | $0 | 0.00% | −2,600−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −8−100.0% | Sold out |